IPO registrations (S-1, F-1) · Registrants
Amber Road, Inc.
- SEC CIK
- 1314223 · filings on EDGAR ↗
- Former names
- Management Dynamics Inc/NJ (2005–2010)
- Registration
- Form S-1, first filed 2014-02-10, last 2014-03-05; 1 initial registration, 1 amendment
- Outcome
- Final prospectus filed 2014-03-24; declared effective 2014-03-20
- Industry (SIC)
- Services-Prepackaged Software 7372
- Incorporated in
- DE
- Business address
- 1 MEADOWLANDS PLAZA, East Rutherford, NJ 07073
- EIN
- 22-2590301
- EDGAR entity type
- operating
- Insiders and CEO pay
- Amber Road, Inc. on the corporate pages
Offering terms
- Proposed price range
- $10.50–$12.50 per share (S-1/A filed 2014-03-05)
- Final price
- $13.00 per share, above the range (424B4 filed 2014-03-24, an initial public offering)
- Shares sold
- 7,391,565 (4,782,870 by the company, 2,608,695 by selling holders)
- Gross proceeds
- $96,090,345 before underwriting discounts and any over-allotment option
- Listing
- NYSE under the symbol AMBR
- Lead underwriters
- Stifel (3,695,783 shares)
- Syndicate
- Pacific Crest Securities (1,108,735); Canaccord Genuity (862,349); Needham & Company (862,349); Raymond James (862,349)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: Amber Road, Inc. Fuzzy (name and state)
- Form 5500 plan sponsor: AMBER ROAD, INC. EXACT (EIN (EXACT))
- SEC filer: Amber Road, Inc. EXACT (CIK (EXACT))
- Person page: Donald R Caldwell Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (TenPercentOwner))
Filings 5
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2014-02-10 | S-1 | S-1 (registration) | Amber Road, Inc. | 0001193125-14-043320 ↗ |
| 2014-03-05 | S-1/A | S-1/A (amendment) | Amber Road, Inc. | 0001193125-14-083899 ↗ |
| 2014-03-20 | S-1MEF | S-1MEF (added securities) | Amber Road, Inc. | 0001193125-14-108738 ↗ |
| 2014-03-20 | EFFECT | EFFECT (declared effective) | Amber Road, Inc. | 9999999995-14-000706 ↗ |
| 2014-03-24 | 424B4 | 424B4 (final prospectus) | Amber Road, Inc. | 0001193125-14-112390 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2014-03-05 | S-1/A | registration statement | $10.50–$12.50 | 6,522,000 | - | NYSE AMBR | 5 | primary document; range, shares headline, cover names 5 | document ↗ | |
| 2014-03-24 | 424B4 | final prospectus | $13.00 | 7,391,565 | $96,090,345 | NYSE AMBR | 5 | primary document; price sentence, shares headline, proceeds table, underwriting table 5, cover names 5 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Bordner Ty Y | Officer | VP Solutions Consulting | 2 | 2014 | |
| BRECHER ELLIOT | Officer | General Counsel and Secretary | 1 | 2014 | |
| Byrnes Michael S | Officer | Vice President, Marketing | 2 | 2014 | |
| CALDWELL DONALD R | Director; Director,TenPercentOwner; TenPercentOwner | 14 | 2014–2017 | person page Fuzzy | |
| Chang Kae Por F | Officer | Managing Director, China | 1 | 2014 | |
| Co-Invest Capital Partners Inc | TenPercentOwner | 9 | 2014–2017 | ||
| Co-Invest Management LP | TenPercentOwner | 9 | 2014–2017 | ||
| CO INVESTMENT 2000 FUND LP | TenPercentOwner | 9 | 2014–2017 | ||
| CO-INVESTMENT FUND II, L.P. | TenPercentOwner | 9 | 2014–2017 | ||
| Conway Thomas E | Officer | Chief Financial Officer | 37 | 2014–2019 | |
| Cooke Albert C III | Officer | Vice President, Global Sales; VP, Global Sales | 29 | 2014–2018 | |
| CRAVEN PAMELA | Director | 11 | 2014–2019 | ||
| Cross Atlantic Capital Partners, Inc. | TenPercentOwner | 9 | 2014–2017 | ||
| CROSS ATLANTIC TECHNOLOGY FUND II LP | TenPercentOwner | 5 | 2014–2016 | ||
| GOLDMAN SACHS & CO | TenPercentOwner | 2 | 2014 | ||
| GOLDMAN SACHS GROUP INC | TenPercentOwner | 2 | 2014 | ||
| GOLDSMITH BERNARD M | Director,TenPercentOwner; Other | 3 | 2014 | ||
| Gorman Glenn T | Officer | Chief Information Officer | 2 | 2014 | |
| Hardenburgh Anthony J | Officer | VP Global Trade Content | 2 | 2014 | |
| Harvey Kenneth M | Director; Other | 8 | 2014–2018 | ||
| HOWARD RUDY | Director | 7 | 2014–2019 | ||
| Jackowski William R | Officer | VP Professional Services; VP, Professional Services | 3 | 2014 | |
| MALONE JOHN | Director | 8 | 2014–2018 | ||
| Miles Stephanie J | Officer | Senior VP Commercial Services; SVP, Commercial Services | 3 | 2014 | |
| NJVA III, LLC | Other; TenPercentOwner | 3 | 2014 | ||
| NJVA, LLC | Other; TenPercentOwner | 3 | 2014 | ||
| Preuninger James W | Director,Officer | CEO and Director; Chief Executive Officer | 25 | 2014–2019 | |
| Preuninger John W | Director,Officer | President, COO and Director | 3 | 2014 | |
| Sheth Amish | Officer | Vice President, Engineering | 2 | 2014 | |
| Updata Associates III, LP | Other; TenPercentOwner | 3 | 2014 | ||
| Updata Partners III LP | Other; TenPercentOwner | 3 | 2014 | ||
| Updata Venture Associates II, L.P. | Other; TenPercentOwner | 3 | 2014 | ||
| Updata Venture Partners II B, LP | Other; TenPercentOwner | 3 | 2014 | ||
| Updata Venture Partners II, LP | Other; TenPercentOwner | 3 | 2014 | ||
| UVP II Executive Fund, LP | Other; TenPercentOwner | 3 | 2014 | ||
| Williams Barry MV | Director | 12 | 2014–2019 | ||
| XATF MANAGEMENT II LP | TenPercentOwner | 9 | 2014–2017 | ||
| Pieri Nathan | Officer | Chief Product Officer | 30 | 2014–2019 | |
| Ho Cho-Ying Davy | Director | 4 | 2014–2016 | ||
| GAGNON NEIL | Other; TenPercentOwner | 4 | 2016–2018 | ||
| Co-Invest Capital Partners II, Inc. | TenPercentOwner | 4 | 2017 | ||
| FAISON RALPH E | Director | 4 | 2017–2019 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | Amber Road, Inc. | NJ | State business registries | name and state |
| Plan sponsor | AMBER ROAD | NJ | Form 5500 (employee benefit plans) | name and state |
| SEC filer | Amber Road, Inc. | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | AMBER ROAD, INC. | NJ | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | AMBER ROAD, INC. | EIN (EXACT) | ||
| Person page | Donald R Caldwell | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (TenPercentOwner) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Services-Prepackaged Software, NJ first:
- ALL TECH INVESTMENT GROUP INC /DE/ NJ
- BIO KEY INTERNATIONAL INC NJ
- FUNDTECH LTD NJ
- AREMISSOFT CORP /DE/ NJ
- COMMVAULT SYSTEMS INC NJ
- Zerify, Inc. NJ
- Axiologix Education Corp NJ
- GROOVY COMPANY, INC. NJ
- Liquid Holdings Group, Inc. NJ
- CareCloud, Inc. NJ
In other datasets, the same topic (Technology) in NJ:
- Form D issuer: A2Zlogix, Inc. (Form D private offerings)
- Lobbying client: 1KOSMOS INC (Federal lobbying (LDA))
Interests: Services-Prepackaged Software · Technology