IPO registrations (S-1, F-1) · Registrants
EnerSys
- SEC CIK
- 1289308 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2004-05-17, last 2004-07-26; 1 initial registration, 4 amendments
- Outcome
- Final prospectus filed 2004-07-30
- Industry (SIC)
- Miscellaneous Electrical Machinery, Equipment & Supplies 3690
- Incorporated in
- DE
- Business address
- 2366 BERNVILLE ROAD, Reading, PA 19605
- EIN
- 23-3058564
- Ticker
- ENS (NYSE)
- EDGAR entity type
- operating
- Insiders and CEO pay
- EnerSys on the corporate pages
Offering terms
- Proposed price range
- $15.00–$17.00 per share (S-1/A filed 2004-07-26)
- Final price
- $12.50 per share, below the range (424B1 filed 2004-07-30, an initial public offering)
- Shares sold
- 12,500,000
- Gross proceeds
- $156,250,000 before underwriting discounts and any over-allotment option
- Listing
- NYSE under the symbol ENS
- Lead underwriters
- Morgan Stanley; Lehman Brothers (4,375,000 shares); BofA Securities (2,500,000 shares)
- Syndicate
- William Blair (1,250,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: ENERSYS INC Fuzzy (name and state)
- Business registration: ENERSYS INC. Fuzzy (name and state)
- Federal award recipient: ENERSYS INC. Fuzzy (name and state)
- Lobbying client: ENERSYS Fuzzy (name and state)
- Lobbying client: ENERSYS Fuzzy (name and state)
- SEC filer: EnerSys EXACT (CIK (EXACT))
- Person page: Arthur T Katsaros Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: David C Habiger Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: David M Shaffer Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
- Person page: Dennis S Marlo Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Hwan Yoon Chung Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Nelda J Connors Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 6
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2004-05-17 | S-1 | S-1 (registration) | EnerSys | 0001047469-04-017482 ↗ |
| 2004-06-21 | S-1/A | S-1/A (amendment) | EnerSys | 0001047469-04-021208 ↗ |
| 2004-07-06 | S-1/A | S-1/A (amendment) | EnerSys | 0001047469-04-022606 ↗ |
| 2004-07-13 | S-1/A | S-1/A (amendment) | EnerSys | 0001047469-04-023116 ↗ |
| 2004-07-26 | S-1/A | S-1/A (amendment) | EnerSys | 0001047469-04-024179 ↗ |
| 2004-07-30 | 424B1 | 424B1 (final prospectus) | EnerSys | 0001047469-04-024875 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2004-07-26 | S-1/A | registration statement | $15.00–$17.00 | $16.00 | 12,500,000 | $200,000,000 | NYSE ENS | 4 | primary document; range, price sentence, shares headline, proceeds computed, cover names 4 | document ↗ |
| 2004-07-30 | 424B1 | final prospectus | $12.50 | 12,500,000 | $156,250,000 | NYSE ENS | 4 | primary document; price sentence, shares headline, proceeds table, underwriting table 3, cover names 4 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Craig John D | Director; Director,Officer | Chairman & CEO; Chairman, President & CEO | 93 | 2006–2016 | |
| Kubis Raymond R | Officer | President, EnerSys Europe | 68 | 2006–2012 | |
| Philion Michael T | Officer | EVP Finance & CFO | 40 | 2006–2009 | |
| Shea John A | Officer | Executive VP, Americas | 45 | 2006–2010 | |
| Zuidema Richard W | Officer | EVP Administration & Secretary; EVP & Secretary | 79 | 2006–2015 | |
| Deshpande Sanjay | Officer | VP, Aerospace & Defense | 4 | 2006–2008 | |
| Schmidtlein Michael J | Officer | EVP & CFO; EVP - Finance & CFO; Executive Vice President & CFO; Sr. VP Finance & CFO; VP, Controller & PAO | 102 | 2006–2022 | |
| 522 FIFTH AVENUE CORP | Other | 5 | 2006–2008 | ||
| 522 FIFTH AVENUE FUND LP | Other | 5 | 2006–2008 | ||
| Clifford Kenneth F | Director | 7 | 2006–2008 | ||
| FRY ERIC T | Director | 3 | 2006–2007 | ||
| HOFFEN HOWARD I | Director | 93 | 2006–2026 | ||
| Hoffman Michael C | Director | 7 | 2006–2008 | ||
| J.P. Morgan Direct Corporate Finance Institutional Investors LLC | Other | 5 | 2006–2008 | ||
| J.P. Morgan Direct Corporate Finance Private Investors LLC | Other | 5 | 2006–2008 | ||
| JP MORGAN INVESTMENT MANAGEMENT INC | Other | 5 | 2006–2008 | ||
| Metalmark Capital LLC | Director; Director,TenPercentOwner; TenPercentOwner | 12 | 2006–2012 | ||
| MORGAN STANLEY DEAN WITTER CAPITAL INVESTORS IV L P | TenPercentOwner | 6 | 2006–2009 | ||
| MORGAN STANLEY GLOBAL EMERGING MARKETS INC | TenPercentOwner | 5 | 2006–2008 | ||
| MORGAN STANLEY GLOBAL EMERGING MARKETS PRIVATE INVESTMENT FU | TenPercentOwner | 5 | 2006–2008 | ||
| MORGAN STANLEY GLOBAL EMERGING MARKETS PRIVATE INVESTORS L P | TenPercentOwner | 5 | 2006–2008 | ||
| MSDW CAPITAL PARTNERS IV INC | TenPercentOwner | 6 | 2006–2009 | ||
| MSDW CAPITAL PARTNERS IV LLC | TenPercentOwner | 6 | 2006–2009 | ||
| MSDW Capital Partners IV, L P | TenPercentOwner | 6 | 2006–2009 | ||
| MSDW IV 892 INVESTORS L P | TenPercentOwner | 6 | 2006–2009 | ||
| MSGEM, LLC | TenPercentOwner | 5 | 2006–2008 | ||
| CHUNG HWAN-YOON | Director | 64 | 2007–2024 | person page Fuzzy | |
| KATSAROS ARTHUR T | Director | 121 | 2007–2024 | person page Fuzzy | |
| LEHMAN JOHN F | Director | 93 | 2007–2020 | ||
| MARLO DENNIS S | Director | 69 | 2007–2020 | person page Fuzzy | |
| Steffen Patrick M | Officer | Senior Vice President, Asia | 1 | 2007 | |
| MABUS RAYMOND | Director | 3 | 2007–2008 | ||
| GENDELL JEFFREY L ET AL | Other; TenPercentOwner | 4 | 2008 | ||
| MUSCARI JOSEPH C | Director | 26 | 2008–2016 | ||
| Magnus Robert | Director | 62 | 2008–2024 | ||
| KANE KERRY M | Officer | SVP, Corp Controller & PAO; VP, Corporate Controller & PAO | 90 | 2010–2023 | |
| Ghasemi Seifi | Director | 24 | 2010–2014 | ||
| Sechrist Todd M. | Officer | Executive Vice President; Executive Vice President & COO; President, Americas; President, EMEA; SVP - Americas | 59 | 2010–2019 | |
| Shaffer David M | Director,Officer; Officer | CEO; President & CEO; President & COO; President, EMEA | 97 | 2013–2025 | person page Fuzzy |
| Long Jeffrey W. | Officer | President, Americas | 36 | 2015–2018 | |
| TUFANO PAUL J | Director | 101 | 2015–2026 | ||
| Aschke Holger P | Officer | President - EMEA; President - EMEA & APAC | 39 | 2016–2020 | |
| Jones Myles | Officer | President - Asia | 17 | 2017–2019 | |
| Vargo Ronald P | Director | 82 | 2017–2026 | ||
| Connors Nelda J | Director | 21 | 2017–2021 | person page Fuzzy | |
| O'Connell Shawn M. | Director,Officer; Officer | Pres, Energy Systems Global; Pres., Energy Systems Global; President and CEO; President & CEO; President & COO; Pres, Motive Power Americas; Pres. Motive Power Global | 64 | 2019–2026 | |
| Zogby Andrew M. | Officer | Pres, Energy Systems-Americas; Pres. Energy Systems Global | 37 | 2019–2023 | |
| Chan Caroline | Director | 32 | 2020–2026 | ||
| FLUDDER STEVEN M | Director | 46 | 2020–2026 | ||
| Tinnemeyer Joern | Officer | Sr. VP & CTO | 21 | 2022–2024 | |
| Funk Andrea J. | Officer | EVP and CFO; EVP & Chief Financial Officer | 34 | 2022–2026 | |
| Wynter Rudolph W. | Director | 38 | 2022–2026 | ||
| Morytko Tamara | Director | 32 | 2022–2026 | ||
| Uplinger Chad C | Officer | President Industrial Mobility; President Motive Power Global; Pres., Motive Power Global | 24 | 2023–2026 | |
| Matthews Mark E. | Officer | CTO and President Specialty; CTO and Pres. Precision Power; CTO & President Specialty; President, Specialty Global; Pres. Specialty, Interim CTO | 18 | 2024–2026 | |
| Habiger David C | Director | 20 | 2024–2026 | person page Fuzzy | |
| Knausenberger Lauren | Director | 18 | 2024–2026 | ||
| Fisher Keith D. | Officer | Pres. Energy Systems Global; Pres., Energy Systems Global; Pres. Network & Infrastructure | 13 | 2025–2026 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| IPO registrant | YUASA INC | PA | IPO registrations (S-1, F-1) | same street address and ZIP code, 2366 BERNVILLE RD 19605 (FUZZY: a shared address, not proof of a shared organization) |
| SEC filer | EnerSys | SEC filers (EDGAR) | CIK (EXACT) | |
| Business registration | ENERSYS INC | State business registries | name and state | |
| Business registration | ENERSYS INC. | State business registries | name and state | |
| Federal award recipient | ENERSYS INC. | Federal spending (USAspending) | name and state | |
| Lobbying client | ENERSYS | Federal lobbying (LDA) | name and state | |
| Lobbying client | ENERSYS | Federal lobbying (LDA) | name and state | |
| Person page | Arthur T Katsaros | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | David C Habiger | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | David M Shaffer | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) | |
| Person page | Dennis S Marlo | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Hwan Yoon Chung | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Nelda J Connors | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Miscellaneous Electrical Machinery, Equipment & Supplies, PA first:
- Axion Power International, Inc. PA
- YUASA INC PA
- Eos Energy Enterprises, Inc. PA
- GREEN ENERGY GLOBAL INC AZ
- Cyber Enviro-Tech, Inc. AZ
- NEWCOM INC CA
- Flux Power Holdings, Inc. CA
- ECO INNOVATION GROUP, INC. CA
- TurnOnGreen, Inc. CA
- Beam Global CA
In other datasets, the same topic (Technology) in PA:
- Form D issuer: 360fly, Inc. (Form D private offerings)
- Lobbying client: ACA CONNECTS - AMERICA'S COMMUNICATION ASSOCIATION (Federal lobbying (LDA))
Interests: Miscellaneous Electrical Machinery, Equipment & Supplies · Technology