IPO registrations (S-1, F-1) · Registrants
AGENUS INC
- SEC CIK
- 1098972 · filings on EDGAR ↗
- Name on the registration
- ANTIGENICS INC /DE/
- Former names
- ANTIGENICS INC /DE/ (1999–2011)
- Registration
- Form S-1, first filed 1999-11-30, last 2009-08-21; 4 initial registrations, 6 amendments
- Outcome
- Final prospectus filed 2000-02-04; declared effective 2007-01-29
- Industry (SIC)
- Biological Products, (No Diagnostic Substances) 2836
- Incorporated in
- DE
- Business address
- 3 FORBES ROAD, Lexington, MA 02421
- EIN
- 06-1562417
- Ticker
- AGEN (Nasdaq)
- EDGAR entity type
- operating
- Insiders and CEO pay
- AGENUS INC on the corporate pages
Offering terms
- Final price
- $5.89 per share (424B4 filed 2000-02-04, an initial public offering)
- Shares sold
- 3,500,000
- Gross proceeds
- $20,615,000 before underwriting discounts and any over-allotment option
- Lead underwriters
- Piper Sandler; Robertson Stephens (940,000 shares)
- Syndicate
- BofA Securities (115,000); CIBC World Markets (115,000); J.P. Morgan (115,000); Lehman Brothers (115,000); Merrill Lynch (115,000); Morgan Stanley (115,000); Prudential Securities (115,000); Citigroup (115,000); Cowen (115,000); Nessuah Zannex Ltd (115,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: Agenus Inc. Fuzzy (name and state)
- Form 5500 plan sponsor: AGENUS INC. EXACT (EIN (EXACT))
- Federal award recipient: AGENUS INC. Fuzzy (name and state)
- Form D issuer: AGENUS INC EXACT (CIK (EXACT))
- Lobbying client: AGENUS INC. Fuzzy (name and state)
- SEC filer: AGENUS INC EXACT (CIK (EXACT))
- Person page: Garo H Armen Phd Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer))
- Person page: Paul N Clark Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 26
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1999-11-30 | S-1 | S-1 (registration) | ANTIGENICS INC /DE/ | 0000950135-99-005451 ↗ |
| 2000-01-10 | S-1/A | S-1/A (amendment) | ANTIGENICS INC /DE/ | 0000950135-00-000063 ↗ |
| 2000-01-24 | S-1/A | S-1/A (amendment) | ANTIGENICS INC /DE/ | 0000950135-00-000219 ↗ |
| 2000-02-03 | S-1/A | S-1/A (amendment) | ANTIGENICS INC /DE/ | 0000950135-00-000362 ↗ |
| 2000-02-03 | S-1MEF | S-1MEF (added securities) | ANTIGENICS INC /DE/ | 0000950135-00-000383 ↗ |
| 2000-02-04 | 424B4 | 424B4 (final prospectus) | ANTIGENICS INC /DE/ | 0000950135-00-000393 ↗ |
| 2000-05-25 | S-1 | S-1 (registration) | ANTIGENICS INC /DE/ | 0000950135-00-003024 ↗ |
| 2007-01-29 | EFFECT | EFFECT (declared effective) | ANTIGENICS INC /DE/ | 9999999995-07-000332 ↗ |
| 2007-04-23 | EFFECT | EFFECT (declared effective) | ANTIGENICS INC /DE/ | 9999999995-07-001433 ↗ |
| 2007-05-03 | EFFECT | EFFECT (declared effective) | ANTIGENICS INC /DE/ | 9999999995-07-001719 ↗ |
| 2008-02-14 | EFFECT | EFFECT (declared effective) | ANTIGENICS INC /DE/ | 9999999995-08-000583 ↗ |
| 2008-02-15 | 424B1 | 424B1 (final prospectus) | ANTIGENICS INC /DE/ | 0001193125-08-032163 ↗ |
| 2008-05-07 | EFFECT | EFFECT (declared effective) | ANTIGENICS INC /DE/ | 9999999995-08-001481 ↗ |
| 2008-06-25 | EFFECT | EFFECT (declared effective) | ANTIGENICS INC /DE/ | 9999999995-08-002011 ↗ |
| 2008-06-25 | EFFECT | EFFECT (declared effective) | ANTIGENICS INC /DE/ | 9999999995-08-002021 ↗ |
| 2009-01-02 | S-1 | S-1 (registration) | ANTIGENICS INC /DE/ | 0001193125-09-000362 ↗ |
| 2009-01-27 | S-1/A | S-1/A (amendment) | ANTIGENICS INC /DE/ | 0001193125-09-012095 ↗ |
| 2009-03-16 | S-1/A | S-1/A (amendment) | ANTIGENICS INC /DE/ | 0001193125-09-055415 ↗ |
| 2009-03-18 | EFFECT | EFFECT (declared effective) | ANTIGENICS INC /DE/ | 9999999995-09-000652 ↗ |
| 2009-03-18 | EFFECT | EFFECT (declared effective) | ANTIGENICS INC /DE/ | 9999999995-09-000653 ↗ |
| 2009-03-18 | EFFECT | EFFECT (declared effective) | ANTIGENICS INC /DE/ | 9999999995-09-000655 ↗ |
| 2009-08-12 | S-1 | S-1 (registration) | ANTIGENICS INC /DE/ | 0001193125-09-172722 ↗ |
| 2009-08-21 | S-1/A | S-1/A (amendment) | ANTIGENICS INC /DE/ | 0001193125-09-179675 ↗ |
| 2009-10-20 | EFFECT | EFFECT (declared effective) | ANTIGENICS INC /DE/ | 9999999995-09-002900 ↗ |
| 2009-12-11 | EFFECT | EFFECT (declared effective) | ANTIGENICS INC /DE/ | 9999999995-09-003453 ↗ |
| 2010-02-03 | EFFECT | EFFECT (declared effective) | ANTIGENICS INC /DE/ | 9999999995-10-000419 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2000-02-03 | S-1/A | registration statement | $5.89 | - | - | 0 | from the submission text; price line | document ↗ | ||
| 2000-02-04 | 424B4 | final prospectus | $5.89 | 3,500,000 | $20,615,000 | 12 | from the submission text; price line, shares headline, proceeds computed, underwriting table 11, cover names 2 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| AFEYAN NOUBAR | Director | 12 | 2006–2007 | ||
| ATLEE FRANK V III | Director | 10 | 2006–2007 | ||
| DECHAENE TOM | Director | 49 | 2006–2016 | ||
| JORDAN WADIH | Director | 88 | 2006–2022 | ||
| KESSEL MARK | Director | 5 | 2006 | ||
| ARMEN GARO H | Director; Director,Officer; Officer | CEO; CEO and Chairman of the Board; Chairman and CEO; chairman & CEO; Chairman & CEO; Chief Executive Officer; See Remarks | 268 | 2006–2026 | person page Fuzzy |
| SRIVASTAVA PRAMOD | Director | 3 | 2006–2007 | ||
| Chicz Roman | Officer | Sr. VP, R & D; Sr. VP, Research & Development; SVP, Research and Development; SVP Research & Preclinical Dev | 4 | 2006–2007 | |
| GUPTA RENU | Officer | Sr. VP Development; SVP, Development | 2 | 2006 | |
| Thornton Peter | Director; Officer | Sr.VP, CFO; SVP, CFO | 5 | 2006–2008 | |
| CHADAREVIAN GAMIL DE | Director | 1 | 2006 | ||
| MARGARET EISEN | Director | 5 | 2006–2009 | ||
| Wood Alastair JJ | Director | 2 | 2006 | ||
| Wentworth Kerry | Officer | VP Clin Aff and Reg Ops; VP, Clinical, Reg & Qual; VP Clinical, Reg & Quality; VP, Clinical, Reg & Quality; VP, Clinical, Reg, & Quality; VP, CLinical, Reg, & Quality; VP, Clinical, Req & Quality; VP, Clinicial, Reg, & Quality; VP, Clin., Reg. and Qual.; VP, Clin., Reg. & Qual.; Vp, Clin, Reg & Quality; VP Clin, Reg & Quality; VP, Clin, Reg & Quality; VP Reg Affairs & Clinical Ops; VP, Reg Affairs & Clinical Ops; VP Reg Aff and Clinical Ops; VP Reg Aff & Clinical Ops | 47 | 2006–2014 | |
| Leicher Bruce | Officer | VP, General Counsel | 2 | 2006 | |
| Levitsky Hyam | Director | 15 | 2006–2011 | ||
| Sharp Shalini | Director; Officer | CFO | 54 | 2006–2018 | |
| Wright Timothy | Director | 95 | 2006–2026 | ||
| Corvese Brian | Director | 30 | 2007–2026 | ||
| HATSOPOULOS JOHN | Director | 25 | 2007–2011 | ||
| KLASKIN CHRISTINE M | Officer | PFO and PAO; PFO & PAO; Vice President Finance; V.P. Finance; VP Finance; VP, Finance | 71 | 2008–2025 | |
| DEBBANE RAYMOND | TenPercentOwner | 1 | 2008 | ||
| Invus Public Equities Advisors, LLC | TenPercentOwner | 1 | 2008 | ||
| Invus Public Equities, LP | TenPercentOwner | 1 | 2008 | ||
| Ulys, LLC | TenPercentOwner | 1 | 2008 | ||
| Valentine Karen | Officer | Chief Legal Officer; Chief Legal Officer and GC; Vp and General Counsel; VP and General Counsel; VP & General Counsel; VP General Counsel; VP, General Counsel | 52 | 2008–2018 | |
| ROTHWELL TIMOTHY G | Director | 9 | 2009–2011 | ||
| Baysal Ozer | Officer | CBO; Chief Business Officer; Chief Commercial Officer | 18 | 2013–2018 | |
| Stein Robert Benjamin | Officer | Chief Scientific Officer; President R&D | 8 | 2014–2017 | |
| QVT Associates GP LLC | TenPercentOwner | 2 | 2014–2015 | ||
| QVT Fund V LP | TenPercentOwner | 2 | 2014–2015 | ||
| Malik Shahzad | Director | 7 | 2014–2016 | ||
| INCYTE CORP | TenPercentOwner | 4 | 2015–2020 | ||
| Ballantyne Charles Evan | Officer | CFO; Chief Financial Officer | 6 | 2015–2016 | |
| WIINBERG ULF | Director | 47 | 2016–2024 | ||
| Cuillerot Jean-Marie | Officer | Chief Medical Officer | 3 | 2017 | |
| Buell Jennifer | Director; Director,Officer; Officer | Chairman Executive Council; Chief Communications Officer; Chief Operating Officer; COO and President; President & COO; See Remarks; VP Research & External Affairs | 26 | 2017–2026 | |
| Duncan Alex | Officer | Chief Technology Officer | 5 | 2017–2019 | |
| Cortis Christian | Officer | Chief Strategy Officer; See Remarks | 3 | 2018–2019 | |
| Kearns Evan | Officer | See Remarks; V.P. and General Counsel; VP and General Counsel; VP, General Counsel | 5 | 2018–2020 | |
| Jeynes-Ellis Allison M | Director | 12 | 2018–2024 | ||
| CLARK PAUL N | Director | 4 | 2020–2021 | person page Fuzzy | |
| Hirsch Susan B | Director | 27 | 2020–2026 | ||
| Krauss Adam | Officer | Chief Legal Officer | 3 | 2020–2021 | |
| O'Day Steven J | Officer | Chief Medical Officer | 10 | 2021–2026 | |
| HARRISON THOMAS L | Director | 10 | 2024–2026 | ||
| Charette Austin | Officer | Principal Accounting Officer | 2 | 2026 | |
| Marcucci Marco Tullio | Director | 2 | 2026 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2019-02-01 | AGENUS INC | Biotechnology | $30,000,000 | $30,000,000 | 1 | 1 |
| 2018-10-25 | AGENUS INC | Biotechnology | $40,000,653 | $40,000,653 | 2 | 1 |
| 2017-03-01 | AGENUS INC | Biotechnology | $60,000,000 | $60,000,000 | 1 | 1 |
| 2016-01-08 | AGENUS INC | Biotechnology | $500,000 | $500,000 | 1 | 1 |
| 2016-01-04 | AGENUS INC | Biotechnology | $42,400,090 | $7,400,090 | 17 | 1 |
| 2015-09-23 | AGENUS INC | Biotechnology | $2,142,000 | $2,142,000 | 2 | 1 |
| 2015-03-05 | AGENUS INC | Biotechnology | $21,140,000 | $21,140,000 | 8 | 1 |
| 2015-03-05 | AGENUS INC | Biotechnology | $35,000,000 | $35,000,000 | 1 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Form D issuer | AGENUS INC | MA | Form D private offerings | CIK (EXACT) |
| SEC filer | AGENUS INC | SEC filers (EDGAR) | CIK (EXACT) | |
| Business registration | Agenus Inc. | State business registries | name and state | |
| Form 5500 plan sponsor | AGENUS INC. | EIN (EXACT) | ||
| Federal award recipient | AGENUS INC. | Federal spending (USAspending) | name and state | |
| Lobbying client | AGENUS INC. | Federal lobbying (LDA) | name and state | |
| Person page | Garo H Armen Phd | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer) | |
| Person page | Paul N Clark | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Biological Products, (No Diagnostic Substances), MA first:
- TRANSCEND THERAPEUTICS INC MA
- Eloxx Pharmaceuticals, Inc. MA
- PANACOS PHARMACEUTICALS, INC. MA
- CHARLES RIVER LABORATORIES INC MA
- CURIS INC MA
- MOMENTA PHARMACEUTICALS INC MA
- ACCELERON PHARMA INC MA
- bluebird bio, Inc. MA
- Altus Pharmaceuticals Inc. MA
- BioVex Group, Inc. MA
In other datasets, the same topic (Health) in MA:
- Nonprofit: ABBIE M GRIFFIN HOSPITAL FUND (Nonprofits (IRS Form 990))
Interests: Biological Products, (No Diagnostic Substances) · Health