IPO registrations (S-1, F-1) · Registrants
AMERICAN DEFENSE SYSTEMS INC
- SEC CIK
- 1260996 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2009-07-28, last 2009-10-02; 2 initial registrations, 1 amendment
- Outcome
- Declared effective 2009-08-10; withdrawal requested 2009-07-28
- Industry (SIC)
- Miscellaneous Transportation Equipment 3790
- Incorporated in
- DE
- Business address
- 420 MCKINNEY PARKWAY, Lillington, NC 27546
- EDGAR entity type
- operating
- Insiders and CEO pay
- AMERICAN DEFENSE SYSTEMS INC on the corporate pages
Offering terms
- Listing
- NYSE American under the symbol EAG
- Lead underwriters
- Roth Capital Partners
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Federal award recipient: AMERICAN DEFENSE SYSTEMS, INC. Fuzzy (name and state)
- SEC filer: AMERICAN DEFENSE SYSTEMS INC EXACT (CIK (EXACT))
- Person page: Paul J Orfalea Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (TenPercentOwner))
- Person page: Richard P Torykian Sr Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 5
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2009-07-28 | RW | RW (withdrawal request) | AMERICAN DEFENSE SYSTEMS INC | 0001104659-09-045264 ↗ |
| 2009-07-28 | S-1 | S-1 (registration) | AMERICAN DEFENSE SYSTEMS INC | 0001104659-09-045267 ↗ |
| 2009-08-06 | S-1/A | S-1/A (amendment) | AMERICAN DEFENSE SYSTEMS INC | 0001104659-09-047832 ↗ |
| 2009-08-10 | EFFECT | EFFECT (declared effective) | AMERICAN DEFENSE SYSTEMS INC | 9999999995-09-002221 ↗ |
| 2009-10-02 | S-1 | S-1 (registration) | AMERICAN DEFENSE SYSTEMS INC | 0001144204-09-051372 ↗ |
Prospectus pages read 1
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2009-10-02 | S-1 | registration statement | - | - | NYSE American EAG | 1 | primary document; cover names 1 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Foley Fergal | Director,Officer | Chief Operating Officer | 9 | 2008–2009 | |
| La Sala Victor | Officer | Sr VP, Research & Development | 1 | 2008 | |
| Pegg Charles | Officer | Vice President, Operations | 1 | 2008 | |
| Piscitelli Anthony | Director,Officer,TenPercentOwner; Director,TenPercentOwner | Chairman, President and CEO; President, Chairman, CEO | 6 | 2008–2009 | |
| Scales Russell | Officer | Sr. VP Business Development | 1 | 2008 | |
| Sidorsky Gary | Director,Officer | Chief Financial Officer | 4 | 2008–2009 | |
| Taufman Curtis | Officer | Sr. VP Eng. and Arch. | 3 | 2008–2009 | |
| Trizzino Victor | Director | 6 | 2008–2012 | ||
| Ward Roger | Officer | VP, Investor Relations | 3 | 2008 | |
| Bateman Robert | Officer | Senior VP Sales | 1 | 2008 | |
| Brady Christopher Douglas | Director | 2 | 2008–2009 | ||
| Gray Alfred | Director | 6 | 2008–2012 | ||
| Torykian Richard P. Sr. | Director | 9 | 2008–2011 | person page Fuzzy | |
| Berthel Thomas | Director | 2 | 2008 | ||
| Seiter Stephen Ridgely | Director | 7 | 2008–2012 | ||
| D'Amuro Pasquale Joseph | Director | 5 | 2008–2012 | ||
| Aldrich Robert C. | Officer | Chief Security Officer | 2 | 2009–2010 | |
| Helfert Lance W | TenPercentOwner | 13 | 2009–2012 | ||
| Lowe R Atticus | TenPercentOwner | 13 | 2009–2012 | ||
| Orfalea Paul J | TenPercentOwner | 13 | 2009–2012 | person page Fuzzy | |
| WEST COAST ASSET MANAGEMENT INC | TenPercentOwner | 13 | 2009–2012 | ||
| WEST COAST OPPORTUNITY FUND LLC | TenPercentOwner | 13 | 2009–2012 | ||
| HEALY KEVIN J | Officer | General Counsel | 1 | 2010 | |
| Firestone Adam | Director | 1 | 2010 | ||
| Armor Technologies LLC | TenPercentOwner | 1 | 2012 | ||
| Bednarz Frank A. | TenPercentOwner | 1 | 2012 | ||
| Jodlowski John | TenPercentOwner | 1 | 2012 | ||
| JOWCO LLC | TenPercentOwner | 1 | 2012 | ||
| SCALES DALE | TenPercentOwner | 1 | 2012 | ||
| Van Hecke Joseph | TenPercentOwner | 1 | 2012 | ||
| Wayner Emi | TenPercentOwner | 1 | 2012 | ||
| Wayner Mark | TenPercentOwner | 1 | 2012 | ||
| Wrobel Harold | TenPercentOwner | 1 | 2012 | ||
| EA Armament & Surveillance Technologies Inc. | Director,TenPercentOwner; Officer,TenPercentOwnerOther; TenPercentOwner; TenPercentOwnerOther | Acting General Manager | 7 | 2018–2020 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Plan sponsor | AMERICAN DEFENSE SYSTEMS, INC. | NC | Form 5500 (employee benefit plans) | name and state |
| Federal award recipient | AMERICAN DEFENSE SYSTEMS, INC. | NC | Federal spending (USAspending) | name and state |
| SEC filer | AMERICAN DEFENSE SYSTEMS INC | SEC filers (EDGAR) | CIK (EXACT) | |
| Person page | Paul J Orfalea | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (TenPercentOwner) | |
| Person page | Richard P Torykian Sr | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Miscellaneous Transportation Equipment, NC first:
- UNITED DEFENSE INDUSTRIES INC VA
- Nano Mobile Healthcare, Inc. MA
- Edge Data Solutions, Inc. GA
- MOVEIX INC. AZ
- Newborn Acquisition Corp F4
- Volta Inc. CA
- Tritium DCFC Ltd C3
- Massimo Group TX
In other datasets, the same topic (Transportation) in NC:
- Lobbying client: 1-800-PACK-RAT (Federal lobbying (LDA))
Interests: Miscellaneous Transportation Equipment · Transportation