IPO registrations (S-1, F-1) · Registrants
EnSync, Inc.
- SEC CIK
- 1140310 · filings on EDGAR ↗
- Name on the registration
- ZBB ENERGY CORP
- Former names
- ZBB ENERGY CORP (2006–2015)
- Registration
- Form S-1, first filed 2010-05-19, last 2012-06-14; 5 initial registrations, 7 amendments
- Outcome
- Final prospectus filed 2012-06-14; declared effective 2010-09-30; withdrawal requested 2010-09-27
- Industry (SIC)
- Electric Services 4911
- Incorporated in
- WI
- Business address
- N88 W13901 MAIN STREET, SUITE 200, Menomonee Falls, WI 53051
- EIN
- 39-1987014
- EDGAR entity type
- operating
- Insiders and CEO pay
- EnSync, Inc. on the corporate pages
On this site
- Form 5500 plan sponsor: ENSYNC, INC. 401(K) SAVINGS PLAN EXACT (EIN (EXACT))
- SEC filer: EnSync, Inc. EXACT (CIK (EXACT))
- Person page: Eric C Apfelbach Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Philip J Hempleman Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (TenPercentOwner))
Filings 20
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2010-05-19 | S-1 | S-1 (registration) | ZBB ENERGY CORP | 0001144204-10-028907 ↗ |
| 2010-06-16 | S-1/A | S-1/A (amendment) | ZBB ENERGY CORP | 0001144204-10-033799 ↗ |
| 2010-09-03 | S-1 | S-1 (registration) | ZBB ENERGY CORP | 0001144204-10-048240 ↗ |
| 2010-09-22 | S-1/A | S-1/A (amendment) | ZBB ENERGY CORP | 0001144204-10-050482 ↗ |
| 2010-09-24 | S-1/A | S-1/A (amendment) | ZBB ENERGY CORP | 0001144204-10-050831 ↗ |
| 2010-09-27 | RW | RW (withdrawal request) | ZBB ENERGY CORP | 0001144204-10-050982 ↗ |
| 2010-09-30 | EFFECT | EFFECT (declared effective) | ZBB ENERGY CORP | 9999999995-10-002833 ↗ |
| 2011-03-21 | EFFECT | EFFECT (declared effective) | ZBB ENERGY CORP | 9999999995-11-000725 ↗ |
| 2011-04-05 | S-1 | S-1 (registration) | ZBB ENERGY CORP | 0001144204-11-020290 ↗ |
| 2011-05-17 | S-1/A | S-1/A (amendment) | ZBB ENERGY CORP | 0001144204-11-030348 ↗ |
| 2011-06-02 | EFFECT | EFFECT (declared effective) | ZBB ENERGY CORP | 9999999995-11-001721 ↗ |
| 2012-02-16 | S-1 | S-1 (registration) | ZBB ENERGY CORP | 0001102624-12-000115 ↗ |
| 2012-04-10 | S-1/A | S-1/A (amendment) | ZBB ENERGY CORP | 0001102624-12-000292 ↗ |
| 2012-05-08 | S-1/A | S-1/A (amendment) | ZBB ENERGY CORP | 0001102624-12-000383 ↗ |
| 2012-05-08 | S-1/A | S-1/A (amendment) | ZBB ENERGY CORP | 0001102624-12-000390 ↗ |
| 2012-06-13 | EFFECT | EFFECT (declared effective) | ZBB ENERGY CORP | 9999999995-12-001812 ↗ |
| 2012-06-14 | S-1 | S-1 (registration) | ZBB ENERGY CORP | 0001102624-12-000510 ↗ |
| 2012-06-14 | RW | RW (withdrawal request) | ZBB ENERGY CORP | 0001102624-12-000517 ↗ |
| 2012-06-14 | S-1MEF | S-1MEF (added securities) | ZBB ENERGY CORP | 0001102624-12-000519 ↗ |
| 2012-06-14 | 424B1 | 424B1 (final prospectus) | ZBB ENERGY CORP | 0001102624-12-000521 ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Hann Geoffrey D | Director,Officer | Chief Financial Officer | 1 | 2007 | |
| Parry Robert J | Director,Officer | CEO; Chief Executive Officer | 3 | 2007–2009 | |
| Seeker Steven | Officer | Chief Operating Officer; Chief Operation Officer; COO | 9 | 2007–2010 | |
| GLG Global Utilities Fund | TenPercentOwner | 8 | 2007 | ||
| GLG Partners LP | TenPercentOwner | 26 | 2007–2009 | ||
| Payne Richard A | Director; Director,Officer | Chairman | 10 | 2007–2012 | |
| MUELLER STEVEN JAY | Director | 1 | 2007 | ||
| GLG Partners LTD | TenPercentOwner | 22 | 2007–2009 | ||
| Gottesman Noam | TenPercentOwner | 5 | 2007 | ||
| Lagrange Pierre | TenPercentOwner | 5 | 2007 | ||
| Roman Emmanuel | TenPercentOwner | 5 | 2007 | ||
| Mundell William | Director | 5 | 2007–2010 | ||
| Birnbaum Manfred E | Director | 43 | 2008–2018 | ||
| Scampini Scott W. | Officer | CFO; Chief Financial Office; EVP-Operations and CFO; Executive Vice President; Exec Vice President; EXEC VP and CFO; Interim Chief Financial Office | 14 | 2008–2012 | |
| GLG Partners, Inc. | TenPercentOwner | 17 | 2008–2009 | ||
| GLG North American Opportunity Fund | TenPercentOwner | 1 | 2008 | ||
| ABDOO RICHARD A | Director | 39 | 2009–2019 | ||
| KOEPPE PAUL F | Director; Director,Officer | Interim CEO | 54 | 2009–2019 | |
| Apfelbach Eric C | Director; Director,Officer | CEO; CEO and President; CEO, President; CEO, PRESIDENT; Chief Executive Officer; President and CEO | 25 | 2010–2016 | person page Fuzzy |
| Dennis Kevin | Officer | VP Eng and Prod Dev; VP System Eng and Dev | 14 | 2010–2017 | |
| ARDSLEY ADVISORY PARTNERS | TenPercentOwner | 1 | 2010 | ||
| ARDSLEY PARTNERS I LP | TenPercentOwner | 1 | 2010 | ||
| Ardsley Partners Renewable Energy Fund, L.P. | TenPercentOwner | 1 | 2010 | ||
| Ardsley Renewable Energy Offshore Fund, Ltd. | TenPercentOwner | 1 | 2010 | ||
| HEMPLEMAN PHILIP J | TenPercentOwner | 1 | 2010 | person page Fuzzy | |
| HOGOBOOM WILLIAM C | Officer | CFO; Chief Financial Officer; CHIEF FINANCIAL OFFICER | 18 | 2010–2014 | |
| Reichard Jeffrey A | Director; Director,Officer | Chief Technology Officer; VP, Electronics Development | 6 | 2011–2013 | |
| MARATHON CAPITAL MANAGEMENT | TenPercentOwner | 7 | 2011–2012 | ||
| Nordloh Daniel | Officer | EVP Global Business Dev; VP Sales & Marketing | 13 | 2011–2017 | |
| OZANNE JAMES | Director | 16 | 2011–2019 | ||
| STANKIEWICZ CHARLES W | Director,Officer | Chief Operating Officer; Executive VP - Operations | 8 | 2011–2014 | |
| Siebert Tony | Officer | VP-Sales and Product Marketing | 2 | 2012 | |
| STERN THEODORE | Director | 27 | 2013–2019 | ||
| Wagner Dilek | Officer | Vice President of Finance | 3 | 2014 | |
| Hansen Bradley | Director,Officer; Officer | President and CEO; President and COO | 8 | 2014–2019 | |
| Solar Power, Inc. | TenPercentOwner | 1 | 2015 | ||
| Cheong Hoong Khoeng | Director; Director,TenPercentOwner | 2 | 2015–2016 | ||
| Schott James F. | Officer | Chief Financial Officer | 6 | 2015–2016 | |
| Whisman Frederick | Officer | VP - Sales | 5 | 2015–2017 | |
| He Jilun | TenPercentOwner | 8 | 2016–2017 | ||
| Melodious International Investments Group Ltd | TenPercentOwner | 2 | 2016–2017 | ||
| Melodious Investments Co Ltd | TenPercentOwner | 2 | 2016–2017 | ||
| Vaske Frederick | Officer | Chief Administrative Officer | 3 | 2016–2017 | |
| Dallapiazza William | Officer | Chief Financial Officer; VP of Finance | 2 | 2017–2018 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.