IPO registrations (S-1, F-1) · Registrants
COMPELLENT TECHNOLOGIES INC
- SEC CIK
- 1253955 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2007-07-02, last 2007-09-21; 1 initial registration, 3 amendments
- Outcome
- Final prospectus filed 2007-10-10; declared effective 2007-10-09
- Industry (SIC)
- Services-Prepackaged Software 7372
- Incorporated in
- DE
- Business address
- 7625 SMETANA LANE, Eden Prairie, MN 55344
- EIN
- 37-1434895
- EDGAR entity type
- operating
- Insiders and CEO pay
- COMPELLENT TECHNOLOGIES INC on the corporate pages
Offering terms
- Proposed price range
- $10.00–$12.00 per share (S-1/A filed 2007-09-21)
- Final price
- $13.50 per share, above the range (424B4 filed 2007-10-10, an initial public offering)
- Shares sold
- 6,000,000
- Gross proceeds
- $81,000,000 before underwriting discounts and any over-allotment option
- Listing
- NYSE Arca under the symbol CML
- Lead underwriters
- Morgan Stanley
- Syndicate
- Needham & Company (735,000); RBC Capital Markets (735,000); Weisel Partners Llc; Piper Sandler (735,000); Thomas Weisel Partners (795,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: COMPELLENT TECHNOLOGIES INC. EXACT (EIN (EXACT, as the state registration reports it))
- Business registration: Compellent Technologies, Inc. Fuzzy (name and state)
- Form 5500 plan sponsor: COMPELLENT TECHNOLOGIES, INC. EXACT (EIN (EXACT))
- SEC filer: COMPELLENT TECHNOLOGIES INC EXACT (CIK (EXACT))
- Person page: Kevin L Roberg Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 6
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2007-07-02 | S-1 | S-1 (registration) | COMPELLENT TECHNOLOGIES INC | 0000950134-07-014509 ↗ |
| 2007-08-13 | S-1/A | S-1/A (amendment) | COMPELLENT TECHNOLOGIES INC | 0000950124-07-004182 ↗ |
| 2007-09-11 | S-1/A | S-1/A (amendment) | COMPELLENT TECHNOLOGIES INC | 0000950137-07-014019 ↗ |
| 2007-09-21 | S-1/A | S-1/A (amendment) | COMPELLENT TECHNOLOGIES INC | 0000950134-07-020336 ↗ |
| 2007-10-09 | EFFECT | EFFECT (declared effective) | COMPELLENT TECHNOLOGIES INC | 9999999995-07-003979 ↗ |
| 2007-10-10 | 424B4 | 424B4 (final prospectus) | COMPELLENT TECHNOLOGIES INC | 0000950134-07-021087 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2007-09-21 | S-1/A | registration statement | $10.00–$12.00 | 6,000,000 | - | NYSE Arca CML | 7 | primary document; range, price line, shares headline, proceeds computed, price outside the range dropped, underwriting table 1, cover names 6 | document ↗ | |
| 2007-10-10 | 424B4 | final prospectus | $13.50 | 6,000,000 | $81,000,000 | NYSE Arca CML | 6 | primary document; price sentence, shares headline, proceeds computed, underwriting table 4, cover names 6 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Aszmann Lawrence E. | Officer | Chief Technology Officer | 20 | 2007–2011 | |
| Bahles Shanda | TenPercentOwner | 11 | 2007–2009 | ||
| Beeler Charles | Director; Director,TenPercentOwner | 16 | 2007–2011 | ||
| CARGILL INC | Other; TenPercentOwner | 2 | 2007 | ||
| Centennial Entrepreneurs Fund VII, L.P. | Other; TenPercentOwner | 2 | 2007 | ||
| Centennial Holdings VII, LLC | Other; TenPercentOwner | 2 | 2007 | ||
| CENTENNIAL VENTURES VII LP | Other; TenPercentOwner | 2 | 2007 | ||
| Crescendo German Investments IV, LLC | TenPercentOwner | 5 | 2007–2009 | ||
| Crescendo IV AG & Co. Beteiligungs KG | TenPercentOwner | 5 | 2007–2009 | ||
| CRESCENDO IV ENTREPRENEURS FUND A LP | TenPercentOwner | 5 | 2007–2009 | ||
| Crescendo IV Entrepreneurs Fund, LP | TenPercentOwner | 5 | 2007–2009 | ||
| CRESCENDO IV LP | TenPercentOwner | 9 | 2007–2009 | ||
| Crescendo Ventures IV, LLC | TenPercentOwner | 5 | 2007–2009 | ||
| El Dorado Technology '01 LP | TenPercentOwner | 12 | 2007–2009 | ||
| El Dorado Venture Partners VI, LLC | Other; TenPercentOwner | 12 | 2007–2009 | ||
| El Dorado Ventures VI, LP | TenPercentOwner | 12 | 2007–2009 | ||
| Guider John P | Director,Officer | Chief Operating Officer | 10 | 2007–2011 | |
| Irwin M Scott | TenPercentOwner | 12 | 2007–2009 | ||
| Johnson Dennis Roland | Officer | Executive VP, Sales | 5 | 2007–2008 | |
| JUDD JOHN R | Officer | Chief Financial Officer | 7 | 2007–2011 | |
| Peterson Thomas H | TenPercentOwner | 12 | 2007–2009 | ||
| Sarkar Neel | Director; Director,TenPercentOwner; Other | 9 | 2007–2009 | ||
| SORAN PHILIP | Director,Officer | President and CEO | 10 | 2007–2011 | |
| SPRENG R DAVID | Director,TenPercentOwner | 13 | 2007–2011 | ||
| WEHRWEIN SVEN | Director | 7 | 2007–2011 | ||
| Bell Brian P | Officer | Vice President, Sales | 12 | 2008–2011 | |
| Williams Duston | Director | 5 | 2008–2011 | ||
| Black Sherman L | Director | 5 | 2009–2011 | ||
| ROBERG KEVIN L | Director | 4 | 2010–2011 | person page Fuzzy | |
| DELL INC | TenPercentOwner | 2 | 2010–2011 | ||
| Dell International L.L.C. | TenPercentOwner | 2 | 2010–2011 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | Compellent Technologies, Inc. | MN | State business registries | name and state |
| Business registration | COMPELLENT TECHNOLOGIES INC. | MN | State business registries | EIN (EXACT, as the state registration reports it) |
| Patent assignee | Compellent Technologies | MN | Patents (USPTO) | name and state |
| SEC filer | COMPELLENT TECHNOLOGIES INC | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | Compellent Technologies, Inc. | MN | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | COMPELLENT TECHNOLOGIES, INC. | EIN (EXACT) | ||
| Person page | Kevin L Roberg | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Services-Prepackaged Software, MN first:
- SharpLink Gaming Ltd. MN
- INFORMATION ADVANTAGE INC MN
- SPS COMMERCE INC MN
- RETEK INC MN
- LAWSON SOFTWARE AMERICAS, INC MN
- IDS Group, Inc. MN
- VisitIQ Corp. MN
- ORANGEHOOK, INC. MN
- Soul & Vibe Interactive Inc. MN
- IVDESK HOLDINGS, INC. MN
In other datasets, the same topic (Technology) in MN:
- Form D issuer: 313 Software, LLC (Form D private offerings)
- Lobbying client: ACA INTERNATIONAL (Federal lobbying (LDA))
Interests: Services-Prepackaged Software · Technology