IPO registrations (S-1, F-1) · Registrants
root9B Holdings, Inc.
- SEC CIK
- 1272550 · filings on EDGAR ↗
- Name on the registration
- root9B Technologies, Inc.
- Former names
- root9B Technologies, Inc. (2015–2016); root9B Technologies Inc. (2014–2015); PREMIER ALLIANCE GROUP, INC. (2004–2014); CONTINUUM GROUP C INC (2003–2004)
- Registration
- Form S-1, first filed 2011-05-03, last 2016-06-21; 4 initial registrations, 5 amendments
- Outcome
- Declared effective 2011-07-01
- Industry (SIC)
- Services-Management Consulting Services 8742
- Incorporated in
- DE
- Business address
- 102 N. CASCADE AVENUE, SUITE 220, Colorado Springs, CO 80919
- EIN
- 20-0443575
- EDGAR entity type
- operating
- Insiders and CEO pay
- root9B Holdings, Inc. on the corporate pages
On this site
- Business registration: ROOT9B HOLDINGS, INC. EXACT (EIN (EXACT, as the state registration reports it))
- Business registration: ROOT9B TECHNOLOGIES, INC. EXACT (EIN (EXACT, as the state registration reports it))
- Business registration: ROOT9B HOLDINGS, INC. Fuzzy (name and state)
- Form 5500 plan sponsor: ROOT9B TECHNOLOGIES, INC. EXACT (EIN (EXACT))
- Form D issuer: root9B Technologies, Inc. EXACT (CIK (EXACT))
- SEC filer: PREMIER ALLIANCE GROUP, INC. EXACT (CIK (EXACT))
- Person page: Joseph C Grano Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (TenPercentOwner))
- Person page: Joseph J Grano Jr Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer))
Filings 18
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2011-05-03 | S-1 | S-1 (registration) | PREMIER ALLIANCE GROUP, INC. | 0001272550-11-000012 ↗ |
| 2011-06-09 | S-1/A | S-1/A (amendment) | PREMIER ALLIANCE GROUP, INC. | 0001272550-11-000015 ↗ |
| 2011-07-01 | EFFECT | EFFECT (declared effective) | PREMIER ALLIANCE GROUP, INC. | 9999999995-11-002032 ↗ |
| 2012-02-08 | EFFECT | EFFECT (declared effective) | PREMIER ALLIANCE GROUP, INC. | 9999999995-12-000425 ↗ |
| 2013-04-25 | S-1 | S-1 (registration) | PREMIER ALLIANCE GROUP, INC. | 0001272550-13-000015 ↗ |
| 2013-05-23 | S-1/A | S-1/A (amendment) | PREMIER ALLIANCE GROUP, INC. | 0001272550-13-000021 ↗ |
| 2013-06-06 | S-1/A | S-1/A (amendment) | PREMIER ALLIANCE GROUP, INC. | 0001272550-13-000023 ↗ |
| 2013-06-13 | EFFECT | EFFECT (declared effective) | PREMIER ALLIANCE GROUP, INC. | 9999999995-13-001794 ↗ |
| 2013-12-23 | S-1 | S-1 (registration) | PREMIER ALLIANCE GROUP, INC. | 0001272550-13-000054 ↗ |
| 2013-12-31 | EFFECT | EFFECT (declared effective) | PREMIER ALLIANCE GROUP, INC. | 9999999995-14-000020 ↗ |
| 2014-01-08 | S-1/A | S-1/A (amendment) | PREMIER ALLIANCE GROUP, INC. | 0001272550-14-000004 ↗ |
| 2014-01-16 | S-1/A | S-1/A (amendment) | PREMIER ALLIANCE GROUP, INC. | 0001272550-14-000006 ↗ |
| 2014-01-17 | EFFECT | EFFECT (declared effective) | PREMIER ALLIANCE GROUP, INC. | 9999999995-14-000156 ↗ |
| 2014-05-15 | EFFECT | EFFECT (declared effective) | PREMIER ALLIANCE GROUP, INC. | 9999999995-14-001489 ↗ |
| 2014-05-15 | EFFECT | EFFECT (declared effective) | PREMIER ALLIANCE GROUP, INC. | 9999999995-14-001493 ↗ |
| 2015-04-30 | EFFECT | EFFECT (declared effective) | root9B Technologies Inc. | 9999999995-15-001073 ↗ |
| 2015-04-30 | EFFECT | EFFECT (declared effective) | root9B Technologies Inc. | 9999999995-15-001078 ↗ |
| 2016-06-21 | S-1 | S-1 (registration) | root9B Technologies, Inc. | 0001354488-16-007874 ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Elliott Mark S | Director,Officer,TenPercentOwner | President | 3 | 2008–2011 | |
| Hasenfus Kevin J | Director,Officer,TenPercentOwner; Director,TenPercentOwner | EVP | 2 | 2008–2011 | |
| Yearwood Robert N | Director,Officer,TenPercentOwner; Director,TenPercentOwner; Officer | EVP | 3 | 2008–2012 | |
| Elliott Vicki W | TenPercentOwner | 5 | 2009–2010 | ||
| Morris Gregory C | Director | 9 | 2010–2016 | ||
| Rose Michael D | Officer | EVP | 2 | 2010–2011 | |
| Yarbrough Stephen W | Director | 2 | 2010–2011 | ||
| Booth Graeme Robert | Officer; Other | EVP; President of Services | 4 | 2011–2015 | |
| BLECH ISAAC | Director; Director,TenPercentOwner; TenPercentOwner | 13 | 2011–2016 | ||
| Blech Miriam | TenPercentOwner | 6 | 2011–2015 | ||
| River Charitable Remainder Unitrust f/b/o Isaac Blech | TenPercentOwner | 6 | 2011–2015 | ||
| KOLENICK PATRICK | Director | 16 | 2011–2016 | ||
| Sucoff Cary | Director | 15 | 2011–2016 | ||
| Carnahan Kevin Todd | Director | 9 | 2011–2016 | ||
| Brumfield Larry W | Officer | CFO | 1 | 2012 | |
| Pitt Harvey L. | Director | 5 | 2012–2015 | ||
| SIEGEL SEYMOUR | Director | 8 | 2012–2016 | ||
| CATSIMATIDIS JOHN A | Director | 8 | 2012–2016 | ||
| Clark Wesley | Director | 13 | 2012–2016 | ||
| GRANO JOSEPH J JR | Director; Director,Officer; Director,Officer,TenPercentOwner | CEO; CEO and Chairman; CEO / Chairman; Chief Executive Officer | 13 | 2013–2017 | person page Fuzzy |
| Orphanides James M | TenPercentOwner | 1 | 2013 | ||
| Grano Children's Trust | TenPercentOwner | 1 | 2013 | ||
| Grano Joseph C. | TenPercentOwner | 1 | 2013 | person page Fuzzy | |
| SILVER ROBERT H | TenPercentOwner | 1 | 2013 | ||
| Smith Kenneth T | Officer | CFO | 3 | 2014–2015 | |
| Anson Kent | Officer | CEO | 2 | 2014 | |
| KING BRIAN F | Officer | Chief Operating Officer; COO | 4 | 2014–2015 | |
| SARTOR ANTHONY | Director | 7 | 2014–2016 | ||
| Wachtler Daniel William | DirectorOther | 3 | 2015–2016 | ||
| Hipkins Eric Scott | DirectorOther; Other | 6 | 2015–2016 | ||
| Effinger Michael J. | Officer | Chief Financial Officer | 1 | 2016 | |
| Hoke William | Officer | CFO | 3 | 2016 | |
| Ciampi Guerino | TenPercentOwner | 14 | 2017 | ||
| Guarino John | TenPercentOwner | 14 | 2017 | ||
| Quad Capital Management Advisors LLC | TenPercentOwner | 15 | 2017 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2016-09-26 | root9B Technologies, Inc. | Business Services | $10,000,000 | $3,636,000 | 6 | 1 |
| 2015-12-02 | root9B Technologies, Inc. | Business Services | $7,700,000 | $845,750 | 4 | 1 |
| 2015-08-13 | root9B Technologies Inc. | Business Services | $0 | $0 | 2 | 1 |
| 2015-03-17 | root9B Technologies Inc. | Business Services | $4,055,498 | $4,055,498 | 17 | 1 |
| 2015-02-20 | root9B Technologies Inc. | Business Services | $7,353,753 | $7,353,753 | 1 | 1 |
| 2014-11-06 | root9B Technologies Inc. | Business Services | $2,000,000 | $1,800,000 | 7 | 2 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | ROOT9B HOLDINGS, INC. | AZ | State business registries | EIN (EXACT, as the state registration reports it) |
| Business registration | ROOT9B HOLDINGS, INC. | CO | State business registries | name and state |
| Business registration | ROOT9B TECHNOLOGIES, INC. | NC | State business registries | EIN (EXACT, as the state registration reports it) |
| Form D issuer | root9B Technologies, Inc. | NC | Form D private offerings | CIK (EXACT) |
| SEC filer | root9B Holdings, Inc. | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | ROOT9B HOLDINGS, INC. | CO | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | ROOT9B TECHNOLOGIES, INC. | EIN (EXACT) | ||
| Person page | Joseph C Grano | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (TenPercentOwner) | |
| Person page | Joseph J Grano Jr | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.