IPO registrations (S-1, F-1) · Registrants

AFFYMAX INC

SEC CIK
1158223 · filings on EDGAR ↗
Registration
Form S-1, first filed 2006-07-28, last 2006-12-11; 1 initial registration, 4 amendments
Outcome
Final prospectus filed 2006-12-15; declared effective 2006-12-14
Industry (SIC)
Pharmaceutical Preparations 2834
Incorporated in
DE
Business address
19200 STEVENS CREEK BOULEVARD, SUITE 240, Cupertino, CA 94014
EDGAR entity type
operating
Insiders and CEO pay
AFFYMAX INC on the corporate pages

Offering terms

Proposed price range
$22.00–$24.00 per share (S-1/A filed 2006-11-30)
Final price
$25.00 per share, above the range (424B4 filed 2006-12-15, an initial public offering)
Shares sold
3,700,000
Gross proceeds
$92,500,000 before underwriting discounts and any over-allotment option
Listing
Nasdaq under the symbol AFFY
Lead underwriters
Morgan Stanley
Syndicate
Thomas Weisel Partners; RBC Capital Markets

Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.

Filings 9

FiledFormWhat it isName as filedEDGAR
2006-07-28S-1S-1 (registration)AFFYMAX INC0001047469-06-010080 ↗
2006-09-01S-1/AS-1/A (amendment)AFFYMAX INC0001047469-06-011518 ↗
2006-10-02S-1/AS-1/A (amendment)AFFYMAX INC0001047469-06-012323 ↗
2006-11-30S-1/AS-1/A (amendment)AFFYMAX INC0001047469-06-014650 ↗
2006-12-11S-1/AS-1/A (amendment)AFFYMAX INC0001047469-06-014892 ↗
2006-12-14S-1MEFS-1MEF (added securities)AFFYMAX INC0001047469-06-015013 ↗
2006-12-14EFFECTEFFECT (declared effective)AFFYMAX INC9999999995-06-002698 ↗
2006-12-15424B4424B4 (final prospectus)AFFYMAX INC0001047469-06-015042 ↗
2008-05-02EFFECTEFFECT (declared effective)AFFYMAX INC9999999995-08-001429 ↗

Prospectus pages read 3

FiledFormRead asRangePriceSharesProceedsListingUnderwritersWhat was foundDocument
2006-11-30S-1/Aregistration statement$22.00–$24.003,500,000-Nasdaq AFFY5primary document; range, price line, shares headline, proceeds computed, price outside the range dropped, underwriting table 1, cover names 4document ↗
2006-12-11S-1/Aregistration statement--0primary document; no terms founddocument ↗
2006-12-15424B4final prospectus$25.003,700,000$92,500,000Nasdaq AFFY3primary document; price sentence, shares headline, proceeds table, cover names 3document ↗

Officers, directors and large holders Forms 3, 4 and 5

InsiderRoleTitleFilingsYearsOn this site
Apax Europe V GP Co.LTDTenPercentOwner62006–2009
APAX MANAGERS INCTenPercentOwner62006–2009
APAX PARTNERS EUROPE MANAGERS LTDTenPercentOwner62006–2009
BEAR STEARNS ASSET MANAGEMENT INCTenPercentOwner22006
BEAR STEARNS COMPANIES INCTenPercentOwner22006
BEAR STEARNS HEALTH INNOVENTURES EMPLOYEE FUND LPTenPercentOwner22006
BEAR STEARNS HEALTH INNOVENTURES LPTenPercentOwner22006
BEAR STEARNS HEALTH INNOVENTURES MANAGEMENT LLCTenPercentOwner22006
Bear Stearns Health Innoventures Offshore LPTenPercentOwner22006
BSHI Members LLCTenPercentOwner22006
BX LPTenPercentOwner22006
Cleveland Paul BOfficerEVP, Corp. Development and CFO72006–2010
CREDIT SUISSE/TenPercentOwner42006–2010
CZEREPAK ELIZABETHDirector,TenPercentOwner42006–2007
Douglas R LeeDirector62006–2010
EVNIN LUKETenPercentOwner22006
GADICKE ANSBERTTenPercentOwner22006
GALAKATOS NICHOLASDirector,TenPercentOwner62006–2009
HENNER DENNISTenPercentOwner22006
Hozoji HironoriDirector22006–2007
LAPORTE KATHLEENDirector152006–2012
LOVE TED WDirector72006–2012
Mahdavi AliOfficerVP, Finance and Administration22006–2007
Morris ArleneDirector,OfficerCEO; President and CEO192006–2010
MPM ASSET MANAGEMENT II LLCTenPercentOwner22006
MPM ASSET MANAGEMENT II LPTenPercentOwner22006
MPM ASSET MANAGEMENT INVESTORS 2001 LLCTenPercentOwner22006
MPM BIOVENTURES II GMBH & CO PARALLEL BETEILIGUNGS KGTenPercentOwner22006
MPM BIOVENTURES III GP LPTenPercentOwner22006
MPM BIOVENTURES III LLCTenPercentOwner22006
MPM BIOVENTURES II LPTenPercentOwner22006
MPM BIOVENTURES II QP LPTenPercentOwner22006
MPM BioVentures Strategic Fund LPTenPercentOwner22006
NASO ROBERT BOfficerEVP, Research and Development82006–2007
RYSER STEFANTenPercentOwner22006
SIMON NICHOLAS J IIITenPercentOwner22006
SPIEGELMAN DANIEL KDirector72006–2012
STEINMETZ MICHAELTenPercentOwner22006
WALKER JOHN PETERDirector102006–2013
WHEELER KURTTenPercentOwner22006
Love StevenOfficerVice President, Finance72007–2010
Leonard Keith RDirector72007–2012person page Fuzzy
van Heek ChristiDirector72007–2012
Duliege Anne-MarieOfficerChief Medical Officer202008–2013
Venteicher RobertOfficerSVP, Technical Operations; VP, Technical Operations162008–2012
RENTON HOLLINGSDirector52009–2012
Orwin John ADirector; Director,Officer; OfficerCEO; President and COO202010–2013
CROSS HERBOfficerChief Financial Officer; VP, Fin. & Chief Acct. Officer72010–2013
Knapp Jeffrey HOfficerChief Commercial Officer172012–2013
Walker Karin LOfficerVP, Finance & CAO22012
Brenner Richard MOfficerChief Executive Officer12013
Rose J. WestonOfficerPresident12013
THOMPSON MARK GOfficerChief Financial Officer12013

Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.

Also on this site Fuzzy

RecordName as filedWhereDatasetMatched by
SEC filerAFFYMAX INCSEC filers (EDGAR)CIK (EXACT)
Business registrationAffymax, Inc.State business registriesname and state
Business registrationAFFYMAX, Inc.State business registriesname and state
Business registrationAFFYMAX, INC.State business registriesname and state
Lobbying clientAFFYMAX, INC.Federal lobbying (LDA)name and state
Lobbying clientAFFYMAX, INC.Federal lobbying (LDA)name and state
Lobbying clientAFFYMAX, INC.Federal lobbying (LDA)name and state
Person pageKeith R LeonardPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director)

Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.