IPO registrations (S-1, F-1) · Registrants
SOLTA MEDICAL INC
- SEC CIK
- 1171298 · filings on EDGAR ↗
- Name on the registration
- THERMAGE INC
- Former names
- THERMAGE INC (2002–2009)
- Registration
- Form S-1, first filed 2006-08-10, last 2006-11-09; 1 initial registration, 5 amendments
- Outcome
- Final prospectus filed 2006-11-13; declared effective 2006-11-09
- Industry (SIC)
- Electromedical & Electrotherapeutic Apparatus 3845
- Incorporated in
- DE
- Business address
- 25881 INDUSTRIAL BOULEVARD, Hayward, CA 94545
- EIN
- 68-0373593
- EDGAR entity type
- operating
- Insiders and CEO pay
- SOLTA MEDICAL INC on the corporate pages
Offering terms
- Proposed price range
- $8.00–$9.00 per share (S-1/A filed 2006-11-09)
- Final price
- $7.00 per share, below the range (424B4 filed 2006-11-13, an initial public offering)
- Shares sold
- 6,000,000
- Gross proceeds
- $42,000,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol THRM
- Lead underwriters
- Maxim Group; Wachovia; Thomas Weisel Partners; Merrill Lynch
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: SOLTA MEDICAL, INC. EXACT (EIN (EXACT, as the state registration reports it))
- Form 5500 plan sponsor: SOLTA MEDICAL, INC. EXACT (EIN (EXACT))
- Federal award recipient: SOLTA MEDICAL, INC. Fuzzy (name and state)
- SEC filer: SOLTA MEDICAL INC EXACT (CIK (EXACT))
Filings 8
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2006-08-10 | S-1 | S-1 (registration) | THERMAGE INC | 0001193125-06-169564 ↗ |
| 2006-09-21 | S-1/A | S-1/A (amendment) | THERMAGE INC | 0001193125-06-194925 ↗ |
| 2006-10-20 | S-1/A | S-1/A (amendment) | THERMAGE INC | 0001193125-06-211484 ↗ |
| 2006-10-24 | S-1/A | S-1/A (amendment) | THERMAGE INC | 0001193125-06-213873 ↗ |
| 2006-11-03 | S-1/A | S-1/A (amendment) | THERMAGE INC | 0001193125-06-223902 ↗ |
| 2006-11-09 | S-1/A | S-1/A (amendment) | THERMAGE INC | 0001193125-06-229199 ↗ |
| 2006-11-09 | EFFECT | EFFECT (declared effective) | THERMAGE INC | 9999999995-06-002276 ↗ |
| 2006-11-13 | 424B4 | 424B4 (final prospectus) | THERMAGE INC | 0001193125-06-230833 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2006-11-09 | S-1/A | registration statement | $8.00–$9.00 | $8.50 | 6,000,000 | $51,000,000 | Nasdaq THRM | 4 | primary document; range, price sentence, shares headline, proceeds computed | document ↗ |
| 2006-11-13 | 424B4 | final prospectus | $7.00 | 6,000,000 | $42,000,000 | Nasdaq THRM | 4 | primary document; price sentence, shares headline, proceeds table | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Bellahsene Bader | Officer | Vice President of R & D | 8 | 2006–2008 | |
| Buckman Pamela M | Officer | VP Clinical & Reg Affairs | 5 | 2006–2008 | |
| Byrnes Andrea F | TenPercentOwner | 2 | 2006 | ||
| Byrnes Family Trust | TenPercentOwner | 2 | 2006 | ||
| BYRNES ROBERT F | Director,TenPercentOwner | 2 | 2006 | ||
| Carnell Clint | Officer | Chief Operating Officer; VP Domestic Sales | 15 | 2006–2011 | |
| COLELLA SAMUEL D | Director; Other | 5 | 2006–2007 | ||
| DEBUONO LAUREEN | Officer | Chief Financial Officer | 7 | 2006–2008 | |
| DELPHI BIOINVESTMENTS V LP | TenPercentOwner | 4 | 2006 | ||
| DELPHI MANAGEMENT PARTNERS V LLC | TenPercentOwner | 4 | 2006 | ||
| DELPHI VENTURES V LP | TenPercentOwner | 4 | 2006 | ||
| DEVIVO JOSEPH | Director | 2 | 2006–2007 | ||
| Draper Fisher Jurvetson ePlanet Partners, Ltd. | TenPercentOwner | 2 | 2006 | ||
| DRAPER FISHER JURVETSON EPLANET VENTURES LP | TenPercentOwner | 2 | 2006 | ||
| ESSEX WOODLANDS HEALTH VENTURES FUND V LLC | TenPercentOwner | 4 | 2006 | ||
| ESSEX WOODLANDS HEALTH VENTURES FUND V LP | TenPercentOwner | 4 | 2006 | ||
| FANNING STEPHEN J | Director,Officer | Chairman President & CEO; Chairman, President & CEO; President and CEO; President & CEO | 14 | 2006–2013 | |
| Heigel Douglas W | Officer | VP Operations | 23 | 2006–2014 | |
| INSTITUTIONAL VENTURE MANAGEMENT VII LP | Director,TenPercentOwner; Other | 5 | 2006–2007 | ||
| INSTITUTIONAL VENTURE PARTNERS VII | Director,TenPercentOwner; Other | 5 | 2006–2007 | ||
| Knowlton Edward W | Director; Director,TenPercentOwner | 9 | 2006–2013 | ||
| Lucas Sherree L | Officer | VP Marketing | 5 | 2006–2008 | |
| LUDLUM KEN | Director | 2 | 2006–2007 | ||
| Meader Richard J | Officer; Other | VP Quality Affairs | 6 | 2006–2008 | |
| Morgenthaler Management Partners VII, LLC | Director,TenPercentOwner; TenPercentOwner | 5 | 2006–2007 | ||
| Morgenthaler Management Partners V, LLC | Director,TenPercentOwner; TenPercentOwner | 5 | 2006–2007 | ||
| MORGENTHALER PARTNERS VII LP | Director,TenPercentOwner; TenPercentOwner | 21 | 2006–2007 | ||
| MORGENTHALER VENTURE PARTNERS V LP | Director,TenPercentOwner; TenPercentOwner | 21 | 2006–2007 | ||
| Mullowney Keith L | TenPercentOwner | 2 | 2006 | ||
| Shaffer Gary | Director | 2 | 2006 | ||
| SIECZKAREK MARK M | Director; Director,Officer | Interim Chairman/President/CEO | 14 | 2006–2014 | |
| TECHNOLOGY PARTNERS FUND VII LP | TenPercentOwner | 4 | 2006 | ||
| TECHNOLOGY PARTNERS FUND VI LP | TenPercentOwner | 2 | 2006 | ||
| TP MANAGEMENT VII LLC | TenPercentOwner | 4 | 2006 | ||
| TP Management VI, LLC | TenPercentOwner | 2 | 2006 | ||
| WILSON GARY L /CA/ | Officer | VP International Sales | 11 | 2006–2008 | |
| COVERT HAROLD L | Director | 9 | 2007–2014 | ||
| McCarthy Cathy L | Director | 11 | 2007–2014 | ||
| MORFITT MARTHA A M | Director | 5 | 2007–2010 | ||
| GLENN JOHN | Officer | Chief Financial Officer | 12 | 2008–2014 | |
| Ferrari H Daniel | Officer | Vice President; Vice President of Finance; VP, Bus./Financial Planning | 13 | 2008–2014 | |
| Hu Cherry Tze-Yuan | Officer | VP, Corporate Controller | 6 | 2008–2009 | |
| Thompson Sharon | Officer | VP, Quality and Regulatory | 2 | 2008 | |
| Brodie William | Officer | Vice President of Global Sales; Vice President of U.S. Sales | 15 | 2008–2012 | |
| Nebrigic Dragan | Officer | VP of Research and Development | 6 | 2008–2009 | |
| DeBenedictis Leonard C | Director,Officer | Chief Technology Officer | 4 | 2008–2010 | |
| MENDELOW STEVEN | Director | 2 | 2008 | ||
| STANG ERIC B | Director | 7 | 2008–2014 | ||
| JAEGER WILFRED E | TenPercentOwner | 1 | 2009 | ||
| NICHOLSON BARCLAY | TenPercentOwner | 1 | 2009 | ||
| TAC ASSOCIATES LP | TenPercentOwner | 1 | 2009 | ||
| TAC MANAGEMENT LLC | TenPercentOwner | 1 | 2009 | ||
| THREE ARCH CAPITAL LP | TenPercentOwner | 1 | 2009 | ||
| WAN MARK A | TenPercentOwner | 1 | 2009 | ||
| GORDON MICHAEL B | TenPercentOwner | 1 | 2009 | ||
| MADERA PAUL S | TenPercentOwner | 1 | 2009 | ||
| MCP ENTREPRENEUR PARTNERS II LP | TenPercentOwner | 1 | 2009 | ||
| MERITECH CAPITAL AFFILIATES II LP | TenPercentOwner | 1 | 2009 | ||
| Meritech Capital Associates II L.L.C. | TenPercentOwner | 1 | 2009 | ||
| MERITECH CAPITAL PARTNERS II LP | TenPercentOwner | 1 | 2009 | ||
| Meritech Management Associates II L.L.C. | TenPercentOwner | 1 | 2009 | ||
| Nardoci Jeffrey C | Officer | Vice President of Marketing; VP Worldwide Mktg/GM Surg Supp | 13 | 2009–2014 | |
| Foss Kristine A | Officer | VP,Regulatory,Clinical,Quality | 5 | 2010–2012 | |
| Yorkey Thomas J. | Officer | Vice President, Research & Dev | 7 | 2011–2013 | |
| Graebner Linda | Director | 6 | 2011–2014 | ||
| Parr Lisa D | Officer | VP Regulatory/Clinical Affairs; VP,Regulatory/Clinical Affairs | 4 | 2012–2014 | |
| Holthe David | Director | 3 | 2013–2014 | ||
| Ku Mingo | Officer | Vice President of Global Sales | 2 | 2013–2014 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | SOLTA MEDICAL, INC. | WA | State business registries | EIN (EXACT, as the state registration reports it) |
| Federal award recipient | SOLTA MEDICAL, INC. | CA | Federal spending (USAspending) | name and state |
| Patent assignee | Solta Medical, Inc. | CA | Patents (USPTO) | name and state |
| SEC filer | SOLTA MEDICAL INC | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | Solta Medical, Inc. | CA | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | SOLTA MEDICAL, INC. | EIN (EXACT) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Electromedical & Electrotherapeutic Apparatus, CA first:
- ENDOCARE INC CA
- IMAGYN MEDICAL INC CA
- CARDIAC PATHWAYS CORP CA
- ARADIGM CORP CA
- ORATEC INTERVENTIONS INC CA
- VNUS MEDICAL TECHNOLOGIES INC CA
- RITA MEDICAL SYSTEMS INC CA
- CURON MEDICAL INC CA
- CUTERA INC CA
- INTRALASE CORP CA
In other datasets, the same topic (Technology) in CA:
- Lobbying client: 8X8, INC. (Federal lobbying (LDA))
Interests: Electromedical & Electrotherapeutic Apparatus · Technology