IPO registrations (S-1, F-1) · Registrants
Lightwave Logic, Inc.
- SEC CIK
- 1325964 · filings on EDGAR ↗
- Former names
- THIRD-ORDER NANOTECHNOLOGIES INC (2007–2008); THIRD-ORDER NANOTECHNOLOIES INC (2007–2007); PSI TEC HOLDINGS INC (2005–2006)
- Registration
- Form S-1, first filed 2011-06-01, last 2020-01-28; 8 initial registrations, 3 amendments
- Outcome
- Declared effective 2011-06-08
- Industry (SIC)
- Miscellaneous Plastics Products 3080
- Incorporated in
- NV
- Business address
- 369 INVERNESS PARKWAY, SUITE 350, Englewood, CO 80112
- EIN
- 82-0497368
- Ticker
- LWLG (Nasdaq)
- EDGAR entity type
- operating
- Insiders and CEO pay
- Lightwave Logic, Inc. on the corporate pages
Offering terms
- Shares offered
- 6,000,000
- Listing
- OTC under the symbol LWLG
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: LIGHTWAVE LOGIC, INC. EXACT (EIN (EXACT, as the state registration reports it))
- Business registration: Lightwave Logic, Inc. Fuzzy (name and state)
- Business registration: Lightwave Logic, Inc. Fuzzy (name and state)
- Business registration: LIGHTWAVE LOGIC, INC. Fuzzy (name and state)
- Form 5500 plan sponsor: LIGHTWAVE LOGIC INC. EXACT (EIN (EXACT))
- Form D issuer: Lightwave Logic, Inc. EXACT (CIK (EXACT))
- SEC filer: Lightwave Logic, Inc. EXACT (CIK (EXACT))
- Person page: Ronald A Bucchi Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 32
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2011-06-01 | S-1 | S-1 (registration) | Lightwave Logic, Inc. | 0000943440-11-000281 ↗ |
| 2011-06-08 | EFFECT | EFFECT (declared effective) | Lightwave Logic, Inc. | 9999999995-11-001789 ↗ |
| 2012-05-01 | EFFECT | EFFECT (declared effective) | Lightwave Logic, Inc. | 9999999995-12-001340 ↗ |
| 2013-04-18 | EFFECT | EFFECT (declared effective) | Lightwave Logic, Inc. | 9999999995-13-001059 ↗ |
| 2013-09-20 | S-1 | S-1 (registration) | Lightwave Logic, Inc. | 0001553350-13-000697 ↗ |
| 2013-10-04 | EFFECT | EFFECT (declared effective) | Lightwave Logic, Inc. | 9999999995-13-002890 ↗ |
| 2014-05-05 | EFFECT | EFFECT (declared effective) | Lightwave Logic, Inc. | 9999999995-14-001331 ↗ |
| 2014-09-09 | S-1 | S-1 (registration) | Lightwave Logic, Inc. | 0001553350-14-001061 ↗ |
| 2014-09-17 | EFFECT | EFFECT (declared effective) | Lightwave Logic, Inc. | 9999999995-14-002806 ↗ |
| 2015-05-06 | EFFECT | EFFECT (declared effective) | Lightwave Logic, Inc. | 9999999995-15-001230 ↗ |
| 2015-06-22 | EFFECT | EFFECT (declared effective) | Lightwave Logic, Inc. | 9999999995-15-001690 ↗ |
| 2015-08-03 | S-1 | S-1 (registration) | Lightwave Logic, Inc. | 0001553350-15-000794 ↗ |
| 2015-08-11 | EFFECT | EFFECT (declared effective) | Lightwave Logic, Inc. | 9999999995-15-002257 ↗ |
| 2016-02-16 | S-1 | S-1 (registration) | Lightwave Logic, Inc. | 0001553350-16-001558 ↗ |
| 2016-03-25 | S-1/A | S-1/A (amendment) | Lightwave Logic, Inc. | 0001553350-16-001765 ↗ |
| 2016-04-07 | EFFECT | EFFECT (declared effective) | Lightwave Logic, Inc. | 9999999995-16-004162 ↗ |
| 2016-06-29 | EFFECT | EFFECT (declared effective) | Lightwave Logic, Inc. | 9999999995-16-005025 ↗ |
| 2016-06-29 | EFFECT | EFFECT (declared effective) | Lightwave Logic, Inc. | 9999999995-16-005027 ↗ |
| 2017-04-05 | EFFECT | EFFECT (declared effective) | Lightwave Logic, Inc. | 9999999995-17-000732 ↗ |
| 2017-04-05 | EFFECT | EFFECT (declared effective) | Lightwave Logic, Inc. | 9999999995-17-000733 ↗ |
| 2017-04-05 | EFFECT | EFFECT (declared effective) | Lightwave Logic, Inc. | 9999999995-17-000734 ↗ |
| 2017-04-19 | S-1 | S-1 (registration) | Lightwave Logic, Inc. | 0001553350-17-000415 ↗ |
| 2017-05-19 | S-1/A | S-1/A (amendment) | Lightwave Logic, Inc. | 0001553350-17-000644 ↗ |
| 2017-06-02 | S-1/A | S-1/A (amendment) | Lightwave Logic, Inc. | 0001553350-17-000707 ↗ |
| 2017-06-15 | EFFECT | EFFECT (declared effective) | Lightwave Logic, Inc. | 9999999995-17-001546 ↗ |
| 2018-05-11 | EFFECT | EFFECT (declared effective) | Lightwave Logic, Inc. | 9999999995-18-001230 ↗ |
| 2019-01-30 | S-1 | S-1 (registration) | Lightwave Logic, Inc. | 0001553350-19-000090 ↗ |
| 2019-02-13 | EFFECT | EFFECT (declared effective) | Lightwave Logic, Inc. | 9999999995-19-000233 ↗ |
| 2020-01-28 | S-1 | S-1 (registration) | Lightwave Logic, Inc. | 0001553350-20-000100 ↗ |
| 2020-02-04 | EFFECT | EFFECT (declared effective) | Lightwave Logic, Inc. | 9999999995-20-000239 ↗ |
| 2020-11-20 | EFFECT | EFFECT (declared effective) | Lightwave Logic, Inc. | 9999999995-20-003263 ↗ |
| 2021-07-09 | EFFECT | EFFECT (declared effective) | Lightwave Logic, Inc. | 9999999995-21-002713 ↗ |
Prospectus pages read 1
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2020-01-28 | S-1 | registration statement | $0.85 | 6,000,000 | $5,100,000 | OTC LWLG | 0 | primary document; price line, shares headline, proceeds computed | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Ashton Andrew J | Director,Officer; Director,Officer,TenPercentOwner | Vice President, Treasurer, Sec; Vice Pres., Treas., Secr.; V.Pres, Treasurer, Secretary | 4 | 2007–2009 | |
| Bennett Harold R | Director,Officer | Chief Executive Officer | 2 | 2007–2008 | |
| Eaton David F | Officer | Chief Technology Officer | 5 | 2007–2010 | |
| Goetz Frederick J Jr | Director,Officer; Director,Officer,TenPercentOwner | Chief Science Officer; President; Senior V.P. & Co-Founder | 8 | 2007–2011 | |
| Goetz Frederick Sr | Officer,TenPercentOwner | Chief Science Officer | 1 | 2007 | |
| Goetz Mary | TenPercentOwner | 2 | 2007–2009 | ||
| Pickett William Clendenin III | Director | 13 | 2008–2018 | ||
| Zelibor Thomas Edward | Director; Director,Officer; Officer | Chair of Board of Directors; Chief Executive Officer; President | 28 | 2008–2026 | |
| Fasick Ross W. | Director | 11 | 2008–2013 | ||
| Marcelli James S. | Director,Officer | CFO, COO; Chief Executive Officer; President, COO | 16 | 2008–2026 | |
| SMITH THOMAS P | Director | 7 | 2008–2009 | ||
| SMITH PHILLIPS W | Director,Officer | Chair of Board of Directors | 1 | 2010 | |
| MILLER JOSEPH A | Director | 11 | 2011–2021 | ||
| Glasgow Louis Charles | Officer | Chief Technology Officer | 1 | 2011 | |
| Bucchi Ronald A | Director | 30 | 2012–2026 | person page Fuzzy | |
| El-Ahmadi Siraj Nour | Director | 25 | 2013–2026 | ||
| LAURO GEORGE | Director | 14 | 2014–2016 | ||
| Lebby Michael Stephen | Director; Director,Officer | CEO; Chief Exec. Officer | 31 | 2015–2024 | |
| LEONBERGER FREDERICK J | Director | 15 | 2017–2024 | ||
| Ciesla Craig | Director | 12 | 2022–2026 | ||
| Partridge Laila | Director | 9 | 2023–2026 | ||
| Le Maitre Yves | Director; Director,Officer | CEO | 5 | 2024–2026 | |
| CONNELLY THOMAS M JR | Director | 9 | 2024–2026 | ||
| Quan Snizhana P. | Officer | Principal Financial Officer | 5 | 2026 | |
| Graffam Fred | Officer | Chief Financial Officer | 2 | 2026 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2015-12-15 | Lightwave Logic, Inc. | Other Technology | $3,000,000 | $2,000,000 | 24 | 1 |
| 2015-06-02 | Lightwave Logic, Inc. | Other Technology | $2,000,000 | $1,560,000 | 11 | 1 |
| 2014-06-24 | Lightwave Logic, Inc. | Other Technology | $3,000,000 | $1,510,000 | 24 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | Lightwave Logic, Inc. | CO | State business registries | name and state |
| Business registration | Lightwave Logic, Inc. | CO | State business registries | name and state |
| Business registration | LIGHTWAVE LOGIC, INC. | CO | State business registries | name and state |
| Business registration | LIGHTWAVE LOGIC, INC. | CO | State business registries | name and state |
| Plan sponsor | LIGHTWAVE LOGIC INC. | CO | Form 5500 (employee benefit plans) | EIN (EXACT) |
| Form D issuer | Lightwave Logic, Inc. | CO | Form D private offerings | CIK (EXACT) |
| Patent assignee | Lightwave Logic, Inc. | CO | Patents (USPTO) | name and state |
| SEC filer | Lightwave Logic, Inc. | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | Lightwave Logic, Inc. | CO | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | LIGHTWAVE LOGIC INC. | EIN (EXACT) | ||
| Person page | Ronald A Bucchi | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Miscellaneous Plastics Products, CO first:
- Environmental Packaging Technologies Holdings, Inc. CO
- ADVANCED CONTAINER TECHNOLOGIES, INC. CA
- Global Thrive Fulfill Group Inc CA
- SEDA SPECIALTY PACKAGING CORP CA
- Guanwei Recycling Corp. IL
- FIRST YEARS INC MA
- PW EAGLE INC MN
- FORMICA CORP NJ
- GPC CAPITAL CORP II PA
- GPC CAPITAL CORP I PA
Interests: Miscellaneous Plastics Products