IPO registrations (S-1, F-1) · Registrants

AGENUS INC

SEC CIK
1098972 · filings on EDGAR ↗
Name on the registration
ANTIGENICS INC /DE/
Former names
ANTIGENICS INC /DE/ (1999–2011)
Registration
Form S-1, first filed 1999-11-30, last 2009-08-21; 4 initial registrations, 6 amendments
Outcome
Final prospectus filed 2000-02-04; declared effective 2007-01-29
Industry (SIC)
Biological Products, (No Diagnostic Substances) 2836
Incorporated in
DE
Business address
3 FORBES ROAD, Lexington, MA 02421
EIN
06-1562417
Ticker
AGEN (Nasdaq)
EDGAR entity type
operating
Insiders and CEO pay
AGENUS INC on the corporate pages

Offering terms

Final price
$5.89 per share (424B4 filed 2000-02-04, an initial public offering)
Shares sold
3,500,000
Gross proceeds
$20,615,000 before underwriting discounts and any over-allotment option
Lead underwriters
Piper Sandler; Robertson Stephens (940,000 shares)
Syndicate
BofA Securities (115,000); CIBC World Markets (115,000); J.P. Morgan (115,000); Lehman Brothers (115,000); Merrill Lynch (115,000); Morgan Stanley (115,000); Prudential Securities (115,000); Citigroup (115,000); Cowen (115,000); Nessuah Zannex Ltd (115,000)

Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.

Filings 26

FiledFormWhat it isName as filedEDGAR
1999-11-30S-1S-1 (registration)ANTIGENICS INC /DE/0000950135-99-005451 ↗
2000-01-10S-1/AS-1/A (amendment)ANTIGENICS INC /DE/0000950135-00-000063 ↗
2000-01-24S-1/AS-1/A (amendment)ANTIGENICS INC /DE/0000950135-00-000219 ↗
2000-02-03S-1/AS-1/A (amendment)ANTIGENICS INC /DE/0000950135-00-000362 ↗
2000-02-03S-1MEFS-1MEF (added securities)ANTIGENICS INC /DE/0000950135-00-000383 ↗
2000-02-04424B4424B4 (final prospectus)ANTIGENICS INC /DE/0000950135-00-000393 ↗
2000-05-25S-1S-1 (registration)ANTIGENICS INC /DE/0000950135-00-003024 ↗
2007-01-29EFFECTEFFECT (declared effective)ANTIGENICS INC /DE/9999999995-07-000332 ↗
2007-04-23EFFECTEFFECT (declared effective)ANTIGENICS INC /DE/9999999995-07-001433 ↗
2007-05-03EFFECTEFFECT (declared effective)ANTIGENICS INC /DE/9999999995-07-001719 ↗
2008-02-14EFFECTEFFECT (declared effective)ANTIGENICS INC /DE/9999999995-08-000583 ↗
2008-02-15424B1424B1 (final prospectus)ANTIGENICS INC /DE/0001193125-08-032163 ↗
2008-05-07EFFECTEFFECT (declared effective)ANTIGENICS INC /DE/9999999995-08-001481 ↗
2008-06-25EFFECTEFFECT (declared effective)ANTIGENICS INC /DE/9999999995-08-002011 ↗
2008-06-25EFFECTEFFECT (declared effective)ANTIGENICS INC /DE/9999999995-08-002021 ↗
2009-01-02S-1S-1 (registration)ANTIGENICS INC /DE/0001193125-09-000362 ↗
2009-01-27S-1/AS-1/A (amendment)ANTIGENICS INC /DE/0001193125-09-012095 ↗
2009-03-16S-1/AS-1/A (amendment)ANTIGENICS INC /DE/0001193125-09-055415 ↗
2009-03-18EFFECTEFFECT (declared effective)ANTIGENICS INC /DE/9999999995-09-000652 ↗
2009-03-18EFFECTEFFECT (declared effective)ANTIGENICS INC /DE/9999999995-09-000653 ↗
2009-03-18EFFECTEFFECT (declared effective)ANTIGENICS INC /DE/9999999995-09-000655 ↗
2009-08-12S-1S-1 (registration)ANTIGENICS INC /DE/0001193125-09-172722 ↗
2009-08-21S-1/AS-1/A (amendment)ANTIGENICS INC /DE/0001193125-09-179675 ↗
2009-10-20EFFECTEFFECT (declared effective)ANTIGENICS INC /DE/9999999995-09-002900 ↗
2009-12-11EFFECTEFFECT (declared effective)ANTIGENICS INC /DE/9999999995-09-003453 ↗
2010-02-03EFFECTEFFECT (declared effective)ANTIGENICS INC /DE/9999999995-10-000419 ↗

Prospectus pages read 2

FiledFormRead asRangePriceSharesProceedsListingUnderwritersWhat was foundDocument
2000-02-03S-1/Aregistration statement$5.89--0from the submission text; price linedocument ↗
2000-02-04424B4final prospectus$5.893,500,000$20,615,00012from the submission text; price line, shares headline, proceeds computed, underwriting table 11, cover names 2document ↗

Officers, directors and large holders Forms 3, 4 and 5

InsiderRoleTitleFilingsYearsOn this site
AFEYAN NOUBARDirector122006–2007
ATLEE FRANK V IIIDirector102006–2007
DECHAENE TOMDirector492006–2016
JORDAN WADIHDirector882006–2022
KESSEL MARKDirector52006
ARMEN GARO HDirector; Director,Officer; OfficerCEO; CEO and Chairman of the Board; Chairman and CEO; chairman & CEO; Chairman & CEO; Chief Executive Officer; See Remarks2682006–2026person page Fuzzy
SRIVASTAVA PRAMODDirector32006–2007
Chicz RomanOfficerSr. VP, R & D; Sr. VP, Research & Development; SVP, Research and Development; SVP Research & Preclinical Dev42006–2007
GUPTA RENUOfficerSr. VP Development; SVP, Development22006
Thornton PeterDirector; OfficerSr.VP, CFO; SVP, CFO52006–2008
CHADAREVIAN GAMIL DEDirector12006
MARGARET EISENDirector52006–2009
Wood Alastair JJDirector22006
Wentworth KerryOfficerVP Clin Aff and Reg Ops; VP, Clinical, Reg & Qual; VP Clinical, Reg & Quality; VP, Clinical, Reg & Quality; VP, Clinical, Reg, & Quality; VP, CLinical, Reg, & Quality; VP, Clinical, Req & Quality; VP, Clinicial, Reg, & Quality; VP, Clin., Reg. and Qual.; VP, Clin., Reg. & Qual.; Vp, Clin, Reg & Quality; VP Clin, Reg & Quality; VP, Clin, Reg & Quality; VP Reg Affairs & Clinical Ops; VP, Reg Affairs & Clinical Ops; VP Reg Aff and Clinical Ops; VP Reg Aff & Clinical Ops472006–2014
Leicher BruceOfficerVP, General Counsel22006
Levitsky HyamDirector152006–2011
Sharp ShaliniDirector; OfficerCFO542006–2018
Wright TimothyDirector952006–2026
Corvese BrianDirector302007–2026
HATSOPOULOS JOHNDirector252007–2011
KLASKIN CHRISTINE MOfficerPFO and PAO; PFO & PAO; Vice President Finance; V.P. Finance; VP Finance; VP, Finance712008–2025
DEBBANE RAYMONDTenPercentOwner12008
Invus Public Equities Advisors, LLCTenPercentOwner12008
Invus Public Equities, LPTenPercentOwner12008
Ulys, LLCTenPercentOwner12008
Valentine KarenOfficerChief Legal Officer; Chief Legal Officer and GC; Vp and General Counsel; VP and General Counsel; VP & General Counsel; VP General Counsel; VP, General Counsel522008–2018
ROTHWELL TIMOTHY GDirector92009–2011
Baysal OzerOfficerCBO; Chief Business Officer; Chief Commercial Officer182013–2018
Stein Robert BenjaminOfficerChief Scientific Officer; President R&D82014–2017
QVT Associates GP LLCTenPercentOwner22014–2015
QVT Fund V LPTenPercentOwner22014–2015
Malik ShahzadDirector72014–2016
INCYTE CORPTenPercentOwner42015–2020
Ballantyne Charles EvanOfficerCFO; Chief Financial Officer62015–2016
WIINBERG ULFDirector472016–2024
Cuillerot Jean-MarieOfficerChief Medical Officer32017
Buell JenniferDirector; Director,Officer; OfficerChairman Executive Council; Chief Communications Officer; Chief Operating Officer; COO and President; President & COO; See Remarks; VP Research & External Affairs262017–2026
Duncan AlexOfficerChief Technology Officer52017–2019
Cortis ChristianOfficerChief Strategy Officer; See Remarks32018–2019
Kearns EvanOfficerSee Remarks; V.P. and General Counsel; VP and General Counsel; VP, General Counsel52018–2020
Jeynes-Ellis Allison MDirector122018–2024
CLARK PAUL NDirector42020–2021person page Fuzzy
Hirsch Susan BDirector272020–2026
Krauss AdamOfficerChief Legal Officer32020–2021
O'Day Steven JOfficerChief Medical Officer102021–2026
HARRISON THOMAS LDirector102024–2026
Charette AustinOfficerPrincipal Accounting Officer22026
Marcucci Marco TullioDirector22026

Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.

Private offerings before or after (Form D)

First filedIssuerIndustryOfferingSoldInvestorsFilings
2019-02-01AGENUS INCBiotechnology$30,000,000$30,000,00011
2018-10-25AGENUS INCBiotechnology$40,000,653$40,000,65321
2017-03-01AGENUS INCBiotechnology$60,000,000$60,000,00011
2016-01-08AGENUS INCBiotechnology$500,000$500,00011
2016-01-04AGENUS INCBiotechnology$42,400,090$7,400,090171
2015-09-23AGENUS INCBiotechnology$2,142,000$2,142,00021
2015-03-05AGENUS INCBiotechnology$21,140,000$21,140,00081
2015-03-05AGENUS INCBiotechnology$35,000,000$35,000,00011

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.

Also on this site Fuzzy

RecordName as filedWhereDatasetMatched by
Form D issuerAGENUS INCMAForm D private offeringsCIK (EXACT)
SEC filerAGENUS INCSEC filers (EDGAR)CIK (EXACT)
Business registrationAgenus Inc.State business registriesname and state
Form 5500 plan sponsorAGENUS INC.EIN (EXACT)
Federal award recipientAGENUS INC.Federal spending (USAspending)name and state
Lobbying clientAGENUS INC.Federal lobbying (LDA)name and state
Person pageGaro H Armen PhdPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer)
Person pagePaul N ClarkPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director)

Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.

Others with the same interests

SIC industry Biological Products, (No Diagnostic Substances), MA first:

More with this interest.

In other datasets, the same topic (Health) in MA:

Interests: Biological Products, (No Diagnostic Substances) · Health