IPO registrations (S-1, F-1) · Registrants
RTW Retailwinds, Inc.
- SEC CIK
- 1211351 · filings on EDGAR ↗
- Name on the registration
- New York & Company, Inc.
- Former names
- New York & Company, Inc. (2004–2018); NY & CO GROUP INC (2002–2002)
- Registration
- Form S-1, first filed 2004-05-24, last 2004-10-06; 1 initial registration, 8 amendments
- Outcome
- Final prospectus filed 2004-10-07
- Industry (SIC)
- Retail-Women's Clothing Stores 5621
- Business address
- 330 WEST 34TH STREET - 9TH FLOOR, New York, NY 10001
- EIN
- 33-1031445
- EDGAR entity type
- operating
- Insiders and CEO pay
- RTW Retailwinds, Inc. on the corporate pages
Offering terms
- Proposed price range
- $14.00–$17.00 per share (S-1/A filed 2004-10-06)
- Final price
- $17.00 per share, within the range (424B1 filed 2004-10-07, an initial public offering)
- Shares sold
- 10,000,000 (6,666,667 by the company, 3,333,333 by selling holders)
- Gross proceeds
- $170,000,000 before underwriting discounts and any over-allotment option
- Listing
- NYSE under the symbol NWY
- Lead underwriters
- Bear Stearns (2,250,000 shares)
- Syndicate
- J.P. Morgan (2,250,000); Wachovia (2,250,000); BofA Securities (2,000,000); Piper Sandler (1,250,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: RTW RETAILWINDS, INC. Fuzzy (name and state)
- SEC filer: New York & Company, Inc. EXACT (CIK (EXACT))
- Person page: John M Worthington Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
Filings 12
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2004-05-24 | S-1 | S-1 (registration) | New York & Company, Inc. | 0001047469-04-018250 ↗ |
| 2004-07-09 | S-1/A | S-1/A (amendment) | New York & Company, Inc. | 0001047469-04-022959 ↗ |
| 2004-07-21 | S-1/A | S-1/A (amendment) | New York & Company, Inc. | 0001047469-04-023828 ↗ |
| 2004-09-14 | S-1/A | S-1/A (amendment) | New York & Company, Inc. | 0001047469-04-028722 ↗ |
| 2004-09-22 | S-1/A | S-1/A (amendment) | New York & Company, Inc. | 0001047469-04-029275 ↗ |
| 2004-10-01 | S-1/A | S-1/A (amendment) | New York & Company, Inc. | 0001047469-04-030109 ↗ |
| 2004-10-04 | S-1/A | S-1/A (amendment) | New York & Company, Inc. | 0001047469-04-030368 ↗ |
| 2004-10-06 | S-1/A | S-1/A (amendment) | New York & Company, Inc. | 0001047469-04-030557 ↗ |
| 2004-10-06 | S-1/A | S-1/A (amendment) | New York & Company, Inc. | 0001047469-04-030587 ↗ |
| 2004-10-07 | 424B1 | 424B1 (final prospectus) | New York & Company, Inc. | 0000912057-04-000537 ↗ |
| 2004-10-07 | 424B1 | 424B1 (final prospectus) | New York & Company, Inc. | 0001047469-04-030680 ↗ |
| 2006-01-26 | 424B1 | 424B1 (final prospectus) | New York & Company, Inc. | 0001047469-06-000896 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2004-10-06 | S-1/A | registration statement | $14.00–$17.00 | $15.00 | 10,000,000 | $150,000,000 | NYSE NWY | 5 | primary document; range, price sentence, shares headline, proceeds computed, cover names 5 | document ↗ |
| 2004-10-07 | 424B1 | final prospectus | $17.00 | 10,000,000 | $170,000,000 | NYSE NWY | 5 | primary document; price sentence, shares headline, proceeds table, underwriting table 5, cover names 5 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Crystal Richard P | Director,Officer | Chairman and CEO; Chairman, CEO & President | 29 | 2006–2009 | |
| Brooslin Sandra | Officer | EVP, Human Resources | 33 | 2006–2011 | |
| BSMB/NYCG LLC | TenPercentOwner | 1 | 2006 | ||
| DeWolf John | Officer | EVP, Real Estate; EVP, Real Estate and Strategic | 12 | 2006–2008 | |
| DWYER M KATHERINE | Director | 3 | 2006–2007 | ||
| EDWAB DAVID H | Director | 23 | 2006–2020 | ||
| HOWARD JOHN | Director,TenPercentOwner | 1 | 2006 | ||
| Luzzi Robert J | Officer | Exec. VP, Creative Director | 12 | 2006–2007 | |
| REINER ARTHUR E | Director | 20 | 2006–2018 | ||
| Ristau Ronald W | Director,Officer | COO and CFO; President and CFO | 28 | 2006–2008 | |
| MONEYPENNY EDWARD W | Director | 8 | 2006–2011 | ||
| Toal Sheamus | Officer | CEO and CFO; EVP and CFO; EVP & Chief Acctg Officer; EVP, COO and CFO; SVP & Chief Acctg Officer; V.P., Treasurer and Controller | 44 | 2006–2020 | |
| Sheiffer Pamela G | Director | 5 | 2006–2009 | ||
| LIPSCHITZ LOUIS | Director | 9 | 2006–2012 | ||
| Nichols Grace | Director | 19 | 2008–2020 | ||
| Goldmann Leslie | Officer | EVP, Merchandising | 5 | 2008–2010 | |
| Finnegan Kevin | Officer | EVP, Global Sales; EVP, Global Sales & Operations | 17 | 2009–2015 | |
| ARLANDER BODIL | Director | 10 | 2009–2018 | ||
| SCOTT GREGORY J | Director,Officer; Officer | Chief Executive Officer; President | 22 | 2010–2018 | |
| Cohen Eran | Officer | EVP, Chief Marketing Officer | 4 | 2010–2013 | |
| Parsons Michele | Officer | EVP, Merchandising | 1 | 2011 | |
| Beraud Jill | Director | 5 | 2011–2014 | ||
| Pearlman Michelle | Director; Officer | EVP, eCommerce and CMO | 15 | 2011–2018 | |
| THOMAS EDMOND | Director | 4 | 2011–2014 | ||
| Bradley Faeth | Officer | EVP, Human Resources | 22 | 2012–2020 | |
| Schreiber Ryan | Officer | VP & General Counsel | 2 | 2012 | |
| EGAN JAMES O | Director | 13 | 2012–2019 | ||
| WEIL LAURA A | Officer | EVP, Chief Operating Officer | 5 | 2012–2014 | |
| Ratner Adam | Officer | VP and General Counsel | 5 | 2014–2018 | |
| Worthington John M | Officer | President and COO | 12 | 2014–2018 | person page Fuzzy |
| Greeley Lori | Director | 6 | 2015–2018 | ||
| Haubegger Christy | Director | 7 | 2016–2019 | ||
| Berardelli Miki R. | Director | 4 | 2018–2019 | ||
| SCHUBACK MARC G. | Other | 1 | 2019 | ||
| Freeman Brenda | Director | 2 | 2019 | ||
| Inglis Traci | Officer | President, CMO & CCO | 1 | 2019 | |
| Susan Riley | Director | 1 | 2019 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | RTW RETAILWINDS, INC. | NY | State business registries | name and state |
| SEC filer | RTW Retailwinds, Inc. | SEC filers (EDGAR) | CIK (EXACT) | |
| Person page | John M Worthington | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Retail-Women's Clothing Stores, NY first:
- LOEHMANNS INC NY
- DRESS BARN INC NY
- CHARLOTTE RUSSE HOLDING, INC. CA
- Torrid Inc. CA
- COLDWATER CREEK INC ID
- WHITE HOUSE INC/MD MD
- DAVIDS BRIDAL INC PA
- Skoda Ventures Inc. R1
- SWISSINSO HOLDING INC. V8
- HARBOR ISLAND DEVELOPMENT CORP. VA
In other datasets, the same topic (Retail) in NY:
- Form D issuer: 100 Percent All Natural, Inc. (Form D private offerings)
Interests: Retail-Women's Clothing Stores · Retail