IPO registrations (S-1, F-1) · Registrants
Trubion Pharmaceuticals, Inc
- SEC CIK
- 1298521 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2006-06-02, last 2006-10-16; 1 initial registration, 6 amendments
- Outcome
- Final prospectus filed 2006-10-18; declared effective 2006-10-17
- Industry (SIC)
- Pharmaceutical Preparations 2834
- Incorporated in
- DE
- Business address
- 2401 4TH AVENUE, SUITE 1050, Seattle, WA 98121
- EDGAR entity type
- operating
- Insiders and CEO pay
- Trubion Pharmaceuticals, Inc on the corporate pages
Offering terms
- Proposed price range
- $13.00–$15.00 per share (S-1/A filed 2006-10-16)
- Final price
- $13.00 per share, within the range (424B4 filed 2006-10-18, an initial public offering)
- Shares sold
- 4,000,000
- Gross proceeds
- $52,000,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol TRBN
- Lead underwriters
- Morgan Stanley
- Syndicate
- BofA Securities (1,053,400); Pacific Growth Equities, Llc (553,320); Lazard (346,600); McAdams Wright Ragen Inc (66,240)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- SEC filer: Trubion Pharmaceuticals, Inc EXACT (CIK (EXACT))
- Person page: Jeffrey T Barnes Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (TenPercentOwner))
Filings 9
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2006-06-02 | S-1 | S-1 (registration) | Trubion Pharmaceuticals, Inc | 0000891020-06-000142 ↗ |
| 2006-07-18 | S-1/A | S-1/A (amendment) | Trubion Pharmaceuticals, Inc | 0000891020-06-000176 ↗ |
| 2006-08-18 | S-1/A | S-1/A (amendment) | Trubion Pharmaceuticals, Inc | 0000950124-06-004685 ↗ |
| 2006-09-22 | S-1/A | S-1/A (amendment) | Trubion Pharmaceuticals, Inc | 0000891020-06-000260 ↗ |
| 2006-10-02 | S-1/A | S-1/A (amendment) | Trubion Pharmaceuticals, Inc | 0000950124-06-005688 ↗ |
| 2006-10-05 | S-1/A | S-1/A (amendment) | Trubion Pharmaceuticals, Inc | 0000891020-06-000270 ↗ |
| 2006-10-16 | S-1/A | S-1/A (amendment) | Trubion Pharmaceuticals, Inc | 0000891020-06-000280 ↗ |
| 2006-10-17 | EFFECT | EFFECT (declared effective) | Trubion Pharmaceuticals, Inc | 9999999995-06-001928 ↗ |
| 2006-10-18 | 424B4 | 424B4 (final prospectus) | Trubion Pharmaceuticals, Inc | 0000950124-06-005974 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2006-10-16 | S-1/A | registration statement | $13.00–$15.00 | 4,000,000 | - | Nasdaq TRBN | 6 | primary document; range, price line, shares headline, proceeds computed, price outside the range dropped, underwriting table 2, cover names 4 | document ↗ | |
| 2006-10-18 | 424B4 | final prospectus | $13.00 | 4,000,000 | $52,000,000 | Nasdaq TRBN | 5 | primary document; price sentence, shares headline, proceeds computed, underwriting table 4, cover names 4 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| ARCH V ENTREPRENEURS FUND LP | TenPercentOwner | 3 | 2006–2010 | ||
| ARCH VENTURE FUND V LP | TenPercentOwner | 4 | 2006–2010 | ||
| ARCH VENTURE PARTNERS V LLC | TenPercentOwner | 4 | 2006–2010 | ||
| ARCH VENTURE PARTNERS V LP | TenPercentOwner | 4 | 2006–2010 | ||
| BARNES JEFFREY T | TenPercentOwner | 3 | 2006 | person page Fuzzy | |
| BYBEE CLINTON | TenPercentOwner | 4 | 2006–2010 | ||
| CARTHY MARK | TenPercentOwner | 3 | 2006 | ||
| CRANDELL KEITH | TenPercentOwner | 4 | 2006–2010 | ||
| FLEMING JONATHAN | TenPercentOwner | 3 | 2006 | ||
| HEALTHCARE FOCUS FUND LP | TenPercentOwner | 3 | 2006–2010 | ||
| Heron Patrick J | Director; DirectorOther | 7 | 2006–2010 | ||
| Hove Anders D | Director; DirectorOther; Director,TenPercentOwner | 6 | 2006–2010 | ||
| LAZARUS STEVEN | TenPercentOwner | 4 | 2006–2010 | ||
| LYTTON MICHAEL | TenPercentOwner | 3 | 2006 | ||
| MRNA FUND II LP | TenPercentOwner | 3 | 2006 | ||
| NELSEN ROBERT | TenPercentOwner | 4 | 2006–2010 | ||
| OBP MANAGEMENT IV LP | TenPercentOwner | 3 | 2006 | ||
| OXFORD BIOSCIENCE PARTNERS IV LP | TenPercentOwner | 3 | 2006 | ||
| VEF Management IV, LLC | TenPercentOwner | 2 | 2006 | ||
| Venrock Associates IV, L.P. | TenPercentOwner | 2 | 2006 | ||
| Venrock Entrepreneurs Fund IV, L.P. | TenPercentOwner | 2 | 2006 | ||
| Venrock Management IV, LLC | TenPercentOwner | 2 | 2006 | ||
| Venrock Partners, L.P. | TenPercentOwner | 2 | 2006 | ||
| Venrock Partners Management, LLC | TenPercentOwner | 2 | 2006 | ||
| WALTON ALAN G | TenPercentOwner | 3 | 2006 | ||
| BARKAS ALEXANDER E | TenPercentOwner | 2 | 2006 | ||
| Brettman Lee R | Director | 6 | 2006–2010 | ||
| BURRIS MICHELLE | Officer | Senior V.P. and C.F.O.; Senior V.P. and C.O.O. | 6 | 2006–2010 | |
| CLARK EDWARD A | TenPercentOwner | 1 | 2006 | ||
| FHM III, LLC | TenPercentOwner | 4 | 2006–2010 | ||
| FHM IV LP | TenPercentOwner | 3 | 2006 | ||
| Frazier Affiliates III, LP | TenPercentOwner | 4 | 2006–2010 | ||
| FRAZIER AFFILIATES IV LP | TenPercentOwner | 4 | 2006–2010 | ||
| Frazier Healthcare III, LP | TenPercentOwner | 4 | 2006–2010 | ||
| FRAZIER HEALTHCARE IV LP | TenPercentOwner | 4 | 2006–2010 | ||
| GILLIS STEVEN | Director,OfficerOther; DirectorOther | Ex. Chair. & President | 12 | 2006–2010 | |
| HAYDEN-LEDBETTER MARTHA | TenPercentOwner | 1 | 2006 | ||
| HIRSCH RUSSELL C | TenPercentOwner | 2 | 2006 | ||
| Ledbetter Jeffrey A | TenPercentOwner | 3 | 2006 | ||
| Mann David A | Director | 9 | 2006–2010 | ||
| PROSPECT ASSOCIATES II L P | TenPercentOwner | 2 | 2006 | ||
| PROSPECT MANAGEMENT CO II LLC | TenPercentOwner | 2 | 2006 | ||
| PROSPECT VENTURE PARTNERS II LP | TenPercentOwner | 2 | 2006 | ||
| Saks Samuel R | Director | 6 | 2006–2010 | ||
| SCHNELL DAVID | Director; DirectorOther | 7 | 2006–2010 | ||
| TANANBAUM JAMES B | TenPercentOwner | 2 | 2006 | ||
| Thompson Peter A | Director,Officer | President and CEO; President, CEO & Treasurer | 7 | 2006–2009 | |
| Heron Patrick | Director | 1 | 2006 | ||
| Burge Daniel J | Officer | Chief Medical Officer, SVP | 1 | 2008 | |
| MCKEREGHAN KATHLEEN | Officer | SVP and General Counsel | 5 | 2008–2010 | |
| Mohler Kendall | Officer | SVP & Chief Scientific Officer; SVP Research and Development | 5 | 2008–2010 | |
| STROMATT SCOTT | Officer | SVP and Chief Medical Officer | 4 | 2009–2010 | |
| ABBOTT BIOTHERAPEUTICS CORP | TenPercentOwner | 2 | 2009–2010 | ||
| Bencich John | Officer | V.P. and CFO | 3 | 2009–2010 | |
| ABBOTT LABORATORIES | TenPercentOwner | 2 | 2010 | ||
| FHM IV LLC | TenPercentOwner | 1 | 2010 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Patent assignee | Trubion Pharmaceuticals, Inc. | WA | Patents (USPTO) | name and state |
| SEC filer | Trubion Pharmaceuticals, Inc | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | Trubion Pharmaceuticals, Inc. | WA | Trademarks (USPTO) | name and state |
| Person page | Jeffrey T Barnes | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (TenPercentOwner) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Pharmaceutical Preparations, WA first:
- PATHOGENESIS CORP WA
- DENDREON CORP WA
- CORUS PHARMA INC WA
- CytoDyn Inc. WA
- OMEROS CORP WA
- Light Sciences Oncology Inc WA
- Cocrystal Pharma, Inc. WA
- ALDER BIOPHARMACEUTICALS INC WA
- PHASERX, INC. WA
- CHINOOK THERAPEUTICS, INC. WA
In other datasets, the same topic (Health) in WA:
- Nonprofit: ACUPUNCTURE RELIEF PROJECT (Nonprofits (IRS Form 990))
Interests: Pharmaceutical Preparations · Health