IPO registrations (S-1, F-1) · Registrants
HERBALIFE LTD.
- SEC CIK
- 1180262 · filings on EDGAR ↗
- Former names
- HERBALIFE NUTRITION LTD. (2018–2023); WH HOLDINGS CAYMAN ISLANDS LTD (2002–2004)
- Registration
- Form S-1, first filed 2004-10-01, last 2004-12-15; 1 initial registration, 6 amendments
- Outcome
- Final prospectus filed 2004-12-17
- Industry (SIC)
- Wholesale-Drugs, Proprietaries & Druggists' Sundries 5122
- Incorporated in
- E9
- Business address
- P.O. BOX 309GT, UGLAND HOUSE, SOUTH CHURCH STREET, George Town, E9 00000
- Ticker
- HLF (NYSE)
- EDGAR entity type
- operating
- Insiders and CEO pay
- HERBALIFE LTD. on the corporate pages
Offering terms
- Final price
- $14.00 per share (424B1 filed 2004-12-17, an initial public offering)
- Shares sold
- 14,500,000
- Gross proceeds
- $203,000,000 before underwriting discounts and any over-allotment option
- Listing
- NYSE under the symbol HLF
- Lead underwriters
- Merrill Lynch; Morgan Stanley; BofA Securities; Credit Suisse; Citigroup
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- SEC filer: HERBALIFE LTD. EXACT (CIK (EXACT))
- Person page: Alan W Lefevre Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Valeria Rico-Nikolov Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 9
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2004-10-01 | S-1 | S-1 (registration) | WH HOLDINGS CAYMAN ISLANDS LTD | 0001047469-04-030210 ↗ |
| 2004-10-04 | S-1/A | S-1/A (amendment) | WH HOLDINGS CAYMAN ISLANDS LTD | 0001047469-04-030244 ↗ |
| 2004-11-09 | S-1/A | S-1/A (amendment) | WH HOLDINGS CAYMAN ISLANDS LTD | 0001047469-04-033547 ↗ |
| 2004-11-16 | S-1/A | S-1/A (amendment) | WH HOLDINGS CAYMAN ISLANDS LTD | 0001047469-04-034400 ↗ |
| 2004-12-02 | S-1/A | S-1/A (amendment) | WH HOLDINGS CAYMAN ISLANDS LTD | 0001047469-04-035877 ↗ |
| 2004-12-14 | S-1/A | S-1/A (amendment) | HERBALIFE LTD. | 0001047469-04-037051 ↗ |
| 2004-12-15 | S-1/A | S-1/A (amendment) | HERBALIFE LTD. | 0001047469-04-037359 ↗ |
| 2004-12-17 | 424B1 | 424B1 (final prospectus) | HERBALIFE LTD. | 0001047469-04-037514 ↗ |
| 2005-12-15 | 424B4 | 424B4 (final prospectus) | HERBALIFE LTD. | 0000950129-05-011973 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2004-12-15 | S-1/A | registration statement | $1.76 | 907,888 | $1,597,882 | 0 | primary document; price sentence, shares headline, proceeds computed | document ↗ | ||
| 2004-12-17 | 424B1 | final prospectus | $14.00 | 14,500,000 | $203,000,000 | NYSE HLF | 5 | primary document; price sentence, shares headline, proceeds table, cover names 5 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| BARNES LEROY | Director | 18 | 2006–2014 | ||
| Bermingham Richard P | Director | 35 | 2006–2018 | ||
| MASLEN PETER | Director | 3 | 2006–2008 | ||
| ORR CHARLES | Director | 1 | 2006 | ||
| CCG Associates-AI, LLC | TenPercentOwner | 3 | 2006–2007 | ||
| CCG Associates-QP, LLC | TenPercentOwner | 3 | 2006–2007 | ||
| CCG AV, LLC-Series C | TenPercentOwner | 3 | 2006–2007 | ||
| CCG AV, LLC-Series E | TenPercentOwner | 3 | 2006–2007 | ||
| CCG CI, LLC | TenPercentOwner | 3 | 2006–2007 | ||
| CCG Investment Fund-AI, LP | TenPercentOwner | 3 | 2006–2007 | ||
| CCG Investments (BVI), L.P. | TenPercentOwner | 3 | 2006–2007 | ||
| Diekroeger Kenneth | Director,TenPercentOwner | 1 | 2006 | ||
| DOMINIK DAVID | TenPercentOwner | 3 | 2006–2007 | ||
| Golden Gate Capital Management, L.L.C. | TenPercentOwner | 3 | 2006–2007 | ||
| Rogers Jesse | Director,TenPercentOwner; TenPercentOwner | 3 | 2006–2007 | ||
| LEVY ROBERT | Officer | EVP, The Americas; EVP, WW Affairs & Latin Am.; EVP, WW Sales & Marketing; EVP, WW. Sales & Marketing; President; President - Worldwide Markets; Regional President - Americas; SVP - Americas; SVP - South America; SVP/Worldwide Dist. Sales; SVP, WW. Sales & Marketing | 73 | 2006–2026 | |
| David Halbert | Director | 3 | 2006–2007 | ||
| Rico Valeria | Director | 4 | 2006–2008 | person page Fuzzy | |
| CHAPMAN BRETT | Officer | Chief Legal Officer; General Counsel; General Counsel and Secretary | 60 | 2006–2014 | |
| GOUDIS RICHARD | Officer | Chief Executive Officer; Chief Financial Officer; Chief Operating Officer | 68 | 2006–2018 | |
| JOHNSON MICHAEL | Director; Director,Officer; Director,Other | CEO; Chairman and CEO; Chairman & CEO; Chairman & interim CEO; Executive Chairman | 120 | 2006–2026 | |
| NOACK PAUL | Officer | Chief Strategic Officer; Managing Director - Asia; Managing Director/Asia Pacific | 13 | 2006–2008 | |
| PEZZULLO DAVID | Officer | Chief Accounting Officer; Chief Operating Officer; EVP WW Operations; SVP-Global Manufacturing Ops | 47 | 2006–2021 | |
| PROBERT GREGORY | Officer | President & COO | 14 | 2006–2008 | |
| PURDY JOHN | Officer | Regional Director Asia Pacific | 2 | 2006 | |
| RAHN WILLIAM | Officer | SVP Japan; SVP / Mg Dir. ? Asia Pac; SVP / Mg Dir. - Asia Pacific; SVP - North Asia | 50 | 2006–2015 | |
| Roberts David Wynne | Officer | SVP - EMEA; SVP, Europe | 11 | 2006–2009 | |
| NICHOLAS COLOMBE M | Director | 18 | 2006–2014 | ||
| Bini Eneida | Officer | Senior Vice President, Brazil | 6 | 2006–2008 | |
| Chin Percy | Officer | SVP, Greater China | 2 | 2006–2007 | |
| Gomez Sergio Medina | Officer | SVP, Mexico & Central America | 2 | 2006–2007 | |
| Walsh Des | Director; Officer | EVP/Ops. & Sales; EVP/Worldwide Ops. & Sales; Executive Vice Chairman; President; SVP, Distributor Sales | 69 | 2006–2026 | |
| Zimmer Thomas | Officer | SVP, North America | 28 | 2006–2011 | |
| BARATZ ARIE | TenPercentOwner | 1 | 2007 | ||
| BOS-VUIJST J.M | TenPercentOwner | 1 | 2007 | ||
| COHN FREDRICK J | TenPercentOwner | 1 | 2007 | ||
| DA SILVA JOSE PAULO DINIS | TenPercentOwner | 1 | 2007 | ||
| DEJAEGHERE MICHIKO | TenPercentOwner | 1 | 2007 | ||
| Jacques Bos Ronald Peter | TenPercentOwner | 1 | 2007 | ||
| KIM TAE HO | TenPercentOwner | 1 | 2007 | ||
| LEHMANN MARKUS | TenPercentOwner | 1 | 2007 | ||
| Man Leung Sze | TenPercentOwner | 1 | 2007 | ||
| Najera Diaz Juan Jose | TenPercentOwner | 1 | 2007 | ||
| PETERSON JOHN OWEN | TenPercentOwner | 1 | 2007 | ||
| Peterson Susan B | Officer,TenPercentOwner | Executive Vice President & CFO | 1 | 2007 | |
| STANFORD LESLIE | TenPercentOwner | 1 | 2007 | ||
| VARELA BARRIOS ENRIQUE JAVIER | TenPercentOwner | 1 | 2007 | ||
| CASTLEMAN PETER M | Director | 1 | 2007 | ||
| WHITNEY EQUITY PARTNERS V LLC | Other | 1 | 2007 | ||
| WHITNEY PRIVATE DEBT FUND LP | Other | 1 | 2007 | ||
| WHITNEY STRATEGIC PARTNERS V LP | Other | 1 | 2007 | ||
| WHITNEY V LP | Other | 1 | 2007 | ||
| Mendizabal Mora Adriana Gabriela | Officer | SVP; SVP - Mexico & Central America | 6 | 2007–2009 | |
| Gaba Hal | Director | 5 | 2008 | ||
| Henig Yair Steve | Officer | Chief Scientific Officer | 28 | 2008–2010 | |
| Waisbein Leon | Director | 1 | 2008 | ||
| HIGBY LAWRENCE M | Director | 7 | 2009–2011 | ||
| Cardoso Pedro | Director | 14 | 2009–2018 | ||
| DASHE MURRAY H | Director | 5 | 2009–2012 | ||
| DeSimone John | Officer | Chief Financial Officer; Co-President; President; SVP/Corp. Financial Planning | 67 | 2009–2026 | |
| Cuesta Patricio | Officer | SVP/Managing Director SAM | 32 | 2009–2014 | |
| Fernandez Calero Miguel Angel | Officer | EVP, The Americas & WWD Ops; SVP/Managing Director Mexico | 45 | 2009–2017 | |
| Hienrich Edi | Officer | Regional Pres. EMEA & India; SVP/Managing Director EMEA | 53 | 2009–2023 | |
| Dunn Jeff | Director | 22 | 2009–2019 | ||
| Tartol John | Director | 28 | 2010–2022 | ||
| Chiu Shin-Shing Bosco | Officer | EVP, Chief Financial Officer; Principal Accounting Officer | 48 | 2010–2020 | |
| Fleming Ibelis | Officer | EVP & Chief of Staff; MD, North America; SVP/Managing Dir North America | 42 | 2011–2025 | |
| Black Carole | Director | 8 | 2011–2013 | ||
| LEVITT MICHAEL J | Director | 10 | 2011–2026 | ||
| HIGH RIVER LIMITED PARTNERSHIP | TenPercentOwner | 11 | 2013–2017 | ||
| ICAHN CARL C | TenPercentOwner | 15 | 2013–2021 | ||
| ICAHN PARTNERS LP | TenPercentOwner | 13 | 2013–2021 | ||
| ICAHN PARTNERS MASTER FUND III L.P. | TenPercentOwner | 6 | 2013 | ||
| ICAHN PARTNERS MASTER FUND II L.P. | TenPercentOwner | 6 | 2013 | ||
| ICAHN PARTNERS MASTER FUND LP | TenPercentOwner | 13 | 2013–2021 | ||
| CHRISTODORO JONATHAN | Director | 12 | 2013–2020 | ||
| COZZA KEITH | Director | 8 | 2013–2017 | ||
| Carmona Richard H | Director | 19 | 2013–2026 | ||
| Friedman Mark J | Officer | General Counsel | 8 | 2013–2017 | |
| Otero Maria | Director | 19 | 2013–2026 | ||
| GARY HUNTER CLARK | Director | 10 | 2014–2020 | ||
| LYNN JESSE | Director | 10 | 2014–2020 | ||
| Nelson James Larry | Director | 12 | 2014–2020 | ||
| Alvarez Jesus | Officer | VP, General Manager, Mexico | 9 | 2014–2018 | |
| Li Jerry | Officer | SVP, Managing Director, China | 6 | 2014–2017 | |
| Okuhara Gioji | Officer | VP, General Manager, Brazil | 3 | 2014–2017 | |
| Aspauza Jossie | Officer | VP, SAM/CAM | 7 | 2014–2018 | |
| Hoffman Alan L | Officer | EVP, Global Corporate Affairs | 20 | 2014–2022 | |
| Montelongo Michael | Director | 8 | 2015–2020 | ||
| Conchie Stephen | Officer | Regional Pres. APAC & China; VP, Gen. Mgr. - Southeast Asia | 5 | 2016–2023 | |
| Lamberti Frank | Officer | Chief Commercial Officer; Chief Operating Officer; EVP, Dist/Customer Experience; Regional Pres. Americas; SVP, Managing Dir. -North Asia | 24 | 2016–2026 | |
| Harms Thomas | Officer | SVP, China & APAC | 13 | 2017–2021 | |
| Schissel Mark J | Officer | Chief Operating Officer; EVP, WW Operations | 14 | 2017–2023 | |
| WERBER RICHARD | Officer | Acting General Counsel | 1 | 2017 | |
| Amezquita Alexander | Officer | Chief Financial Officer; SVP, Finance, Strategy and IR; SVP, Finance & Strat. Planning | 29 | 2017–2024 | |
| Guo Woody | Officer | SVP, Managing Director, China | 1 | 2018 | |
| Agwunobi John O | Director,Officer; Officer | CEO; Chairman and CEO; Co-President/Chief H&N Officer | 17 | 2018–2022 | |
| Graziano Nick | Director | 4 | 2018–2020 | ||
| LeFevre Alan W | Director | 12 | 2018–2024 | person page Fuzzy | |
| Mendoza Juan Miguel | Director | 23 | 2018–2026 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| SEC filer | HERBALIFE LTD. | SEC filers (EDGAR) | CIK (EXACT) | |
| Person page | Alan W Lefevre | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Valeria Rico-Nikolov | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Wholesale-Drugs, Proprietaries & Druggists' Sundries, E9 first:
- FV Pharma International Corp. A6
- Artemis Strategic Investment Corp AZ
- WOMEN FIRST HEALTHCARE INC CA
- China Yongxin Pharmaceuticals Inc. CA
- DAVI LUXURY BRAND GROUP, INC. CA
- Merion, Inc. CA
- FAMILYMEDS GROUP, INC. CT
- CHINA MEDICINE CORP F4
- China BCT Pharmacy Group, Inc. F4
- Global Pharm Holdings Group, Inc. F4
Interests: Wholesale-Drugs, Proprietaries & Druggists' Sundries