IPO registrations (S-1, F-1) · Registrants
AFFYMAX INC
- SEC CIK
- 1158223 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2006-07-28, last 2006-12-11; 1 initial registration, 4 amendments
- Outcome
- Final prospectus filed 2006-12-15; declared effective 2006-12-14
- Industry (SIC)
- Pharmaceutical Preparations 2834
- Incorporated in
- DE
- Business address
- 19200 STEVENS CREEK BOULEVARD, SUITE 240, Cupertino, CA 94014
- EDGAR entity type
- operating
- Insiders and CEO pay
- AFFYMAX INC on the corporate pages
Offering terms
- Proposed price range
- $22.00–$24.00 per share (S-1/A filed 2006-11-30)
- Final price
- $25.00 per share, above the range (424B4 filed 2006-12-15, an initial public offering)
- Shares sold
- 3,700,000
- Gross proceeds
- $92,500,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol AFFY
- Lead underwriters
- Morgan Stanley
- Syndicate
- Thomas Weisel Partners; RBC Capital Markets
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: Affymax, Inc. Fuzzy (name and state)
- Business registration: AFFYMAX, Inc. Fuzzy (name and state)
- Business registration: AFFYMAX, INC. Fuzzy (name and state)
- Lobbying client: AFFYMAX, INC. Fuzzy (name and state)
- Lobbying client: AFFYMAX, INC. Fuzzy (name and state)
- Lobbying client: AFFYMAX, INC. Fuzzy (name and state)
- SEC filer: AFFYMAX INC EXACT (CIK (EXACT))
- Person page: Keith R Leonard Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 9
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2006-07-28 | S-1 | S-1 (registration) | AFFYMAX INC | 0001047469-06-010080 ↗ |
| 2006-09-01 | S-1/A | S-1/A (amendment) | AFFYMAX INC | 0001047469-06-011518 ↗ |
| 2006-10-02 | S-1/A | S-1/A (amendment) | AFFYMAX INC | 0001047469-06-012323 ↗ |
| 2006-11-30 | S-1/A | S-1/A (amendment) | AFFYMAX INC | 0001047469-06-014650 ↗ |
| 2006-12-11 | S-1/A | S-1/A (amendment) | AFFYMAX INC | 0001047469-06-014892 ↗ |
| 2006-12-14 | S-1MEF | S-1MEF (added securities) | AFFYMAX INC | 0001047469-06-015013 ↗ |
| 2006-12-14 | EFFECT | EFFECT (declared effective) | AFFYMAX INC | 9999999995-06-002698 ↗ |
| 2006-12-15 | 424B4 | 424B4 (final prospectus) | AFFYMAX INC | 0001047469-06-015042 ↗ |
| 2008-05-02 | EFFECT | EFFECT (declared effective) | AFFYMAX INC | 9999999995-08-001429 ↗ |
Prospectus pages read 3
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2006-11-30 | S-1/A | registration statement | $22.00–$24.00 | 3,500,000 | - | Nasdaq AFFY | 5 | primary document; range, price line, shares headline, proceeds computed, price outside the range dropped, underwriting table 1, cover names 4 | document ↗ | |
| 2006-12-11 | S-1/A | registration statement | - | - | 0 | primary document; no terms found | document ↗ | |||
| 2006-12-15 | 424B4 | final prospectus | $25.00 | 3,700,000 | $92,500,000 | Nasdaq AFFY | 3 | primary document; price sentence, shares headline, proceeds table, cover names 3 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Apax Europe V GP Co.LTD | TenPercentOwner | 6 | 2006–2009 | ||
| APAX MANAGERS INC | TenPercentOwner | 6 | 2006–2009 | ||
| APAX PARTNERS EUROPE MANAGERS LTD | TenPercentOwner | 6 | 2006–2009 | ||
| BEAR STEARNS ASSET MANAGEMENT INC | TenPercentOwner | 2 | 2006 | ||
| BEAR STEARNS COMPANIES INC | TenPercentOwner | 2 | 2006 | ||
| BEAR STEARNS HEALTH INNOVENTURES EMPLOYEE FUND LP | TenPercentOwner | 2 | 2006 | ||
| BEAR STEARNS HEALTH INNOVENTURES LP | TenPercentOwner | 2 | 2006 | ||
| BEAR STEARNS HEALTH INNOVENTURES MANAGEMENT LLC | TenPercentOwner | 2 | 2006 | ||
| Bear Stearns Health Innoventures Offshore LP | TenPercentOwner | 2 | 2006 | ||
| BSHI Members LLC | TenPercentOwner | 2 | 2006 | ||
| BX LP | TenPercentOwner | 2 | 2006 | ||
| Cleveland Paul B | Officer | EVP, Corp. Development and CFO | 7 | 2006–2010 | |
| CREDIT SUISSE/ | TenPercentOwner | 4 | 2006–2010 | ||
| CZEREPAK ELIZABETH | Director,TenPercentOwner | 4 | 2006–2007 | ||
| Douglas R Lee | Director | 6 | 2006–2010 | ||
| EVNIN LUKE | TenPercentOwner | 2 | 2006 | ||
| GADICKE ANSBERT | TenPercentOwner | 2 | 2006 | ||
| GALAKATOS NICHOLAS | Director,TenPercentOwner | 6 | 2006–2009 | ||
| HENNER DENNIS | TenPercentOwner | 2 | 2006 | ||
| Hozoji Hironori | Director | 2 | 2006–2007 | ||
| LAPORTE KATHLEEN | Director | 15 | 2006–2012 | ||
| LOVE TED W | Director | 7 | 2006–2012 | ||
| Mahdavi Ali | Officer | VP, Finance and Administration | 2 | 2006–2007 | |
| Morris Arlene | Director,Officer | CEO; President and CEO | 19 | 2006–2010 | |
| MPM ASSET MANAGEMENT II LLC | TenPercentOwner | 2 | 2006 | ||
| MPM ASSET MANAGEMENT II LP | TenPercentOwner | 2 | 2006 | ||
| MPM ASSET MANAGEMENT INVESTORS 2001 LLC | TenPercentOwner | 2 | 2006 | ||
| MPM BIOVENTURES II GMBH & CO PARALLEL BETEILIGUNGS KG | TenPercentOwner | 2 | 2006 | ||
| MPM BIOVENTURES III GP LP | TenPercentOwner | 2 | 2006 | ||
| MPM BIOVENTURES III LLC | TenPercentOwner | 2 | 2006 | ||
| MPM BIOVENTURES II LP | TenPercentOwner | 2 | 2006 | ||
| MPM BIOVENTURES II QP LP | TenPercentOwner | 2 | 2006 | ||
| MPM BioVentures Strategic Fund LP | TenPercentOwner | 2 | 2006 | ||
| NASO ROBERT B | Officer | EVP, Research and Development | 8 | 2006–2007 | |
| RYSER STEFAN | TenPercentOwner | 2 | 2006 | ||
| SIMON NICHOLAS J III | TenPercentOwner | 2 | 2006 | ||
| SPIEGELMAN DANIEL K | Director | 7 | 2006–2012 | ||
| STEINMETZ MICHAEL | TenPercentOwner | 2 | 2006 | ||
| WALKER JOHN PETER | Director | 10 | 2006–2013 | ||
| WHEELER KURT | TenPercentOwner | 2 | 2006 | ||
| Love Steven | Officer | Vice President, Finance | 7 | 2007–2010 | |
| Leonard Keith R | Director | 7 | 2007–2012 | person page Fuzzy | |
| van Heek Christi | Director | 7 | 2007–2012 | ||
| Duliege Anne-Marie | Officer | Chief Medical Officer | 20 | 2008–2013 | |
| Venteicher Robert | Officer | SVP, Technical Operations; VP, Technical Operations | 16 | 2008–2012 | |
| RENTON HOLLINGS | Director | 5 | 2009–2012 | ||
| Orwin John A | Director; Director,Officer; Officer | CEO; President and COO | 20 | 2010–2013 | |
| CROSS HERB | Officer | Chief Financial Officer; VP, Fin. & Chief Acct. Officer | 7 | 2010–2013 | |
| Knapp Jeffrey H | Officer | Chief Commercial Officer | 17 | 2012–2013 | |
| Walker Karin L | Officer | VP, Finance & CAO | 2 | 2012 | |
| Brenner Richard M | Officer | Chief Executive Officer | 1 | 2013 | |
| Rose J. Weston | Officer | President | 1 | 2013 | |
| THOMPSON MARK G | Officer | Chief Financial Officer | 1 | 2013 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| SEC filer | AFFYMAX INC | SEC filers (EDGAR) | CIK (EXACT) | |
| Business registration | Affymax, Inc. | State business registries | name and state | |
| Business registration | AFFYMAX, Inc. | State business registries | name and state | |
| Business registration | AFFYMAX, INC. | State business registries | name and state | |
| Lobbying client | AFFYMAX, INC. | Federal lobbying (LDA) | name and state | |
| Lobbying client | AFFYMAX, INC. | Federal lobbying (LDA) | name and state | |
| Lobbying client | AFFYMAX, INC. | Federal lobbying (LDA) | name and state | |
| Person page | Keith R Leonard | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.