IPO registrations (S-1, F-1) · Registrants
DOUGLAS DYNAMICS, INC
- SEC CIK
- 1287213 · filings on EDGAR ↗
- Former names
- DOUGLAS DYNAMICS HOLDINGS INC (2004–2004)
- Registration
- Form S-1, first filed 2010-01-29, last 2011-05-13; 2 initial registrations, 9 amendments
- Outcome
- Final prospectus filed 2010-05-06; declared effective 2010-05-04
- Industry (SIC)
- Construction Machinery & Equip 3531
- Incorporated in
- DE
- Business address
- 11270 W. PARK PLACE SUITE 300, Milwaukee, WI 53224
- EIN
- 13-4275891
- Ticker
- PLOW (NYSE)
- EDGAR entity type
- operating
- Insiders and CEO pay
- DOUGLAS DYNAMICS, INC on the corporate pages
On this site
- Form 5500 plan sponsor: DOUGLAS DYNAMICS, L.L.C. EXACT (EIN (EXACT))
- SEC filer: DOUGLAS DYNAMICS, INC EXACT (CIK (EXACT))
- Person page: Bradley M Nelson Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: John T Mapes Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (TenPercentOwner))
Filings 17
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2010-01-29 | S-1 | S-1 (registration) | DOUGLAS DYNAMICS, INC | 0001047469-10-000424 ↗ |
| 2010-03-08 | S-1/A | S-1/A (amendment) | DOUGLAS DYNAMICS, INC | 0001047469-10-001884 ↗ |
| 2010-03-25 | S-1/A | S-1/A (amendment) | DOUGLAS DYNAMICS, INC | 0001047469-10-002727 ↗ |
| 2010-04-08 | S-1/A | S-1/A (amendment) | DOUGLAS DYNAMICS, INC | 0001047469-10-003477 ↗ |
| 2010-04-20 | S-1/A | S-1/A (amendment) | DOUGLAS DYNAMICS, INC | 0001047469-10-003916 ↗ |
| 2010-04-22 | S-1/A | S-1/A (amendment) | DOUGLAS DYNAMICS, INC | 0001047469-10-004075 ↗ |
| 2010-04-30 | S-1/A | S-1/A (amendment) | DOUGLAS DYNAMICS, INC | 0001047469-10-004460 ↗ |
| 2010-05-03 | S-1/A | S-1/A (amendment) | DOUGLAS DYNAMICS, INC | 0001047469-10-004610 ↗ |
| 2010-05-04 | S-1/A | S-1/A (amendment) | DOUGLAS DYNAMICS, INC | 0001047469-10-004660 ↗ |
| 2010-05-04 | EFFECT | EFFECT (declared effective) | DOUGLAS DYNAMICS, INC | 9999999995-10-001365 ↗ |
| 2010-05-06 | 424B4 | 424B4 (final prospectus) | DOUGLAS DYNAMICS, INC | 0001047469-10-004849 ↗ |
| 2011-05-02 | S-1 | S-1 (registration) | DOUGLAS DYNAMICS, INC | 0001047469-11-004380 ↗ |
| 2011-05-13 | S-1/A | S-1/A (amendment) | DOUGLAS DYNAMICS, INC | 0001047469-11-005163 ↗ |
| 2011-05-16 | EFFECT | EFFECT (declared effective) | DOUGLAS DYNAMICS, INC | 9999999995-11-001564 ↗ |
| 2011-05-18 | 424B4 | 424B4 (final prospectus) | DOUGLAS DYNAMICS, INC | 0001047469-11-005294 ↗ |
| 2011-11-02 | EFFECT | EFFECT (declared effective) | DOUGLAS DYNAMICS, INC | 9999999995-11-003131 ↗ |
| 2011-12-01 | 424B4 | 424B4 (final prospectus) | DOUGLAS DYNAMICS, INC | 0001047469-11-009840 ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Adamson Mark | Officer | SVP, Sales and Marketing; VP, Sales and Marketing | 28 | 2010–2017 | |
| Aurora Advisors II LLC | TenPercentOwner | 6 | 2010–2011 | ||
| AURORA CAPITAL PARTNERS II L P | TenPercentOwner | 6 | 2010–2011 | ||
| Aurora Equity Partners II LP | TenPercentOwner | 6 | 2010–2011 | ||
| Aurora Overseas Advisors II LDC | TenPercentOwner | 6 | 2010–2011 | ||
| Aurora Overseas Capital Partners II LP | TenPercentOwner | 6 | 2010–2011 | ||
| Aurora Overseas Equity Partners II LP | TenPercentOwner | 6 | 2010–2011 | ||
| G E ASSET MANAGEMENT INC | TenPercentOwner | 6 | 2010–2011 | ||
| Hagelin Keith | Officer | Pres. Commercial Snow & Ice; Pres. Work Truck Attachments; SVP, Operations; VP, Operations | 35 | 2010–2022 | |
| Janik James L | Director; Director,Officer | Chairman, President and CEO; Executive Chairman; Interim President & CEO; President and CEO | 63 | 2010–2026 | |
| Mapes John T | TenPercentOwner | 6 | 2010–2011 | person page Fuzzy | |
| Marino Michael | Director | 1 | 2010 | ||
| McCormick Robert L | Officer | Chief Operating Officer; EVP, CFO and Secretary; EVP, CFO, Treasurer, Secretary; Executive VP and COO; President and CEO; VP, CFO, Treasurer, Secretary | 48 | 2010–2024 | |
| PARSKY GERALD L | TenPercentOwner | 6 | 2010–2011 | ||
| Peiffer Jack O | Director | 9 | 2010–2014 | ||
| Rahemtulla Nav | Director | 1 | 2010 | ||
| Rosenbaum Mark | Director | 1 | 2010 | ||
| Serota Jeffrey | Director | 1 | 2010 | ||
| TRUSTEES OF GENERAL ELECTRIC PENSION TRUST | TenPercentOwner | 6 | 2010–2011 | ||
| WICKHAM MICHAEL W | Director | 11 | 2010–2014 | ||
| Young Robert J | Officer | Controller; Controller and Treasurer; EVP, CFO and Secretary; VP, Controller and Treasurer; VP, Controller & Treasurer; VP Finance | 30 | 2010–2019 | |
| ACOF MANAGEMENT LP | Director,TenPercentOwner | 8 | 2010–2011 | ||
| ACOF OPERATING MANAGER LP | Director,TenPercentOwner | 8 | 2010–2011 | ||
| ARES CORPORATE OPPORTUNITIES FUND LP | Director,TenPercentOwner | 8 | 2010–2011 | ||
| ARES MANAGEMENT LLC | Director,TenPercentOwner | 8 | 2010–2011 | ||
| ARES PARTNERS MANAGEMENT CO LLC | Director,TenPercentOwner | 8 | 2010–2011 | ||
| PACKARD JAMES L | Director | 12 | 2010–2020 | ||
| STALEY JAMES D | Director | 14 | 2010–2022 | ||
| STURDIVANT DONALD W | Director | 17 | 2010–2026 | ||
| KRUEGER KENNETH W | Director | 17 | 2011–2026 | ||
| DANO MARGARET S | Director | 15 | 2012–2025 | ||
| Sievert Jonathon P. | Officer | President - Henderson Products; President-Work Truck Solutions | 10 | 2017–2021 | |
| Lauber Sarah C | Officer | CFO and Secretary; EVP & CFO | 25 | 2017–2026 | |
| DEJANA ANDREW | Officer | * See Remarks below | 5 | 2018–2019 | |
| Sisulak Jon J | Officer | Controller | 20 | 2019–2026 | |
| Bacus Lisa R | Director | 8 | 2020–2026 | ||
| Evans Linda R | Officer | CHRO; Vice President; VP of Human Resources | 8 | 2021–2024 | |
| Akolawala Joher | Director | 6 | 2022–2026 | ||
| Van Genderen Mark | Director,Officer; Officer | Chief Operating Officer; President & CEO; President - Work Truck Attm. | 12 | 2023–2026 | |
| Bernauer Christopher E | Officer | Pres. Work Truck Attachments | 4 | 2025–2026 | |
| Ansberry Jennifer I | Director | 3 | 2025–2026 | ||
| Nelson Bradley M. | Director | 3 | 2025–2026 | person page Fuzzy |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.