IPO registrations (S-1, F-1) · Registrants
Liquidia Technologies Inc
- SEC CIK
- 1330436 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2018-06-28, last 2019-03-18; 2 initial registrations, 3 amendments
- Outcome
- Final prospectus filed 2018-07-26; declared effective 2018-07-25
- Industry (SIC)
- Surgical & Medical Instruments & Apparatus 3841
- Incorporated in
- DE
- Business address
- 419 DAVIS DRIVE, SUITE 100, Durham, NC 27713
- EDGAR entity type
- operating
- Insiders and CEO pay
- Liquidia Technologies Inc on the corporate pages
Offering terms
- Final price
- $11.00 per share (424B4 filed 2018-07-26, an initial public offering)
- Shares sold
- 4,545,455
- Gross proceeds
- $50,000,005 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol LQDA
- Lead underwriters
- Jefferies; Cowen
- Syndicate
- Needham & Company; Wedbush Securities
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: Liquidia Technologies, Inc. Fuzzy (name and state)
- Business registration: Liquidia Technologies, Inc. Fuzzy (name and state)
- Business registration: Liquidia Technologies, Inc. Fuzzy (name and state)
- Business registration: Liquidia Technologies, Inc. Fuzzy (name and state)
- Business registration: LIQUIDIA TECHNOLOGIES, INC. Fuzzy (name and state)
- Business registration: LIQUIDIA TECHNOLOGIES, INC. Fuzzy (name and state)
- Federal award recipient: LIQUIDIA TECHNOLOGIES, INC Fuzzy (name and state)
- Form D issuer: Liquidia Technologies Inc EXACT (CIK (EXACT))
- Lobbying client: LIQUIDIA TECHNOLOGIES, INC. Fuzzy (name and state)
- SEC filer: Liquidia Technologies Inc EXACT (CIK (EXACT))
Filings 13
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2018-06-28 | S-1 | S-1 (registration) | Liquidia Technologies Inc | 0001047469-18-004801 ↗ |
| 2018-07-13 | S-1/A | S-1/A (amendment) | Liquidia Technologies Inc | 0001047469-18-005019 ↗ |
| 2018-07-23 | S-1/A | S-1/A (amendment) | Liquidia Technologies Inc | 0001047469-18-005112 ↗ |
| 2018-07-24 | S-1/A | S-1/A (amendment) | Liquidia Technologies Inc | 0001047469-18-005147 ↗ |
| 2018-07-25 | EFFECT | EFFECT (declared effective) | Liquidia Technologies Inc | 9999999995-18-001872 ↗ |
| 2018-07-26 | 424B4 | 424B4 (final prospectus) | Liquidia Technologies Inc | 0001047469-18-005173 ↗ |
| 2019-03-18 | S-1 | S-1 (registration) | Liquidia Technologies Inc | 0001047469-19-001375 ↗ |
| 2019-03-20 | EFFECT | EFFECT (declared effective) | Liquidia Technologies Inc | 9999999995-19-000480 ↗ |
| 2019-03-21 | 424B4 | 424B4 (final prospectus) | Liquidia Technologies Inc | 0001047469-19-001505 ↗ |
| 2019-09-10 | EFFECT | EFFECT (declared effective) | Liquidia Technologies Inc | 9999999995-19-002053 ↗ |
| 2020-02-13 | EFFECT | EFFECT (declared effective) | Liquidia Technologies Inc | 9999999995-20-000355 ↗ |
| 2020-11-20 | EFFECT | EFFECT (declared effective) | Liquidia Technologies Inc | 9999999995-20-003253 ↗ |
| 2020-11-20 | EFFECT | EFFECT (declared effective) | Liquidia Technologies Inc | 9999999995-20-003255 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2018-07-24 | S-1/A | registration statement | $0.01 | - | - | 0 | primary document; price line | document ↗ | ||
| 2018-07-26 | 424B4 | final prospectus | $11.00 | 4,545,455 | $50,000,005 | Nasdaq LQDA | 4 | primary document; price sentence, shares headline, proceeds table, cover names 4 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Adair Jason | Officer | V.P., Bsnss Dvlpmnt and Strtgy; V.P., Buisness Dev. & Strategy | 2 | 2018–2019 | |
| Albury Timothy | Officer | SVP, Chief Accounting Officer | 5 | 2018–2019 | |
| Alexandria Venture Investments, LLC | TenPercentOwner | 2 | 2018 | ||
| AL WEALTH PARTNERS PTE. LTD. | TenPercentOwner | 2 | 2018 | ||
| ALWP CAPITAL SPC LTD | TenPercentOwner | 2 | 2018 | ||
| Amereus Group PTE LTD | TenPercentOwner | 2 | 2018 | ||
| BARRETT M JAMES | TenPercentOwner | 2 | 2018 | ||
| BARRIS PETER J | TenPercentOwner | 2 | 2018 | ||
| BASKETT FOREST | TenPercentOwner | 2 | 2018 | ||
| Bathurst Enterprises Ltd | TenPercentOwner | 4 | 2018 | ||
| Bill & Melinda Gates Foundation | TenPercentOwner | 2 | 2018 | ||
| Bloch Stephen M | Director | 7 | 2018–2020 | ||
| Canaan Partners VIII LLC | TenPercentOwner | 4 | 2018–2020 | ||
| Canaan VIII LP | TenPercentOwner | 4 | 2018–2020 | ||
| DeSimone Joseph | TenPercentOwner | 1 | 2018 | ||
| DeSimone Suzanne | TenPercentOwner | 1 | 2018 | ||
| Eagle Holding Co I | TenPercentOwner | 2 | 2018 | ||
| Eagle Holding Co II, LLC | TenPercentOwner | 2 | 2018 | ||
| Fowler Neal Franklin | Director,Officer | Chief Executive Officer | 5 | 2018–2020 | |
| Garden East Ltd | TenPercentOwner | 2 | 2018 | ||
| GLAXOSMITHKLINE PLC | Other; TenPercentOwner | 2 | 2018 | ||
| Glidden Shawn | Officer | SVP, Legal Affairs and Scrtry; VP,Legal Affairs and Secretary | 2 | 2018–2019 | |
| GORDON KEVIN K | Officer | President and CFO | 5 | 2018–2019 | |
| Jaguar Holding Co II | TenPercentOwner | 2 | 2018 | ||
| Jaguar Holding Co I, LLC | TenPercentOwner | 2 | 2018 | ||
| KERINS PATRICK J | TenPercentOwner | 2 | 2018 | ||
| Kirsch Arthur S | Director | 6 | 2018–2020 | ||
| Leerink Revelation Healthcare Fund I GP, L.P. | TenPercentOwner | 2 | 2018 | ||
| LEERINK REVELATION HEALTHCARE FUND I, L.P. | TenPercentOwner | 2 | 2018 | ||
| Lippe Robert A | Officer | Chief Operations Officer | 3 | 2018–2020 | |
| Mario Family Credit LLC Series D | TenPercentOwner | 2 | 2018 | ||
| Mario Jeremy | TenPercentOwner | 2 | 2018 | ||
| Mathers Edward T | Director | 2 | 2018 | ||
| Maynor Benjamin | Officer | SVP, Research and Development | 6 | 2018–2020 | |
| Medical Mutual Holdings, Inc. | TenPercentOwner | 2 | 2018 | ||
| Melmotte LLC | TenPercentOwner | 2 | 2018 | ||
| Morningside Venture Investments Ltd | TenPercentOwner | 2 | 2018 | ||
| NEA 12 GP, LLC | TenPercentOwner | 2 | 2018 | ||
| NEA Partners 12, Limited Partnership | TenPercentOwner | 2 | 2018 | ||
| New Enterprise Associates 12, Limited Partnership | TenPercentOwner | 2 | 2018 | ||
| PHARMACEUTICAL PRODUCT DEVELOPMENT, LLC | TenPercentOwner | 2 | 2018 | ||
| Roscigno Robert F | Officer | SVP, Product Development | 3 | 2018–2020 | |
| RUDNICK SETH | Director | 3 | 2018–2020 | ||
| SANDELL SCOTT D | TenPercentOwner | 2 | 2018 | ||
| SINGH RAMAN | Director | 4 | 2018–2020 | ||
| SNYDERMAN RALPH | Director | 4 | 2018–2020 | ||
| Sovereign's Capital II, LP | TenPercentOwner | 2 | 2018 | ||
| Thomas Jeri | Officer | SVP, Commercial | 3 | 2018–2020 | |
| University of North Carolina at Chapel Hill Foundation, Inc. | TenPercentOwner | 2 | 2018 | ||
| VOROBYEV MAXIM YURYEVICH | TenPercentOwner | 2 | 2018 | ||
| Wakefield Group III, LLC | TenPercentOwner | 2 | 2018 | ||
| Wakefield Group IV, LLC | TenPercentOwner | 2 | 2018 | ||
| Wildcat Acquisition Holdings (UK) Ltd | TenPercentOwner | 2 | 2018 | ||
| Xeraya LT Ltd | TenPercentOwner | 2 | 2018 | ||
| Zahir Fares | TenPercentOwner | 2 | 2018 | ||
| AMP&A Management IV, LLC | TenPercentOwner | 2 | 2018 | ||
| A.M. Pappas Life Science Ventures IV LP | TenPercentOwner | 2 | 2018 | ||
| PAPPAS ARTHUR M | TenPercentOwner | 2 | 2018 | ||
| PAPPAS CAPITAL, LLC | TenPercentOwner | 2 | 2018 | ||
| PV IV CEO Fund, L.P. | TenPercentOwner | 2 | 2018 | ||
| 1118 Ltd | TenPercentOwner | 2 | 2018 | ||
| Katz Richard D | Officer | Chief Financial Officer | 3 | 2019–2020 | |
| Krawchick Florina | Officer | SVP, Human Resources | 2 | 2019–2020 | |
| Horobin Joanna | Director | 3 | 2019–2020 | ||
| Rielly-Gauvin Katherine | Director | 3 | 2019–2020 | ||
| ESHELMAN FREDRIC N | TenPercentOwner | 9 | 2020 | ||
| Eshelman Ventures, LLC | TenPercentOwner | 9 | 2020 | ||
| Shah Tushar | Officer | Chief Medical Officer; Chief Medical Oficer | 2 | 2020 | |
| Bariahtaris Steven | Officer | Interim Chief Financial Ofcr. | 1 | 2020 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2020-01-07 | Liquidia Technologies Inc | Biotechnology | $22,424,991 | $22,424,991 | 8 | 1 |
| 2018-02-20 | Liquidia Technologies Inc | Biotechnology | $53,312,680 | $25,500,000 | 7 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | Liquidia Technologies, Inc. | NC | State business registries | name and state |
| Business registration | Liquidia Technologies, Inc. | NC | State business registries | name and state |
| Business registration | Liquidia Technologies, Inc. | NC | State business registries | name and state |
| Business registration | Liquidia Technologies, Inc. | NC | State business registries | name and state |
| Business registration | LIQUIDIA TECHNOLOGIES, INC. | NC | State business registries | name and state |
| Business registration | LIQUIDIA TECHNOLOGIES, INC. | NC | State business registries | name and state |
| Plan sponsor | LIQUIDIA TECHNOLOGIES, INC. | NC | Form 5500 (employee benefit plans) | name and state |
| Federal award recipient | LIQUIDIA TECHNOLOGIES, INC | NC | Federal spending (USAspending) | name and state |
| Form D issuer | Liquidia Technologies Inc | NC | Form D private offerings | CIK (EXACT) |
| Lobbying client | LIQUIDIA TECHNOLOGIES, INC. | NC | Federal lobbying (LDA) | name and state |
| Paying company | Liquidia Technologies, Inc. | NC | Open Payments (drug and device company payments) | name and state |
| Patent assignee | LIQUIDIA TECHNOLOGIES, INC. | NC | Patents (USPTO) | name and state |
| SEC filer | Liquidia Technologies Inc | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | Liquidia Technologies, Inc. | NC | Trademarks (USPTO) | name and state |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Surgical & Medical Instruments & Apparatus, NC first:
- CLOSURE MEDICAL CORP NC
- BAXANO SURGICAL, INC. NC
- MedPro Safety Products, Inc. NC
- Bioventus Inc. NC
- ASENSUS SURGICAL, INC. NC
- MIV THERAPEUTICS INC A1
- BIOCUREX INC A1
- Enox Biopharma Inc A1
- Stimcell Energetics Inc. A1
- EVOME MEDICAL TECHNOLOGIES INC. A1
In other datasets, the same topic (Technology) in NC:
- Form D issuer: 1336 Studios, LLC (Form D private offerings)
- Lobbying client: ACN INC (Federal lobbying (LDA))
Interests: Surgical & Medical Instruments & Apparatus · Technology