IPO registrations (S-1, F-1) · Registrants

ALIGN TECHNOLOGY INC

SEC CIK
1097149 · filings on EDGAR ↗
Registration
Form S-1, first filed 2000-11-14, last 2001-01-25; 1 initial registration, 3 amendments
Outcome
Final prospectus filed 2001-01-26
Industry (SIC)
Orthopedic, Prosthetic & Surgical Appliances & Supplies 3842
Incorporated in
DE
Business address
410 NORTH SCOTTSDALE ROAD, SUITE 1300, Tempe, AZ 85288
EIN
94-3267295
Ticker
ALGN (Nasdaq)
EDGAR entity type
operating
Insiders and CEO pay
ALIGN TECHNOLOGY INC on the corporate pages

Offering terms

Proposed price range
$14.00–$16.00 per share (S-1/A filed 2001-01-25)
Final price
$10.62 per share, below the range (424B4 filed 2001-01-26, an initial public offering)
Shares sold
10,000,000
Gross proceeds
$106,250,000 before underwriting discounts and any over-allotment option
Listing
Nasdaq under the symbol ALGN
Lead underwriters
Deutsche Bank (2,676,000 shares)
Syndicate
Bear Stearns (2,230,000); J.P. Morgan (2,230,000); Robertson Stephens (1,784,000); BofA Securities (80,000); ING Barings (80,000); Lehman Brothers (80,000); Merrill Lynch (80,000); Morgan Stanley (80,000); Citigroup (80,000); Cowen (80,000); Piper Sandler (80,000); UBS (80,000); Baird (40,000); William Blair (40,000); Chatsworth Securities LLC (40,000); C.L. King & Associates (40,000); Parker/Hunter Incorporated (40,000); Truist Securities (40,000); Tucker Anthony Capital Markets (40,000); Wedbush Securities (40,000); Wells Fargo Van Kasper (40,000)

Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.

Filings 5

FiledFormWhat it isName as filedEDGAR
2000-11-14S-1S-1 (registration)ALIGN TECHNOLOGY INC0000929624-00-001600 ↗
2000-12-28S-1/AS-1/A (amendment)ALIGN TECHNOLOGY INC0000927356-00-002267 ↗
2001-01-17S-1/AS-1/A (amendment)ALIGN TECHNOLOGY INC0000929624-01-000049 ↗
2001-01-25S-1/AS-1/A (amendment)ALIGN TECHNOLOGY INC0001012870-01-000235 ↗
2001-01-26424B4424B4 (final prospectus)ALIGN TECHNOLOGY INC0000898430-01-000296 ↗

Prospectus pages read 2

FiledFormRead asRangePriceSharesProceedsListingUnderwritersWhat was foundDocument
2001-01-25S-1/Aregistration statement$14.00–$16.00$10.6210,000,000$106,250,000Nasdaq ALGN4primary document; range, price sentence, shares headline, proceeds computed, cover names 4document ↗
2001-01-26424B4final prospectus$10.6210,000,000$106,250,000Nasdaq ALGN22primary document; price sentence, shares headline, proceeds computed, underwriting table 22, cover names 4document ↗

Officers, directors and large holders Forms 3, 4 and 5

InsiderRoleTitleFilingsYearsOn this site
Zoromski DarrellOfficerVP, Chief Marketing Officer; VP,Chief Marketing Officer112006–2008
Arjomand HosseinOfficerVP of Research & Development; VP, Research & Development112006–2007
MORROW GEORGE JDirector332006–2026
BULLINGTON ELDON MOfficerVP, Finance and CFO; VP, Finance & CFO112006–2007
Ellis Dan ScottOfficerVp, No. American Sales; VP, No. American Sales; VP North American Sales; VP, North American Sales; VP, WW Sales; VP, WW Sales and Customer Care; VP, WW Sales & Customer Care362006–2012
GEORGE ROGER EOfficerSee Remarks; SVP, Legal Affairs & GC; SVP,Legal Affairs & GC; SVP, Legal Affairs & Gen. Coun; VP, Leg. Affairs & Gen. Couns; VP, Leg. Affairs & Gen. Couns.; VP, Leg. Affairs & Gen. Counse; VP Leg. Affairs & Gen. Counsel; VP, Leg Affairs & Gen Counsel; VP, Leg Affairs & Gen. Counsel; VP, Leg.Affairs & Gen. Counsel; VP,Leg. Affairs & Gen. Counsel; VP, Leg. Affrs & Gen. Counsel; VP,Legal Affairs and Gen. Coun; VP, Legal Affairs & GC; VP, Legal Affairs & Gen. Coun; VP, Legal Affairs & Gen. Coun.; Vp, Legal Affairs & Gen. Couns; VP, Legal Affairs & Gen. Couns; VP Legal Affairs & Gen Counsel; VP Legal Affairs, Gen. Counsel; VP,Legal Affairs & Gen.Counsel; VP, Legal Aff. and Gen Counsel; VP, Legal Aff. and Gen.Counsel; VP, Legal & Gen. Counsel622006–2019
HEDGE LENOfficerSVP, Bus. Development; SVP, Busines Development; SVP Business Operations; SVP, Business Operations; SVP, Bus. Operations; SVP, Operations; VP, Operations; VP. Operations662006–2013
Laks GilOfficerVP, International; VP,International322006–2010
LARKIN C RAYMOND JRDirector562006–2026
PRESCOTT THOMAS MDirector; Director,Officer; OfficerPresident and CEO; President & CEO822006–2021
WIRTH KELSEYDirector112006
BOWEN H KENTDirector52006–2008
COLLINS DAVID EDirector262006–2014
LACOB JOSEPHDirector552006–2026
SANTORA GREG JDirector322006–2023
Thaler Warren SDirector522006–2023
Barrows GailOther82006–2012
Dent Rebecca HOther82006–2012
Gund CLAT Investments, LLCOther82006–2012
GUND GEORGE IIIOther82006–2012
GUND GORDONOther82006–2012
Gund GrantOther82006–2012
Gund G ZacharyOther82006–2012
Gund Llura LOther82006–2012
Watson RichardOther72006–2008
Clark SoniaOfficerVP Human Resources; VP, Human Resources112006–2008
Henry Michael JOfficerVP, Info. Tech & CIO; VP, Info. Technology & CIO; VP,Info. Technology & CIO72007
Azadeh AfsanehOfficerChief Information Officer32007–2008
AROLA KENNETHOfficerVP, Finance and CFO; VP,Finance and CFO422007–2013
Wright EmoryOfficerEVP, Global Operations; EVP, GLOBAL OPERATIONS; SVP, Global Operations; SVP, Operations; VP, Finance and CFO; VP Operations; VP, Operations672007–2024
Cambra DanaOfficerVP, R&D; VP, Research & Develop; VP, Research & Develop.; VP, Research & Development142008–2012
Tan Sheila KOfficerVP Marketing & CMO; VP, Marketing & CMO; VP, Mktg & Chief Mktg Officer; VP,Mktg & Chief Mktg Officer92009–2011
NAGEL DAVID CDirector112009–2016
DANAHER CORP /DE/TenPercentOwner22009–2013
Twomey Richard M.L.OfficerVP International; VP, International202010–2013
Mack Timothy AOfficerSVP, Bus. Development; SVP, Business Develop.; SVP, Mktg & Bus. Dev.; SVP, Mktg & Bus. Development; VP, Bus Dev; VP, Bus Dev.; VP, Bus. Dev; VP, Bus. Dev.; VP, Bus. Development; VP. Bus. Development172011–2016
Erfurth JenniferOfficerVP, Global HR; VP, Global Human Resources152012–2016
Puco Christopher C.OfficerSVP, No. American Sales; VP, Mktg & CMO; VP No. American Sales; VP, No American Sales; VP, No. American Sales222012–2018
Graham John PatrickOfficerVP Mktg and Chief Mktg Officer; VP, Mktg & Chief Mktg Officer; VP, Mktg & CMO62013–2015
Saia Andrea LynnDirector272013–2026
WHITE DAVID LOfficerCFO; Chief Financial Officer102013–2016
Relic ZelkoOfficerSVP, R&D; SVp, R&D and CTO; VP, R&D; VP, Research & Development192013–2020
Pascaud RaphaelOfficerCMO and Bus. Dev.; CMO & Bus. Dev; CMO & Bus. Dev.; VP International; VP, International252014–2019
HOGAN JOSEPH MDirector,OfficerPresident and CEO; PRESIDENT AND CEO362015–2026
Beard SimonOfficerSVP and Mgng Director, EMEA; SVP and Mgng Dir., EMEA; SVP and Mnging Director, EMEA; VP and Mgng Director, EMEA; VP & Mgng Dir., EMEA122015–2020
Tay JulieOfficerSVP, Asia Pacific; SVP,Asia Pacific; SVP & Mng Dir. Asia Pacific; VP Asia Pacific; VP, Asia Pacific; VP,Asia Pacific272015–2020
Hockridge Stuart AOfficerEVP Global HR; EVP GLOBAL HR; EVP, GLOBAL HR; SVP Global HR; VP Global Human Resources; VP, Global Human Resources272016–2026
Olson JenniferOfficerSVP & Mng Dir Cust Service; SVP & Mng Dir D-DCC; SVP & Mng Dir. D-DCC; SVP& Mng Dir. D-DCC; VP & Mgng Dir., D-DCC; VP & Mng Dir. D-DCC; VP& Mng Dir. D-DCC162016–2020
Kolli SreelakshmiOfficerSVP, Info Technology; SVP & Mng Dir Info Tech; VP, Info Technology102016–2020
Morici JohnOfficerChief Financial Officer; EVP & Chief Financial Officer; EVP & CHIEF FINANCIAL OFFICER; EVP, CHIEF FINANCIAL OFFICER332016–2026
PENDERGRASS LYNNOfficerVP, Americas22017
SIEGEL SUSAN EDirector162017–2026
Dallas Kevin JDirector142018–2026
Shaked YuvalOfficerSVP and Mgng Director, Itero; SVP, Mgng Dir. iTero; SVP & Mng Dir. Itero112018–2020
Pudipeddi Vamsi Mohan RajOfficerSr VP Global Mktg & CMO; Sr. VP Global Mktg & CMO; SVP, Chief Marketing Officer; SVP, Global & Chief Mkting Off62019–2020
Coletti Julie AnnOfficerEVP, Chief Legal & Regulatory; EVP, CHIEF LEGAL & REGULATORY; SVP, Chief Legal & Reg. Off.; SVP, Chief Legal & Reg Officer; SVP, Chief Legal & Regulatory; SVP, Chief Legal & Regul. Off.182019–2026
Sebastian Markus ChristofOfficerSVP & Mgng Director, EMEA; SVP & Mgng Dir, EMEA; SVP & Mgng Dir. EMEA; SVP & Mng Dir EMEA52019–2020
Myong AnneDirector122019–2026
Conroy Kevin TDirector52023–2026
Poul MojdehDirector52023–2026
Vitalone Britt J.Director32025–2026person page Fuzzy
Richardson Jaime HolteOfficerSee Remarks12026
Marree JitseOfficerSee Remarks12026
Blackford Quentin S.Director22026

Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.

Also on this site Fuzzy

RecordName as filedWhereDatasetMatched by
Business registrationAlign Technology, Inc.AZState business registriesname and state
Business registrationAlign Technology, Inc.AZState business registriesname and state
Business registrationAlign Technology, Inc.AZState business registriesname and state
Business registrationAlign Technology, Inc.AZState business registriesname and state
Business registrationALIGN TECHNOLOGY, Inc.AZState business registriesname and state
Business registrationALIGN TECHNOLOGY, INCAZState business registriesname and state
Business registrationALIGN TECHNOLOGY, INC.AZState business registriesname and state
Business registrationALIGN TECHNOLOGY, INC.AZState business registriesname and state
Business registration(DELAWARE) ALIGN TECHNOLOGY, INC.AZState business registriesEIN (EXACT, as the state registration reports it)
Paying companyAlign Technology, Inc.AZOpen Payments (drug and device company payments)name and state
SEC filerALIGN TECHNOLOGY INCSEC filers (EDGAR)CIK (EXACT)
Form 5500 plan sponsorALIGN TECHNOLOGY, INC.EIN (EXACT)
Person pageBritt J VitalonePeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director)

Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.