IPO registrations (S-1, F-1) · Registrants

LUMOS PHARMA, INC.

SEC CIK

1126234 · filings on EDGAR ↗

Name on the registration

NEWLINK GENETICS CORP

Former names

NEWLINK GENETICS CORP (2002–2020)

Registration

Form S-1, first filed 2010-12-21, last 2011-11-10; 1 initial registration, 7 amendments

Outcome

Final prospectus filed 2011-11-14; declared effective 2011-11-10

Industry (SIC)

Pharmaceutical Preparations 2834

Incorporated in

DE

Business address

4200 MARATHON BLVD., SUITE 200, Austin, TX 78756

EIN

42-1491350

EDGAR entity type

operating

Insiders and CEO pay

LUMOS PHARMA, INC. on the corporate pages

Offering terms

Final price

$7.00 per share (424B4 filed 2011-11-14, an initial public offering)

Shares sold

6,200,000

Gross proceeds

$43,400,000 before underwriting discounts and any over-allotment option

Listing

Nasdaq under the symbol NLNK

Lead underwriters

Stifel (2,867,500 shares); Canaccord Genuity (1,937,500 shares); Baird (930,000 shares); Cantor Fitzgerald (465,000 shares)

Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.

On this site

• Business registration: NEWLINK GENETICS CORPORATION EXACT (EIN (EXACT, as the state registration reports it))
• Form 5500 plan sponsor: LUMOS PHARMA, INC. EXACT (EIN (EXACT))
• SEC filer: LUMOS PHARMA, INC. EXACT (CIK (EXACT))
• Person page: James E Flynn Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (TenPercentOwnerOther))

Filings 11

Prospectus pages read 2

Officers, directors and large holders Forms 3, 4 and 5

Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.

Also on this site Fuzzy

Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.