IPO registrations (S-1, F-1) · Registrants
GLOBALSCAPE INC
- SEC CIK
- 1112920 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2006-12-15, last 2018-11-16; 2 initial registrations, 2 amendments
- Outcome
- Declared effective 2007-04-16
- Industry (SIC)
- Services-Prepackaged Software 7372
- Incorporated in
- DE
- Business address
- 4500 LOCKHILL SELMA, STE 150, San Antonio, TX 78249
- EIN
- 74-2785449
- EDGAR entity type
- operating
- Insiders and CEO pay
- GLOBALSCAPE INC on the corporate pages
On this site
- Business registration: GLOBALSCAPE, INC EXACT (EIN (EXACT, as the state registration reports it))
- Business registration: Globalscape Inc. Fuzzy (name and state)
- Form 5500 plan sponsor: GLOBALSCAPE, INC. EXACT (EIN (EXACT))
- Federal award recipient: GLOBALSCAPE, INC. Fuzzy (name and state)
- SEC filer: GLOBALSCAPE INC EXACT (CIK (EXACT))
- Person page: David L Mann Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 10
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2006-12-15 | S-1 | S-1 (registration) | GLOBALSCAPE INC | 0001104659-06-081862 ↗ |
| 2007-01-29 | S-1/A | S-1/A (amendment) | GLOBALSCAPE INC | 0001104659-07-005457 ↗ |
| 2007-04-04 | S-1/A | S-1/A (amendment) | GLOBALSCAPE INC | 0001104659-07-025553 ↗ |
| 2007-04-16 | EFFECT | EFFECT (declared effective) | GLOBALSCAPE INC | 9999999995-07-001325 ↗ |
| 2008-04-30 | EFFECT | EFFECT (declared effective) | GLOBALSCAPE INC | 9999999995-08-001306 ↗ |
| 2009-08-19 | EFFECT | EFFECT (declared effective) | GLOBALSCAPE INC | 9999999995-09-002322 ↗ |
| 2018-11-16 | S-1 | S-1 (registration) | GLOBALSCAPE INC | 0000921895-18-003085 ↗ |
| 2018-12-06 | EFFECT | EFFECT (declared effective) | GLOBALSCAPE INC | 9999999995-18-003055 ↗ |
| 2020-02-14 | EFFECT | EFFECT (declared effective) | GLOBALSCAPE INC | 9999999995-20-000379 ↗ |
| 2020-09-08 | EFFECT | EFFECT (declared effective) | GLOBALSCAPE INC | 9999999995-20-002380 ↗ |
Prospectus pages read 1
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2018-11-16 | S-1 | registration statement | $4.20 | 5,456,566 | $22,917,577 | NYSE American GSB | 0 | primary document; price line, shares headline, proceeds computed | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| POOLE CHRISTAL SANDRA | TenPercentOwner | 5 | 2006 | ||
| Posey Kenneth Earl | Other | 3 | 2006–2008 | ||
| BROWN THOMAS W | Director; Director,TenPercentOwner | 32 | 2006–2018 | ||
| Gehring Jeff | Officer; Other | VP of Sales | 7 | 2006–2010 | |
| Hoffer Gregory T | Officer; Other | Vice President of Engineering; VP, Concept Development; VP of New Products | 14 | 2006–2017 | |
| Lagmark Stefan | Other | 3 | 2006 | ||
| POOLE CHARLES R | Director,Officer | President and COO | 5 | 2006–2008 | |
| Farar Thomas Frederick | Officer | Chief Financial Officer, S/T | 3 | 2006 | |
| MANN DAVID L | Director; Director,TenPercentOwner | 41 | 2006–2020 | person page Fuzzy | |
| Barton Timothy Jon | Other | 2 | 2006–2008 | ||
| Schneider Bernard Nelson | Officer | CFO | 3 | 2006 | |
| Morgan Frank M | Director | 18 | 2007–2019 | ||
| Ohlenbusch Ellen | Officer | VP MARKETING | 4 | 2007–2008 | |
| Renfro Phillip M | Director | 11 | 2007–2015 | ||
| Shavit Tsachi Chuck | Officer | CHIEF SCIENTIST | 1 | 2007 | |
| Simmons Kelly Edwards | Officer | Chief Financial Officer | 2 | 2007–2008 | |
| Morris James R | Director,Officer; Officer | Chief Executive Officer; President and CEO | 17 | 2008–2012 | |
| Conyers Doug | Officer | SVP of Engineering; VP of Engineering; VP of WAN Acceleration Technol; VP of WAN Accleration Technolo | 5 | 2008–2012 | |
| Marsh Mendy | Officer | Chief Financial Officer | 9 | 2008–2010 | |
| Robinson Craig A | Officer; OfficerOther | Chief Operating Officer | 18 | 2008–2012 | |
| Marchut Ted | Officer | VP of Business Systems; VP ofBusiness Systems; VP of Consumer Products | 6 | 2008–2009 | |
| Buie William E | Officer; Other | Executive VP of Sales; Exec VP of Sales | 8 | 2010–2012 | |
| Hawkins Thomas Randall | Officer | Chief Financial Officer | 2 | 2011–2012 | |
| Smith Desiree L | Officer | Interim Chief Financial Office | 1 | 2012 | |
| Hopen Chris A | Officer | President of subsidiary Tappin | 1 | 2012 | |
| ALBRECHT JAMES W JR | Officer | Chief Financial Officer | 4 | 2012–2017 | |
| Bindseil James Lyle | Director,Officer; Other | President and CEO | 4 | 2013–2016 | |
| Goulet Matthew Craig | Director,Officer; Officer; Other | COO & Senior VP, Sales & Mktg; President and CEO; Senior VP of Sales/Mktg | 11 | 2014–2018 | |
| HICKS THOMAS ENFIELD | Director | 7 | 2016–2020 | ||
| 210 Capital, LLC | TenPercentOwner | 12 | 2017–2020 | ||
| 210/GSB Acquisition Partners, LLC | TenPercentOwner | 12 | 2017–2020 | ||
| Alpert Robert H | Director,Officer,TenPercentOwner; TenPercentOwner | Chief Executive Officer; Interim CEO | 15 | 2017–2020 | |
| CCW/LAW Holdings, LLC | TenPercentOwner | 12 | 2017–2020 | ||
| COVENANT RHA PARTNERS, L.P. | TenPercentOwner | 12 | 2017–2020 | ||
| RHA Investments, Inc. | TenPercentOwner | 15 | 2017–2020 | ||
| Webb C Clark | Director,TenPercentOwner; TenPercentOwner | 12 | 2017–2020 | ||
| Merkulov Petr | Officer | VP of Product Strategy | 2 | 2017 | |
| BURKE DANIEL L | Officer | VP of Worldwide Sales | 1 | 2017 | |
| Canavan Michael Patrick | Officer | EVP of Sales & Marketing; Vice President of Sales; VP--Global Enterprise Services | 6 | 2017–2020 | |
| Young Karen J. | Officer | Chief Financial Officer | 7 | 2018–2020 | |
| HOOD MARK C | Officer | Chief Operating Officer; EVP of Operations; VP of Operations | 8 | 2018–2020 | |
| Mello David Christopher | Officer | EVP of Technical Services | 5 | 2019–2020 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | Globalscape Inc. | TX | State business registries | name and state |
| Business registration | GLOBALSCAPE, INC | MN | State business registries | EIN (EXACT, as the state registration reports it) |
| Federal award recipient | GLOBALSCAPE, INC. | TX | Federal spending (USAspending) | name and state |
| SEC filer | GLOBALSCAPE INC | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | GlobalSCAPE, Inc. | TX | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | GLOBALSCAPE, INC. | EIN (EXACT) | ||
| Person page | David L Mann | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.