IPO registrations (S-1, F-1) · Registrants
PHYSICIANS FORMULA HOLDINGS, INC.
- SEC CIK
- 1269871 · filings on EDGAR ↗
- Former names
- PFI HOLDINGS CORP (2003–2003)
- Registration
- Form S-1, first filed 2006-08-25, last 2007-04-12; 2 initial registrations, 7 amendments
- Outcome
- Final prospectus filed 2006-11-09; declared effective 2006-11-08
- Industry (SIC)
- Perfumes, Cosmetics & Other Toilet Preparations 2844
- Incorporated in
- DE
- Business address
- 1055 WEST 8TH STREET, Azusa, CA 91702
- EIN
- 20-0340099
- EDGAR entity type
- operating
- Insiders and CEO pay
- PHYSICIANS FORMULA HOLDINGS, INC. on the corporate pages
Offering terms
- Proposed price range
- $15.00–$17.00 per share (S-1/A filed 2006-10-26)
- Final price
- $17.00 per share, within the range (424B4 filed 2006-11-09, an initial public offering)
- Shares sold
- 7,500,000 (3,125,000 by the company, 4,375,000 by selling holders)
- Gross proceeds
- $127,500,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol FACE
- Lead underwriters
- Deutsche Bank; Citigroup
- Syndicate
- BofA Securities; Cowen; Piper Sandler
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- SEC filer: PHYSICIANS FORMULA HOLDINGS, INC. EXACT (CIK (EXACT))
- Person page: Matthew A Drapkin Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (TenPercentOwner))
Filings 14
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2006-08-25 | S-1 | S-1 (registration) | PHYSICIANS FORMULA HOLDINGS, INC. | 0001047469-06-011286 ↗ |
| 2006-10-03 | S-1/A | S-1/A (amendment) | PHYSICIANS FORMULA HOLDINGS, INC. | 0001047469-06-012378 ↗ |
| 2006-10-19 | S-1/A | S-1/A (amendment) | PHYSICIANS FORMULA HOLDINGS, INC. | 0001047469-06-012911 ↗ |
| 2006-10-24 | S-1/A | S-1/A (amendment) | PHYSICIANS FORMULA HOLDINGS, INC. | 0001047469-06-013036 ↗ |
| 2006-10-26 | S-1/A | S-1/A (amendment) | PHYSICIANS FORMULA HOLDINGS, INC. | 0001047469-06-013114 ↗ |
| 2006-11-07 | S-1/A | S-1/A (amendment) | PHYSICIANS FORMULA HOLDINGS, INC. | 0001047469-06-013609 ↗ |
| 2006-11-08 | S-1/A | S-1/A (amendment) | PHYSICIANS FORMULA HOLDINGS, INC. | 0001047469-06-013725 ↗ |
| 2006-11-08 | S-1MEF | S-1MEF (added securities) | PHYSICIANS FORMULA HOLDINGS, INC. | 0001104659-06-073008 ↗ |
| 2006-11-08 | EFFECT | EFFECT (declared effective) | PHYSICIANS FORMULA HOLDINGS, INC. | 9999999995-06-002239 ↗ |
| 2006-11-09 | 424B4 | 424B4 (final prospectus) | PHYSICIANS FORMULA HOLDINGS, INC. | 0001047469-06-013820 ↗ |
| 2007-03-30 | S-1 | S-1 (registration) | PHYSICIANS FORMULA HOLDINGS, INC. | 0001047469-07-002322 ↗ |
| 2007-04-12 | S-1/A | S-1/A (amendment) | PHYSICIANS FORMULA HOLDINGS, INC. | 0001047469-07-002782 ↗ |
| 2007-04-19 | EFFECT | EFFECT (declared effective) | PHYSICIANS FORMULA HOLDINGS, INC. | 9999999995-07-001395 ↗ |
| 2007-04-20 | 424B1 | 424B1 (final prospectus) | PHYSICIANS FORMULA HOLDINGS, INC. | 0001047469-07-003000 ↗ |
Prospectus pages read 4
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2006-10-26 | S-1/A | registration statement | $15.00–$17.00 | 6,250,000 | - | Nasdaq FACE | 5 | primary document; range, shares headline, cover names 5 | document ↗ | |
| 2006-11-07 | S-1/A | registration statement | - | - | 0 | primary document; no terms found | document ↗ | |||
| 2006-11-08 | S-1/A | registration statement | - | - | 0 | primary document; no terms found | document ↗ | |||
| 2006-11-09 | 424B4 | final prospectus | $17.00 | 7,500,000 | $127,500,000 | Nasdaq FACE | 5 | primary document; price sentence, shares headline, proceeds table, cover names 5 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Brown Sonya T | Director | 1 | 2006 | ||
| Cofilance S.A. | Other; TenPercentOwner | 2 | 2006 | ||
| Frances Craig D | Director | 1 | 2006 | ||
| Gros Claude | Director | 3 | 2006–2007 | ||
| Jackel Ingrid | Director,Officer; Officer | Chief Exectutive Officer; Chief Executive Officer | 10 | 2006–2012 | |
| Jaeger Joseph J | Officer | Chief Financial Officer | 7 | 2006–2008 | |
| KORTSCHAK WALTER G | DirectorOther | 4 | 2006–2007 | ||
| LAWRENCE JAMES A | Director | 2 | 2006 | ||
| Rogers Jeffrey P | Director,Officer; Officer | President | 15 | 2006–2012 | |
| STAMPS WOODSUM & CO IV | Other | 4 | 2006–2007 | ||
| SUMMIT PARTNERS LLC | Other | 4 | 2006–2007 | ||
| SUMMIT PARTNERS L P | Other | 4 | 2006–2007 | ||
| SUMMIT PARTNERS SD II LLC | Other | 4 | 2006–2007 | ||
| SUMMIT PARTNERS VI GP LLC | Other | 4 | 2006–2007 | ||
| SUMMIT PARTNERS VI GP LP | Other | 4 | 2006–2007 | ||
| SUMMIT PARTNERS V LP | Other | 4 | 2006–2007 | ||
| SUMMIT VENTURES VI-A LP | TenPercentOwner | 4 | 2006–2007 | ||
| SUMMIT VENTURES VI-B LP | Other; TenPercentOwner | 2 | 2006 | ||
| SUMMIT VENTURES V L P | Other; TenPercentOwner | 2 | 2006 | ||
| ZVI EIREF | Director | 9 | 2007–2010 | ||
| Berry Jeff M | Director; Officer | Chief Financial Officer; Int. Chief Financial Office; Int. Chief Financial Officer | 7 | 2007–2011 | |
| DIKER MANAGEMENT LLC | TenPercentOwner | 15 | 2007–2009 | ||
| Goldman Charles | TenPercentOwner | 6 | 2008–2009 | ||
| LYNCH THOMAS E | Director,TenPercentOwner; Other; TenPercentOwner | 9 | 2008–2012 | ||
| Mill Road Capital GP LLC | Other; TenPercentOwner | 9 | 2008–2012 | ||
| Mill Road Capital, L.P. | Other; TenPercentOwner | 9 | 2008–2012 | ||
| Scharfman Scott | Other; TenPercentOwner | 9 | 2008–2012 | ||
| BREAZZANO DAVID J | TenPercentOwner | 5 | 2009 | ||
| DDJ CAPITAL MANAGEMENT LLC | TenPercentOwner | 5 | 2009 | ||
| DDJ/Ontario Credit Opportunities Fund, L.P. | TenPercentOwner | 5 | 2009 | ||
| GP Credit Opportunities, Ltd. | TenPercentOwner | 5 | 2009 | ||
| GP DDJ/Ontario Credit Opportunities, L.P. | TenPercentOwner | 5 | 2009 | ||
| Spence Padraic L. | Director | 8 | 2009 | ||
| HINKATY CHARLES | Director | 4 | 2009–2012 | ||
| BC Advisors LLC | Other; TenPercentOwner | 6 | 2010 | ||
| Becker Drapkin Management, L.P. | TenPercentOwner; TenPercentOwnerOther | 6 | 2010 | ||
| BECKER DRAPKIN PARTNERS, L.P. | Other; TenPercentOwner | 6 | 2010 | ||
| BECKER DRAPKIN PARTNERS (QP), L.P. | Other; TenPercentOwner | 6 | 2010 | ||
| Becker Steven R | Other; TenPercentOwner | 6 | 2010 | ||
| Drapkin Matthew A | Other; TenPercentOwner | 6 | 2010 | person page Fuzzy | |
| Kanter Bruce E. | Director | 3 | 2011–2012 | ||
| TAYLOR A ALEXANDER II | Director | 3 | 2011–2012 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| SEC filer | PHYSICIANS FORMULA HOLDINGS, INC. | SEC filers (EDGAR) | CIK (EXACT) | |
| Person page | Matthew A Drapkin | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (TenPercentOwner) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Perfumes, Cosmetics & Other Toilet Preparations, CA first:
- DAVI SKIN, INC. CA
- NEXTERA ENTERPRISES INC CA
- BARE ESCENTUALS INC CA
- SONGWAVE INDUSTRIES INC CA
- SOAP SILLY BATH & BODY CA
- e.l.f. Beauty, Inc. CA
- Axil Brands, Inc. CA
- COSCIENS Biopharma Inc. A6
- SEGUIN NATURAL HAIR PRODUCTS INC. A6
- Knowlton Development Corp Inc A8
In other datasets, the same topic (Health) in CA:
- Nonprofit: 24 HOUR CANCER DANCE-A-THON (Nonprofits (IRS Form 990))
Interests: Perfumes, Cosmetics & Other Toilet Preparations · Health