IPO registrations (S-1, F-1) · Registrants
GENWORTH FINANCIAL INC
- SEC CIK
- 1276520 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2004-01-20, last 2005-03-21; 5 initial registrations, 17 amendments
- Outcome
- Final prospectus filed 2004-05-25
- Industry (SIC)
- Life Insurance 6311
- Incorporated in
- DE
- Business address
- 11011 WEST BROAD STREET, Glen Allen, VA 23060
- EIN
- 80-0873306
- Ticker
- GNW (NYSE)
- EDGAR entity type
- operating
- Insiders and CEO pay
- GENWORTH FINANCIAL INC on the corporate pages
On this site
- Business registration: Genworth Financial, Inc. Fuzzy (name and state)
- Business registration: GENWORTH FINANCIAL, INC. Fuzzy (name and state)
- Form 5500 plan sponsor: GENWORTH FINANCIAL, INC EXACT (EIN (EXACT))
- Political committee (FEC): GENWORTH FINANCIAL, INC. POLITICAL ACTION COMMITTEE (GENWORTH PAC) (connected to GENWORTH FINANCIAL, INC.) Fuzzy (name and state)
- Lobbying client: GENWORTH FINANCIAL Fuzzy (name and state)
- Lobbying client: GENWORTH FINANCIAL Fuzzy (name and state)
- Lobbying client: GENWORTH FINANCIAL Fuzzy (name and state)
- Lobbying client: GENWORTH FINANCIAL INC Fuzzy (name and state)
- Lobbying client: GENWORTH FINANCIAL INC Fuzzy (name and state)
- Lobbying client: GENWORTH FINANCIAL INC Fuzzy (name and state)
- Lobbying client: GENWORTH FINANCIAL INC. Fuzzy (name and state)
- SEC filer: GENWORTH FINANCIAL INC EXACT (CIK (EXACT))
- Person page: Dr Frank J Borelli Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Elaine A Sarsynski Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Lori M Evangel Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
- Person page: Michael S Laming Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
- Person page: Pamela M Harrison Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
- Person page: Robert P Restrepo Jr Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Scott J Mckay Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
- Person page: Ward E Bobitz Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
Filings 27
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2004-01-20 | S-1 | S-1 (registration) | GENWORTH FINANCIAL INC | 0001047469-04-001169 ↗ |
| 2004-03-03 | S-1/A | S-1/A (amendment) | GENWORTH FINANCIAL INC | 0001047469-04-006371 ↗ |
| 2004-03-25 | S-1/A | S-1/A (amendment) | GENWORTH FINANCIAL INC | 0001047469-04-009333 ↗ |
| 2004-04-19 | S-1/A | S-1/A (amendment) | GENWORTH FINANCIAL INC | 0001047469-04-012431 ↗ |
| 2004-04-28 | S-1/A | S-1/A (amendment) | GENWORTH FINANCIAL INC | 0001047469-04-013948 ↗ |
| 2004-04-30 | S-1 | S-1 (registration) | GENWORTH FINANCIAL INC | 0001047469-04-014533 ↗ |
| 2004-04-30 | S-1 | S-1 (registration) | GENWORTH FINANCIAL INC | 0001047469-04-014534 ↗ |
| 2004-05-17 | S-1/A | S-1/A (amendment) | GENWORTH FINANCIAL INC | 0001047469-04-017484 ↗ |
| 2004-05-17 | S-1/A | S-1/A (amendment) | GENWORTH FINANCIAL INC | 0001047469-04-017485 ↗ |
| 2004-05-17 | S-1/A | S-1/A (amendment) | GENWORTH FINANCIAL INC | 0001047469-04-017486 ↗ |
| 2004-05-24 | S-1/A | S-1/A (amendment) | GENWORTH FINANCIAL INC | 0001047469-04-018279 ↗ |
| 2004-05-24 | S-1/A | S-1/A (amendment) | GENWORTH FINANCIAL INC | 0001047469-04-018280 ↗ |
| 2004-05-24 | S-1/A | S-1/A (amendment) | GENWORTH FINANCIAL INC | 0001047469-04-018281 ↗ |
| 2004-05-24 | S-1/A | S-1/A (amendment) | GENWORTH FINANCIAL INC | 0001047469-04-018297 ↗ |
| 2004-05-24 | S-1/A | S-1/A (amendment) | GENWORTH FINANCIAL INC | 0001047469-04-018301 ↗ |
| 2004-05-24 | S-1/A | S-1/A (amendment) | GENWORTH FINANCIAL INC | 0001047469-04-018302 ↗ |
| 2004-05-25 | 424B1 | 424B1 (final prospectus) | GENWORTH FINANCIAL INC | 0001047469-04-018399 ↗ |
| 2004-05-25 | 424B1 | 424B1 (final prospectus) | GENWORTH FINANCIAL INC | 0001047469-04-018469 ↗ |
| 2004-05-25 | 424B1 | 424B1 (final prospectus) | GENWORTH FINANCIAL INC | 0001047469-04-018470 ↗ |
| 2004-06-02 | S-1 | S-1 (registration) | GENWORTH FINANCIAL INC | 0001047469-04-019071 ↗ |
| 2004-06-07 | S-1/A | S-1/A (amendment) | GENWORTH FINANCIAL INC | 0001047469-04-019560 ↗ |
| 2004-06-09 | S-1/A | S-1/A (amendment) | GENWORTH FINANCIAL INC | 0001047469-04-019896 ↗ |
| 2004-06-10 | 424B1 | 424B1 (final prospectus) | GENWORTH FINANCIAL INC | 0001047469-04-020025 ↗ |
| 2005-03-07 | S-1 | S-1 (registration) | GENWORTH FINANCIAL INC | 0001193125-05-043100 ↗ |
| 2005-03-14 | S-1/A | S-1/A (amendment) | GENWORTH FINANCIAL INC | 0001193125-05-048549 ↗ |
| 2005-03-21 | S-1/A | S-1/A (amendment) | GENWORTH FINANCIAL INC | 0001193125-05-056790 ↗ |
| 2005-03-24 | 424B4 | 424B4 (final prospectus) | GENWORTH FINANCIAL INC | 0001193125-05-059921 ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| BORELLI FRANK J | Director | 27 | 2006–2010 | person page Fuzzy | |
| KARCH NANCY J | Director | 53 | 2006–2016 | ||
| KERREY J ROBERT | Director | 31 | 2006–2012 | ||
| Naqvi Saiyid T. | Director | 21 | 2006–2009 | ||
| WHEELER THOMAS B | Director | 27 | 2006–2010 | ||
| Marsico Samuel Dominic | Officer | SVP - Chief Risk Officer | 5 | 2006–2008 | |
| GE FINANCIAL ASSURANCE HOLDINGS INC | TenPercentOwner | 1 | 2006 | ||
| GEI, Inc. | TenPercentOwner | 1 | 2006 | ||
| GENERAL ELECTRIC CAPITAL CORP | TenPercentOwner | 1 | 2006 | ||
| GENERAL ELECTRIC CAPITAL SERVICES INC/CT | TenPercentOwner | 1 | 2006 | ||
| GENERAL ELECTRIC CO | TenPercentOwner | 1 | 2006 | ||
| RIEPE JAMES S | Director | 72 | 2006–2021 | ||
| FRAIZER MICHAEL D | Director,Officer | Chairman, President & CEO | 22 | 2006–2012 | |
| PARKE JAMES A | Director | 62 | 2006–2017 | ||
| McKenney Richard P | Officer | SVP & Chief Financial Officer | 2 | 2006 | |
| Roday Leon E | Officer | EVP, Gen. Counsel & Secretary; SVP, Gen. Counsel & Secretary | 36 | 2006–2014 | |
| TOAN BARRETT A | Director | 25 | 2006–2010 | ||
| Schutz Pamela S | Officer | EXECUTIVE VICE PRES - GENWORTH; Exec Vice Pres - Genworth; Exec. Vice Pres - Genworth; President & CEO - RI & I | 28 | 2006–2010 | |
| Griffin Mark | Officer | SVP - Chief Investment Officer; SVP - Chief Risk Officer | 6 | 2006–2008 | |
| Laming Michael S | Officer | EVP - Human Resources; SVP - Human Resources | 34 | 2006–2017 | person page Fuzzy |
| LINDQUIST SCOTT R | Officer | Vice President and Controller | 4 | 2006–2007 | |
| Mann Thomas H | Officer | EXECUTIVE VICE PRES - GENWORTH; Exec Vice Pres - Genworth; Exec. Vice Pres. - Genworth; President & CEO, Mortgage Ins. | 13 | 2006–2009 | |
| McKay Scott J | Officer | EVP- Chief Information Officer; EVP- Chief Strategy Officer; SVP- Chief Information Officer; SVP- Ops/Qlty & Chief Info Off | 28 | 2006–2017 | person page Fuzzy |
| Moses Victor C | Officer | SVP - Actuarial & Risk; SVP - Chief Actuary | 4 | 2006–2008 | |
| Pehota Joseph | Officer | SVP - Business Development; SVP - Corporate Development; SVP - MERGERS & ACQUISITIONS | 23 | 2006–2013 | |
| Peters Jean | Officer | SVP, Investor Relations; SVP - STRAT ANAYLSIS & PLAN | 4 | 2006–2008 | |
| Zippel George Robert | Officer | President & CEO, Protection | 3 | 2006 | |
| WHALEY CHERYL CALLOWAY | Officer | SVP-CAPITAL MKTS & GROWTH VEN | 4 | 2007–2008 | |
| KELLEHER PATRICK BRIAN | Officer | EVP - Genworth; EVP - Genworth; CFO; Senior Vice President; SVP - Chief Financial Officer | 21 | 2007–2013 | |
| LAVIZZO-MOUREY RISA J | Director | 18 | 2007–2012 | ||
| CORBIN AMY RENEE | Officer | Vice President and Controller | 13 | 2008–2012 | |
| Schneider Kevin Douglas | Officer | EVP & Chief Operating Officer; EVP - Genworth; SVP - Genworth | 52 | 2008–2020 | |
| Joelson Ronald Peter | Officer | SVP - Chief Investment Officer | 14 | 2008–2012 | |
| Perreault Michel Gilles | Officer | SVP - Chief Risk Officer | 21 | 2009–2013 | |
| MEAD CHRISTINE B | Director | 28 | 2009–2016 | ||
| MOLONEY THOMAS E | Director | 51 | 2009–2021 | ||
| ALESIO STEVEN W | Director | 15 | 2010–2013 | ||
| BOLINDER WILLIAM H | Director | 37 | 2010–2019 | ||
| Upton Jerome T | Officer | EVP & Chief Financial Officer; SVP, Deputy CFO and Controller; Vice President | 26 | 2011–2026 | |
| Klein Martin P | Officer | Acting Pres&Acting CEO;SVP-CFO; EVP & Chief Financial Officer; Senior Vice President; SVP - Chief Financial Officer; SVP-Chief Financial Officer | 19 | 2011–2015 | |
| Sheehan Daniel J IV | Officer | EVP, CFO and CIO; EVP, CFO & CIO; EVP - Chief Investment Officer; SVP - Chief Investment Officer | 46 | 2012–2023 | |
| Groh Kelly L | Officer | EVP & CFO; Controller; EVP & Chief Financial Officer; Vice President & Controller | 44 | 2012–2020 | |
| MOFFETT DAVID M | Director | 33 | 2012–2021 | ||
| McInerney Thomas J | Director,Officer | President and CEO; Director | 42 | 2013–2026 | |
| Conrad G Kent | Director | 44 | 2013–2026 | ||
| HIGGINS MELINA E | Director | 42 | 2013–2026 | ||
| EVANGEL LORI M | Officer | EVP & Chief Risk Officer | 20 | 2014–2019 | person page Fuzzy |
| Boyle James | Officer | EVP - Genworth | 2 | 2014 | |
| Bobitz Ward E. | Officer | EVP and General Counsel | 28 | 2015–2021 | person page Fuzzy |
| Farney Matthew D | Officer | Vice President and Controller | 6 | 2016–2019 | |
| NICHOLS JOHN R | Director | 2 | 2016 | ||
| PERRY DEBRA J | Director | 22 | 2016–2022 | ||
| RESTREPO ROBERT P JR | Director | 32 | 2016–2026 | person page Fuzzy | |
| Harrison Pamela M | Officer | EVP - Human Resources | 7 | 2018–2021 | person page Fuzzy |
| Haendiges Brian | Officer | EVP & Chief Risk Officer; EVP-U.S. Life Insurance; EVP-U.S. Life Insurance & CRO | 7 | 2020–2023 | |
| Dyson Karen Elizabeth | Director | 15 | 2020–2026 | ||
| Gupta Rohit | Officer | EVP - Enact; EVP - U.S. Mortgage Insurance; EVP?U.S. Mortgage Insurance; President & CEO, Enact | 16 | 2021–2025 | |
| Goodman Jill R | Director | 14 | 2021–2026 | ||
| Mills Howard D. III | Director | 14 | 2021–2026 | ||
| Smith Ramsey D. | Director | 14 | 2021–2026 | ||
| Hagerman Melissa | Officer | EVP and Chief HR Officer | 14 | 2022–2026 | |
| Karawan Gregory S. | Officer | EVP and General Counsel | 23 | 2022–2026 | |
| Sarsynski Elaine A | Director | 10 | 2022–2026 | person page Fuzzy | |
| Hodges Mark Blakeley | Officer | EVP and Chief Risk Officer; EVP and CRO | 11 | 2022–2026 | |
| White Andrea Lynn | Officer | EVP-CareScout Insurance; EVP-GR & Chief of Staff; Pres. & CEO, CareScout Ins. | 14 | 2022–2026 | |
| Saltzgaber Kelly A | Officer | EVP & Chief Investment Officer | 8 | 2023–2026 | |
| Ahn Cristina E. | Officer | VP and Controller | 1 | 2023 | |
| Arland Jamala M. | Officer | EVP-U.S. Life Insurance; Pres. & CEO, U.S. Life Ins. | 8 | 2024–2026 | |
| Woodell Darren W. | Officer | VP and Controller | 4 | 2024–2026 | |
| Shah Samir B. | Officer | Pres. & CEO, CareScout; Pres. & CEO, CareScout Svcs. | 6 | 2025–2026 | |
| Van Wyk Steven C. | Director | 3 | 2025–2026 | ||
| Taylor Morris C. | Officer | EVP & CIO | 3 | 2026 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.