IPO registrations (S-1, F-1) · Registrants
CNO Financial Group, Inc.
- SEC CIK
- 1224608 · filings on EDGAR ↗
- Name on the registration
- CONSECO INC
- Former names
- CONSECO INC (2003–2010)
- Registration
- Form S-1, first filed 2004-01-29, last 2009-12-14; 2 initial registrations, 5 amendments
- Outcome
- Final prospectus filed 2004-05-10; declared effective 2009-12-15; withdrawal requested 2004-01-29
- Industry (SIC)
- Accident & Health Insurance 6321
- Incorporated in
- DE
- Business address
- 11299 ILLINOIS STREET, SUITE 200, Carmel, IN 46032
- EIN
- 75-3108137
- Ticker
- CNO, CNO-PA (NYSE, NYSE)
- EDGAR entity type
- operating
- Insiders and CEO pay
- CNO Financial Group, Inc. on the corporate pages
Offering terms
- Final price
- $25.00 per share (424B4 filed 2004-05-10)
- Shares sold
- 24,000,000
- Gross proceeds
- $600,000,000 before underwriting discounts and any over-allotment option
- Listing
- NYSE under the symbol CNO
- Lead underwriters
- Goldman Sachs (8,280,000 shares); Morgan Stanley (8,280,000 shares)
- Syndicate
- J.P. Morgan (3,840,000); BofA Securities (1,200,000); Credit Suisse (1,200,000); Lazard; Lazard Frères & Co. LLC (1,200,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: CNO FINANCIAL GROUP, INC. Fuzzy (name and state)
- Lobbying client: CNO FINANCIAL GROUP Fuzzy (name and state)
- SEC filer: CNO Financial Group, Inc. EXACT (CIK (EXACT))
- Person page: Archie M Brown Jr Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Edward J Bonach Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer))
- Person page: Steven E Shebik Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 15
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2004-01-29 | S-1 | S-1 (registration) | CONSECO INC | 0000950137-04-000416 ↗ |
| 2004-01-29 | RW | RW (withdrawal request) | CONSECO INC | 0001224608-04-000003 ↗ |
| 2004-03-23 | S-1/A | S-1/A (amendment) | CONSECO INC | 0000950137-04-002116 ↗ |
| 2004-04-15 | S-1/A | S-1/A (amendment) | CONSECO INC | 0000950137-04-002810 ↗ |
| 2004-04-28 | S-1/A | S-1/A (amendment) | CONSECO INC | 0000950137-04-003278 ↗ |
| 2004-05-06 | S-1/A | S-1/A (amendment) | CONSECO INC | 0000950137-04-003653 ↗ |
| 2004-05-06 | S-1MEF | S-1MEF (added securities) | CONSECO INC | 0000950137-04-003689 ↗ |
| 2004-05-10 | 424B4 | 424B4 (final prospectus) | CONSECO INC | 0000950134-04-007037 ↗ |
| 2004-05-10 | 424B4 | 424B4 (final prospectus) | CONSECO INC | 0000950134-04-007038 ↗ |
| 2009-11-19 | S-1 | S-1 (registration) | CONSECO INC | 0000950123-09-064032 ↗ |
| 2009-12-14 | S-1/A | S-1/A (amendment) | CONSECO INC | 0000950123-09-070537 ↗ |
| 2009-12-15 | EFFECT | EFFECT (declared effective) | CONSECO INC | 9999999995-09-003490 ↗ |
| 2009-12-17 | 424B1 | 424B1 (final prospectus) | CONSECO INC | 0000950123-09-071574 ↗ |
| 2010-05-14 | RW | RW (withdrawal request) | CNO Financial Group, Inc. | 0001224608-10-000023 ↗ |
| 2010-05-17 | RW | RW (withdrawal request) | CNO Financial Group, Inc. | 0001224608-10-000025 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2004-05-06 | S-1/A | registration statement | 44,000,000 | - | NYSE CNO | 10 | primary document; shares headline, underwriting table 1, cover names 9 | document ↗ | ||
| 2004-05-10 | 424B4 | final prospectus | $25.00 | 24,000,000 | $600,000,000 | NYSE CNO | 7 | primary document; price table, shares headline, proceeds table, underwriting table 6, cover names 6 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| HILLIARD R GLENN | Director | 9 | 2006–2011 | ||
| Hohmann James E | Officer | Interim Pres & CEO; CAO; President & COO | 3 | 2006 | |
| KLINE JOHN R | Officer | SVP and CAO; SVP & CAO; SVP, Chief Accounting Officer; SVP & Chief Acctg Officer | 65 | 2006–2023 | |
| PERRY DEBRA J | Director | 7 | 2006–2010 | ||
| ROBERTS PHILIP | Director | 4 | 2006–2008 | ||
| SCHNEIDER NEAL C | Director | 18 | 2006–2019 | ||
| SHANNON MICHAEL S | Director | 4 | 2006–2008 | ||
| TOKARZ MICHAEL T | Director | 12 | 2006–2016 | ||
| TURNER JOHN G | Director | 13 | 2006–2014 | ||
| Walseth Daniel G | Officer | EVP, General Counsel & Sec | 4 | 2006–2007 | |
| Dubes Michael J | Officer | Pres., Conseco Insurance Group; President, CIG | 3 | 2006–2007 | |
| PRIEUR C JAMES | Director,Officer; Other | CEO | 19 | 2006–2011 | |
| Bostick Russell M | Officer | EVP, Chief Information Oficer; EVP, Technology and Operations | 14 | 2006–2010 | |
| Fritts William D JR | Officer | EVP, Government Relations | 1 | 2006 | |
| Menzel Susan L | Officer | EVP, HR | 38 | 2006–2017 | |
| Nickele Christopher J | Officer | EVP and Chief Actuary; EVP, New Product Development; EVP, Product Management; Pres, Other CNO Business | 50 | 2006–2018 | |
| Perry Scott R | Officer | Chief Business Officer; Chief Operating Officer; EVP, COO, Bankers Life; EVP, COO, BLC; President, Bankers Life; President. Bankers Life | 42 | 2006–2016 | |
| BULLIS EUGENE M | Officer | EVP & CFO | 1 | 2006 | |
| Johnson Eric R. | Officer | Chief Investment Officer; EVP, Chief Investment Officer; Executive Vice President | 58 | 2006–2026 | |
| Alberts Mark E | Officer | EVP and Chief Actuary | 3 | 2007–2008 | |
| Stecher Steven M | Officer | EVP, Operations; Pres., Conseco Insurance Grouo; Pres., Conseco Insurance Group; Pres., Washington National; Pres.,Washington National | 34 | 2007–2013 | |
| Bonach Edward J | Director,Officer; Officer | CEO; CEO and CFO; EVP and CFO; EVP & CFO | 50 | 2007–2017 | person page Fuzzy |
| JAMES DONNA | Director | 8 | 2007–2010 | ||
| WRIGHT DOREEN A | Director | 5 | 2007–2009 | ||
| Bardin Dan R. | Officer | President, CIG | 1 | 2007 | |
| Zimpfer Matthew J. | Officer | EVP and General Counsel; EVP, GC & Assistant Secretary; EVP, General Counsel; General Counsel | 79 | 2008–2026 | |
| Long Roger Keith | Director | 42 | 2009–2015 | ||
| Murphy Charles W. | Director | 1 | 2010 | ||
| ZWIENER DAVID K | Director | 3 | 2010 | ||
| GREVING ROBERT C | Director | 14 | 2011–2021 | ||
| Sievert Frederick James | Director | 24 | 2011–2022 | ||
| Crawford Frederick John | Officer | EVP and CFO | 14 | 2012–2015 | |
| Brown Ellyn L | Director | 14 | 2012–2022 | ||
| Baude Bruce K. | Officer | Chief Ops & Tech Officer; EVP, Chief Ops & Tech Officer | 28 | 2012–2022 | |
| Henderson Mary R | Director | 21 | 2012–2025 | ||
| Jacklin Charles J. | Director | 11 | 2015–2021 | ||
| Maurer Dan | Director | 15 | 2015–2026 | ||
| Bhojwani Gary C | Director,Officer; Officer | Chief Executive Officer; President | 44 | 2016–2026 | |
| Helding Erik M | Officer | EVP and CFO | 12 | 2016–2019 | |
| DAVID STEPHEN N | Director | 12 | 2017–2023 | ||
| Franzese Yvonne K | Officer | Chief Human Resources Officer; CHRO; EVP and Chief HR Officer; EVP and CHRO | 33 | 2017–2026 | |
| Goldberg Scott L. | Officer | President, Bankers Life; President, Consumer Division | 32 | 2018–2026 | |
| Heard Michael D. | Officer | Co-President, Worksite; President, Washington National; President, Worksite Division | 11 | 2018–2021 | |
| Monroy Gerardo | Officer; Other | Chief Marketing Officer | 4 | 2018–2019 | |
| Schwartz Joel H. | Officer | President, Colonial Penn | 8 | 2018–2020 | |
| McDonough Paul H. | Officer | Chief Financial Officer | 26 | 2019–2026 | |
| Tarasi Rocco F. III | Officer | Chief Marketing Officer | 35 | 2019–2026 | |
| DeToro Karen | Officer | Chief Actuary; Chief Actuary and Chief CRO; Chief Actuary and CRO; Chief Actuary & CRO; President, Worksite; President, Worksite Division | 33 | 2019–2026 | |
| Foss David B | Director | 10 | 2019–2026 | ||
| Shebik Steven E | Director | 13 | 2020–2026 | person page Fuzzy | |
| Byers Michael B | Officer | Co-President, Worksite; President, Worksite; President, Worksite Division | 6 | 2021–2023 | |
| Ragavan Chetlur S | Director | Director | 8 | 2021–2026 | |
| Linnenbringer Jeanne L. | Officer | Chief Operations Officer; EVP and COO | 18 | 2023–2026 | |
| Mead Michael E. | Officer | Chief Information Officer; EVP and CIO | 15 | 2023–2026 | |
| Brown Archie M | Director | 6 | 2023–2026 | person page Fuzzy | |
| Lee Adrianne | Director | 6 | 2023–2026 | ||
| Wildin Michellen Annette | Officer | Chief Accounting Officer; SVP & Chief Accounting Officer | 2 | 2024 | |
| Williams Jeremy D. | Officer | Chief Actuary; EVP and Chief Actuary; EVP & Chief Actuary | 14 | 2024–2026 | |
| Turner Jessica A | Director | 4 | 2024–2026 | ||
| Koehneman Joel T | Officer | Chief Accounting Officer; SVP and CAO | 6 | 2025–2026 | |
| Gibson Linda T. | Director | 3 | 2026 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | CNO FINANCIAL GROUP, INC. | IN | State business registries | name and state |
| Lobbying client | CNO FINANCIAL GROUP | IN | Federal lobbying (LDA) | name and state |
| Nonprofit | CHH FOUNDATION INC | IN | Nonprofits (IRS Form 990) | same street address and ZIP code, 11299 ILLINOIS ST STE 200 46032 (FUZZY: a shared address, not proof of a shared organization) |
| SEC filer | CNO Financial Group, Inc. | SEC filers (EDGAR) | CIK (EXACT) | |
| Person page | Archie M Brown Jr | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Edward J Bonach | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer) | |
| Person page | Steven E Shebik | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.