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IPO registrations (S-1, F-1) · Registrants

SMTC CORP

SEC CIK
1108320 · filings on EDGAR ↗
Registration
Form S-1, first filed 2000-03-24, last 2004-06-25; 2 initial registrations, 6 amendments
Outcome
Final prospectus filed 2000-07-24
Industry (SIC)
Printed Circuit Boards 3672
Incorporated in
DE
Business address
7050 WOODBINE AVENUE, SUITE 300, Markham, A6 L3R4G8
EIN
98-0197680
EDGAR entity type
operating
Insiders and CEO pay
SMTC CORP on the corporate pages

Offering terms

Final price
$16.00 per share (424B1 filed 2000-07-24, an initial public offering)
Shares sold
6,625,000
Gross proceeds
$106,000,000 before underwriting discounts and any over-allotment option
Listing
Nasdaq under the symbol SMTX
Lead underwriters
Lehman Brothers (1,778,875 shares); RBC Capital Markets (1,778,875 shares); Merrill Lynch (903,000 shares); Robertson Stephens (1,559,250 shares)
Syndicate
CIBC World Market Corp (85,000); Deutsche Bank (85,000); Donaldson, Lufkin & Jenrette (85,000); A.G. Edwards (85,000); Edward D. Jones & Co., L.P (45,000); C.L. King & Associates (45,000); Raymond James (45,000); Sanders Morris Harris (45,000); Lehman Brothers Canada Inc (1,859,375); Merrill Lynch Canada Inc (656,250)

Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.

Filings 9

FiledFormWhat it isName as filedEDGAR
2000-03-24S-1S-1 (registration)SMTC CORP0000927016-00-000970 ↗
2000-05-24S-1/AS-1/A (amendment)SMTC CORP0000927016-00-001990 ↗
2000-06-19S-1/AS-1/A (amendment)SMTC CORP0000927016-00-002207 ↗
2000-07-10S-1/AS-1/A (amendment)SMTC CORP0000927016-00-002425 ↗
2000-07-18S-1/AS-1/A (amendment)SMTC CORP0000927016-00-002495 ↗
2000-07-20S-1/AS-1/A (amendment)SMTC CORP0000927016-00-002518 ↗
2000-07-24424B1424B1 (final prospectus)SMTC CORP0000927016-00-002554 ↗
2004-05-12S-1S-1 (registration)SMTC CORP0001193125-04-084970 ↗
2004-06-25S-1/AS-1/A (amendment)SMTC CORP0001193125-04-108918 ↗

Prospectus pages read 2

FiledFormRead asRangePriceSharesProceedsListingUnderwritersWhat was foundDocument
2000-07-20S-1/Aregistration statement$5.7511,000,000$63,250,000Nasdaq SMTX5primary document; price line, shares headline, proceeds computed, underwriting table 1, cover names 4document ↗
2000-07-24424B1final prospectus$16.006,625,000$106,000,000Nasdaq SMTX14primary document; price sentence, shares headline, proceeds table, underwriting table 14, cover names 4document ↗

Officers, directors and large holders Forms 3, 4 and 5

InsiderRoleTitleFilingsYearsOn this site
CALDWELL JOHN EDirector,OfficerChief Executive Officer202006–2011
Hoffrogge Steven GOfficerSenior VP Bus. Devel.; Senior VP-Business Development72006–2011
Todd Jane M AOfficerChief Financial Officer92006–2011
Simpson Donald GeorgeOfficerSenior VP Manuf. and Engineeri; Senior VP Manuf. & Engineering122007–2011
CAISSE DE DEPOT ET PLACEMENT DU QUEBECTenPercentOwner82007–2008
Red Oak Fund, LPTenPercentOwner142008–2009
Red Oak Partners, LLCDirector; Director,TenPercentOwner; TenPercentOwner722008–2021
Sandberg DavidDirector; Director,TenPercentOwner; TenPercentOwner712008–2021
Marinucci JohnDirector32008–2010
Walker Alex HughDirector; Director,OfficerChair, Interim Office of CEO; Co-Chief Executive Officer102008–2012
Blom Paul MOfficer; OtherExecutive VP, Operations; Senior V.P., Supply Chain; SVP Supp. Chain, Eng & Quality192008–2012
McLeod WayneDirector22008
GERMAIN CLAUDEDirector; Director,Officer; OfficerCo-Chief Executive Officer; Interim Co-CEO; Mem. Interim Office of the CEO102011–2012
BAILEY CLARKE HDirector; Director,OfficerExecutive Chairman152011–2021person page Fuzzy
Waterfield John RandallDirector162012–2021person page Fuzzy
Silber Lawrence HarrisDirector; Director,OfficerInterim CEO52012–2015
Dhiman SushilDirector,Officer; OfficerChief Executive Officer; Director and President & CEO; President and CEO; President & CEO202014–2017
Currie JimOfficerChief Financial Officer12014
Wasserman Frederick GeraldDirector102015–2021
Dunfield RogerOfficerCFO; Chief Financial Officer52016–2018
SMITH EDWARD JDirector,OfficerInterim President & CEO; President & CEO222017–2021
FITZGERALD RICHARD EOfficerChief Operating Officer; COO142017–2021
WASZAK STEVEN MOfficerCFO; Chief Financial Officer102018–2021

Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.

Private offerings before or after (Form D)

First filedIssuerIndustryOfferingSoldInvestorsFilings
2021-01-12SMTC CORPManufacturing$651,000$651,000101

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.

Also on this site Fuzzy

RecordName as filedWhereDatasetMatched by
Plan sponsorSMTC MANUFACTURING CORPORATIONCAForm 5500 (employee benefit plans)EIN (EXACT)
Form D issuerSMTC CORPForm D private offeringsCIK (EXACT)
SEC filerSMTC CORPSEC filers (EDGAR)CIK (EXACT)
Business registrationSMTC CORPORATIONState business registriesEIN (EXACT, as the state registration reports it)
Form 5500 plan sponsorSMTC MANUFACTURING CORPORATIONEIN (EXACT)
Person pageClarke H BaileyPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director)
Person pageJohn Randall WaterfieldPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director)

Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.

Others with the same interests

SIC industry Printed Circuit Boards, A6 first:

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Interests: Printed Circuit Boards · Technology