IPO registrations (S-1, F-1) · Registrants
Ontrak, Inc.
- SEC CIK
- 1136174 · filings on EDGAR ↗
- Former names
- CATASYS, INC. (2005–2020); HYTHIAM, INC. (2010–2011); HYTHIAM INC (2003–2010); ALASKA FREIGHTWAYS INC (2001–2003)
- Registration
- Form S-1, first filed 2004-01-30, last 2025-06-20; 9 initial registrations, 26 amendments
- Outcome
- Final prospectus filed 2005-11-03; declared effective 2007-03-02; withdrawal requested 2015-09-18
- Industry (SIC)
- Services-Misc Health & Allied Services, NEC 8090
- Incorporated in
- DE
- Business address
- 333 S. E. 2ND AVENUE, SUITE 2000, Miami, FL 33131
- EIN
- 88-0464853
- EDGAR entity type
- operating
- Insiders and CEO pay
- Ontrak, Inc. on the corporate pages
On this site
- Business registration: ONTRAK, INC. EXACT (EIN (EXACT, as the state registration reports it))
- Business registration: Ontrak, Inc. Fuzzy (name and state)
- Business registration: ONTRAK INC. Fuzzy (name and state)
- Business registration: ONTRAK, INC. Fuzzy (name and state)
- Business registration: ONTRAK, INC. Fuzzy (name and state)
- Business registration: ONTRAK, INC. Fuzzy (name and state)
- Business registration: ONTRAK INCORPORATED Fuzzy (name and state)
- Form 5500 plan sponsor: ONTRAK, INC. EXACT (EIN (EXACT))
- Form D issuer: Ontrak, Inc. EXACT (CIK (EXACT))
- SEC filer: CATASYS, INC. EXACT (CIK (EXACT))
- Person page: James J Park Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
Filings 61
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2004-01-30 | S-1 | S-1 (registration) | HYTHIAM INC | 0001047469-04-002661 ↗ |
| 2004-03-31 | S-1/A | S-1/A (amendment) | HYTHIAM INC | 0001144204-04-004141 ↗ |
| 2004-05-19 | S-1/A | S-1/A (amendment) | HYTHIAM INC | 0001144204-04-007237 ↗ |
| 2004-06-09 | S-1/A | S-1/A (amendment) | HYTHIAM INC | 0001144204-04-008226 ↗ |
| 2004-06-23 | S-1/A | S-1/A (amendment) | HYTHIAM INC | 0001144204-04-008923 ↗ |
| 2005-11-03 | 424B4 | 424B4 (final prospectus) | HYTHIAM INC | 0000950129-05-010504 ↗ |
| 2007-03-02 | EFFECT | EFFECT (declared effective) | HYTHIAM INC | 9999999995-07-000823 ↗ |
| 2007-04-06 | EFFECT | EFFECT (declared effective) | HYTHIAM INC | 9999999995-07-001224 ↗ |
| 2007-04-06 | EFFECT | EFFECT (declared effective) | HYTHIAM INC | 9999999995-07-001226 ↗ |
| 2007-10-05 | EFFECT | EFFECT (declared effective) | HYTHIAM INC | 9999999995-07-003967 ↗ |
| 2008-09-26 | EFFECT | EFFECT (declared effective) | HYTHIAM INC | 9999999995-08-002966 ↗ |
| 2009-09-11 | EFFECT | EFFECT (declared effective) | HYTHIAM INC | 9999999995-09-002534 ↗ |
| 2010-04-26 | S-1 | S-1 (registration) | HYTHIAM INC | 0001136174-10-000008 ↗ |
| 2010-05-17 | S-1/A | S-1/A (amendment) | HYTHIAM INC | 0001136174-10-000011 ↗ |
| 2010-06-08 | S-1/A | S-1/A (amendment) | HYTHIAM INC | 0001136174-10-000012 ↗ |
| 2010-06-14 | S-1/A | S-1/A (amendment) | HYTHIAM INC | 0001136174-10-000013 ↗ |
| 2010-06-22 | S-1/A | S-1/A (amendment) | HYTHIAM INC | 0001136174-10-000015 ↗ |
| 2010-06-25 | S-1/A | S-1/A (amendment) | HYTHIAM INC | 0001136174-10-000016 ↗ |
| 2010-06-28 | EFFECT | EFFECT (declared effective) | HYTHIAM INC | 9999999995-10-001967 ↗ |
| 2010-06-30 | S-1MEF | S-1MEF (added securities) | HYTHIAM INC | 0001140361-10-027497 ↗ |
| 2010-07-01 | 424B4 | 424B4 (final prospectus) | HYTHIAM INC | 0001136174-10-000019 ↗ |
| 2011-01-10 | EFFECT | EFFECT (declared effective) | HYTHIAM, INC. | 9999999995-11-000104 ↗ |
| 2011-01-10 | EFFECT | EFFECT (declared effective) | HYTHIAM, INC. | 9999999995-11-000105 ↗ |
| 2011-04-21 | S-1 | S-1 (registration) | CATASYS, INC. | 0001437749-11-002487 ↗ |
| 2011-07-22 | S-1/A | S-1/A (amendment) | CATASYS, INC. | 0001437749-11-005030 ↗ |
| 2011-09-09 | S-1/A | S-1/A (amendment) | CATASYS, INC. | 0001437749-11-006718 ↗ |
| 2011-09-23 | S-1/A | S-1/A (amendment) | CATASYS, INC. | 0001437749-11-007030 ↗ |
| 2011-10-11 | S-1/A | S-1/A (amendment) | CATASYS, INC. | 0001437749-11-007470 ↗ |
| 2011-11-18 | S-1/A | S-1/A (amendment) | CATASYS, INC. | 0001437749-11-008829 ↗ |
| 2011-12-01 | EFFECT | EFFECT (declared effective) | CATASYS, INC. | 9999999995-11-003423 ↗ |
| 2011-12-21 | 424B4 | 424B4 (final prospectus) | CATASYS, INC. | 0001398432-11-001030 ↗ |
| 2012-05-23 | EFFECT | EFFECT (declared effective) | CATASYS, INC. | 9999999995-12-001627 ↗ |
| 2015-05-29 | S-1 | S-1 (registration) | CATASYS, INC. | 0001437749-15-011383 ↗ |
| 2015-09-18 | RW | RW (withdrawal request) | CATASYS, INC. | 0001437749-15-017499 ↗ |
| 2017-02-10 | S-1 | S-1 (registration) | CATASYS, INC. | 0001437749-17-002126 ↗ |
| 2017-03-20 | S-1/A | S-1/A (amendment) | CATASYS, INC. | 0001437749-17-004942 ↗ |
| 2017-03-31 | S-1/A | S-1/A (amendment) | CATASYS, INC. | 0001437749-17-005810 ↗ |
| 2017-04-20 | S-1/A | S-1/A (amendment) | CATASYS, INC. | 0001437749-17-006891 ↗ |
| 2017-04-21 | S-1/A | S-1/A (amendment) | CATASYS, INC. | 0001437749-17-006990 ↗ |
| 2017-04-24 | S-1/A | S-1/A (amendment) | CATASYS, INC. | 0001437749-17-007068 ↗ |
| 2017-04-25 | S-1/A | S-1/A (amendment) | CATASYS, INC. | 0001437749-17-007142 ↗ |
| 2017-04-25 | EFFECT | EFFECT (declared effective) | CATASYS, INC. | 9999999995-17-000936 ↗ |
| 2017-04-28 | 424B1 | 424B1 (final prospectus) | CATASYS, INC. | 0001437749-17-007348 ↗ |
| 2019-02-15 | RW | RW (withdrawal request) | CATASYS, INC. | 0001437749-19-002762 ↗ |
| 2019-04-01 | EFFECT | EFFECT (declared effective) | CATASYS, INC. | 9999999995-19-000566 ↗ |
| 2020-10-06 | EFFECT | EFFECT (declared effective) | Ontrak, Inc. | 9999999995-20-002755 ↗ |
| 2021-09-16 | EFFECT | EFFECT (declared effective) | Ontrak, Inc. | 9999999995-21-003564 ↗ |
| 2023-06-29 | S-1 | S-1 (registration) | Ontrak, Inc. | 0001628280-23-023920 ↗ |
| 2023-08-11 | S-1/A | S-1/A (amendment) | Ontrak, Inc. | 0001628280-23-029108 ↗ |
| 2023-08-28 | S-1/A | S-1/A (amendment) | Ontrak, Inc. | 0001628280-23-030794 ↗ |
| 2023-09-29 | S-1/A | S-1/A (amendment) | Ontrak, Inc. | 0001628280-23-033299 ↗ |
| 2023-10-05 | S-1/A | S-1/A (amendment) | Ontrak, Inc. | 0001628280-23-033919 ↗ |
| 2023-11-02 | S-1/A | S-1/A (amendment) | Ontrak, Inc. | 0001628280-23-036141 ↗ |
| 2023-11-09 | EFFECT | EFFECT (declared effective) | Ontrak, Inc. | 9999999995-23-003271 ↗ |
| 2024-04-22 | S-1 | S-1 (registration) | Ontrak, Inc. | 0001628280-24-016990 ↗ |
| 2024-04-30 | EFFECT | EFFECT (declared effective) | Ontrak, Inc. | 9999999995-24-001221 ↗ |
| 2024-10-18 | S-1 | S-1 (registration) | Ontrak, Inc. | 0001628280-24-043105 ↗ |
| 2024-10-29 | EFFECT | EFFECT (declared effective) | Ontrak, Inc. | 9999999995-24-003307 ↗ |
| 2025-06-17 | S-1 | S-1 (registration) | Ontrak, Inc. | 0001437749-25-020574 ↗ |
| 2025-06-20 | S-1/A | S-1/A (amendment) | Ontrak, Inc. | 0001628280-25-032440 ↗ |
| 2025-06-26 | EFFECT | EFFECT (declared effective) | Ontrak, Inc. | 9999999995-25-002041 ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Sabnani Sanjay | Officer | Executive Vice President; Senior Vice President; Vice President | 7 | 2006–2007 | |
| Barthwell Andrea | Director | 5 | 2006–2010 | ||
| Cummins Marc G | Director | 12 | 2006–2018 | ||
| ELDER JAMES W | Officer | Senior Vice President | 1 | 2006 | |
| Wesson Donald | Officer | Senior Vice President | 2 | 2006 | |
| ANDERSON RICHARD ALLAN | Director,Officer | President & COO; Senior Executive VP | 8 | 2006–2018 | |
| Hassan Christoper S | Director,Officer; Officer | Senior Executive VP | 3 | 2006–2008 | |
| SMITH DAVID E MD | Officer | Senior Vice President | 1 | 2006 | |
| Welling Monica Alfaro | Officer | Senior Vice President | 1 | 2006 | |
| TIMPE CHUCK | Officer; Other | Chief Financial Officer | 9 | 2007–2008 | |
| HEBERT MAURICE | Officer | Chief Financial Officer; Principal Accounting Officer | 6 | 2007–2009 | |
| Freeman-Wilson Karen | Director; Other | 3 | 2007–2008 | ||
| LAMACCHIA ANTHONY M | Officer; Other | Senior Executive VP | 2 | 2008 | |
| PEIZER TERREN S | Director,Officer,TenPercentOwner; TenPercentOwner | CEO and Chairman of the Board; Chairman & CEO; Chief Executive Officer; Executive Chairman | 75 | 2008–2025 | |
| BELL LESLIE F | Other | 1 | 2008 | ||
| LIEBERBURG IVAN M | Other | 1 | 2008 | ||
| KRIEGSMAN STEVEN A | Director | 4 | 2008–2015 | ||
| Wolf Jay | Director | 6 | 2008–2010 | ||
| Donato Peter | Officer | Principal Accounting Officer | 2 | 2010 | |
| Smith David E | Director,TenPercentOwner; Other; TenPercentOwner | 40 | 2010–2020 | ||
| MCCRANN KELLY J. | Director | 2 | 2010 | ||
| Etzel Susan | Officer | CFO; Principal Acct. Officer | 1 | 2011 | |
| Berman Richard A | Director | 12 | 2015–2025 | ||
| GORLIN STEVE | Director | 6 | 2015–2018 | ||
| Igelman Marvin | Director | 2 | 2015 | ||
| Shirley Christopher | Officer | Chief Financial Officer | 3 | 2018–2019 | |
| BERMAN RICHARD J | Director | 4 | 2018–2021 | ||
| Sherman Michael Edward | Director | 13 | 2018–2025 | ||
| Gabrielson Sharon | Director | 2 | 2018–2019 | ||
| Seloff Diane | Director | 4 | 2018–2022 | ||
| ZECCHINI EDWARD J | Director | 4 | 2018–2022 | ||
| Rebak Robert | Director | 6 | 2019–2022 | ||
| Medeiros Curtis | Officer | Chief Operating Officer | 5 | 2020 | |
| Giraldo Gustavo A | Director | 4 | 2020–2022 | ||
| LaVerne Brandon H | Officer | Chief Executive Officer; Chief Financial Officer; Chief Operating Officer; Interim CEO, COO | 9 | 2020–2024 | |
| Quinn Katherine B | Director | 5 | 2020–2022 | ||
| Newton Robert I | Officer | General Counsel and Secretary | 1 | 2020 | |
| Mayhew Jonathan E. | Officer | Chief Executive Officer | 3 | 2021–2022 | |
| Acuitas Group Holdings, LLC | TenPercentOwner | 48 | 2021–2025 | ||
| Park James J | Officer | CFO, Principal ACCG Officer; Chief Accounting Officer; Chief Financial Officer | 10 | 2021–2025 | person page Fuzzy |
| Hill Arik | Officer | Chief Information Officer | 8 | 2021–2023 | |
| Osborne Mary Louise | Officer | Chief Commercial Officer; Chief Customer Officer | 8 | 2021–2024 | |
| Accordino Robert | Officer | Chief Medical Officer | 3 | 2021–2022 | |
| Feld Judith | Officer | Chief Medical Officer | 6 | 2022–2023 | |
| Messina James M. | Director | 8 | 2022–2025 | ||
| Newman Richard P. | Officer | Chief Operating Officer | 2 | 2024 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2020-11-12 | Ontrak, Inc. | Other Health Care | $6,436,495 | $6,079,118 | 21 | 2 |
| 2017-01-05 | CATASYS, INC. | Other Health Care | $5,562,796 | $5,562,796 | 4 | 1 |
| 2015-10-15 | CATASYS, INC. | Other Health Care | $3,553,030 | $3,553,030 | 1 | 1 |
| 2015-04-30 | CATASYS, INC. | Other Health Care | $2,121,212 | $2,121,212 | 4 | 1 |
| 2014-12-31 | CATASYS, INC. | Other Health Care | $1,100,000 | $1,100,000 | 8 | 1 |
| 2014-10-02 | CATASYS, INC. | Other Health Care | $1,500,000 | $1,500,000 | 8 | 1 |
| 2014-06-13 | CATASYS, INC. | Other Health Care | $1,500,000 | $1,500,000 | 9 | 1 |
| 2014-02-12 | CATASYS, INC. | Other Health Care | $1,000,000 | $1,000,000 | 7 | 1 |
| 2012-03-26 | CATASYS, INC. | Other Health Care | $75,000 | $75,000 | 1 | 1 |
| 2012-03-23 | CATASYS, INC. | Other Health Care | $775,000 | $775,000 | 1 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.