IPO registrations (S-1, F-1) · Registrants
DUNE ENERGY INC
- SEC CIK
- 1092839 · filings on EDGAR ↗
- Former names
- IP FACTORY INC (1999–2002)
- Registration
- Form S-1, first filed 2012-02-24, last 2013-07-26; 4 initial registrations, 5 amendments
- Outcome
- Declared effective 2012-06-13; withdrawal requested 2012-03-01
- Industry (SIC)
- Oil & Gas Field Services, NEC 1389
- Incorporated in
- DE
- Business address
- TWO SHELL PLAZA, 811 LOUISIANA STREET, SUITE 2300, Houston, TX 77002
- EIN
- 95-4737507
- EDGAR entity type
- operating
- Insiders and CEO pay
- DUNE ENERGY INC on the corporate pages
Offering terms
- Shares offered
- 6,249,996
- Listing
- OTC under the symbol DUNR
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: DUNE ENERGY, INC. Fuzzy (name and state)
- SEC filer: DUNE ENERGY INC EXACT (CIK (EXACT))
- Person page: Alan D Bell Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 19
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2012-02-24 | S-1 | S-1 (registration) | DUNE ENERGY INC | 0001193125-12-078346 ↗ |
| 2012-03-01 | RW | RW (withdrawal request) | DUNE ENERGY INC | 0001193125-12-092484 ↗ |
| 2012-04-27 | S-1/A | S-1/A (amendment) | DUNE ENERGY INC | 0001193125-12-190390 ↗ |
| 2012-05-29 | S-1/A | S-1/A (amendment) | DUNE ENERGY INC | 0001193125-12-251479 ↗ |
| 2012-06-06 | S-1/A | S-1/A (amendment) | DUNE ENERGY INC | 0001193125-12-262021 ↗ |
| 2012-06-13 | EFFECT | EFFECT (declared effective) | DUNE ENERGY INC | 9999999995-12-001813 ↗ |
| 2013-01-18 | S-1 | S-1 (registration) | DUNE ENERGY INC | 0001193125-13-017203 ↗ |
| 2013-03-12 | S-1/A | S-1/A (amendment) | DUNE ENERGY INC | 0001193125-13-103006 ↗ |
| 2013-04-04 | S-1/A | S-1/A (amendment) | DUNE ENERGY INC | 0001193125-13-142014 ↗ |
| 2013-04-11 | EFFECT | EFFECT (declared effective) | DUNE ENERGY INC | 9999999995-13-000960 ↗ |
| 2013-04-11 | EFFECT | EFFECT (declared effective) | DUNE ENERGY INC | 9999999995-13-000964 ↗ |
| 2013-06-07 | S-1 | S-1 (registration) | DUNE ENERGY INC | 0001193125-13-251663 ↗ |
| 2013-06-21 | EFFECT | EFFECT (declared effective) | DUNE ENERGY INC | 9999999995-13-001881 ↗ |
| 2013-07-26 | S-1 | S-1 (registration) | DUNE ENERGY INC | 0001193125-13-304883 ↗ |
| 2013-10-02 | EFFECT | EFFECT (declared effective) | DUNE ENERGY INC | 9999999995-13-002862 ↗ |
| 2014-03-24 | EFFECT | EFFECT (declared effective) | DUNE ENERGY INC | 9999999995-14-000736 ↗ |
| 2014-03-24 | EFFECT | EFFECT (declared effective) | DUNE ENERGY INC | 9999999995-14-000738 ↗ |
| 2014-03-24 | EFFECT | EFFECT (declared effective) | DUNE ENERGY INC | 9999999995-14-000739 ↗ |
| 2014-03-24 | EFFECT | EFFECT (declared effective) | DUNE ENERGY INC | 9999999995-14-000740 ↗ |
Prospectus pages read 1
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2013-07-26 | S-1 | registration statement | $1.60 | 6,249,996 | $9,999,993 | OTC DUNR | 0 | primary document; price line, shares headline, proceeds computed | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Cohen Richard | Director; Director,Officer | Secretary | 9 | 2006–2010 | |
| Barrenechea Steven | Director | 10 | 2006–2010 | ||
| Bass Marshall Lynn | Director | 2 | 2007 | ||
| David Amiel | Director,Officer | President, COO | 1 | 2007 | |
| Frenkel Raissa | Director | 1 | 2007 | ||
| Otchertsov Valery | Director | 1 | 2007 | ||
| Sisselman Steven M | Director | 16 | 2007–2011 | ||
| BELL ALAN D | Director | 16 | 2007–2010 | person page Fuzzy | |
| GREENWOOD WILLIAM E | Director | 12 | 2007–2010 | ||
| Smith Frank T JR | Director,Officer; Officer | Chief Financial Officer | 22 | 2007–2014 | |
| WATT JAMES A | Director,Officer | CEO and President; President and CEO; President, CEO | 26 | 2007–2014 | |
| GEH GP L L C | TenPercentOwner | 1 | 2007 | ||
| Goldking Energy Holdings L P | TenPercentOwner | 1 | 2007 | ||
| Natural Gas Partners VII, L.P. | TenPercentOwner | 1 | 2007 | ||
| GAINES ALAN | Director,Officer | Chairman | 11 | 2007–2011 | |
| Bettis Hal L. | Officer | Chief Operating Officer; Senior VP and COO | 23 | 2008–2014 | |
| CRAIG STEVEN J | Officer | Senior VP - Administration | 3 | 2008–2010 | |
| UBS AG | TenPercentOwner | 21 | 2008–2011 | ||
| Mourglia Richard H | Officer | See Remarks; Sr VP Land and General Counsel; Sr. VP Land & General Counsel | 17 | 2010–2014 | |
| Khosla Victor | Director,TenPercentOwner; TenPercentOwner | 4 | 2012–2013 | ||
| Strategic Value Partners, LLC | Director,TenPercentOwner; TenPercentOwner | 3 | 2012–2013 | ||
| BONDERMAN DAVID | Other; TenPercentOwner | 4 | 2012–2014 | ||
| COULTER JAMES G | Other; TenPercentOwner | 4 | 2012–2014 | ||
| TPG Opportunities Advisors, Inc. | TenPercentOwner | 4 | 2012–2014 | ||
| Keener Michael Robert | Director | 4 | 2012–2014 | ||
| Kovacs Stephen P. | Director | 2 | 2012 | ||
| Kulpecz Alexander Andrew Jr | Director | 4 | 2012–2014 | ||
| PEARLMAN EMANUEL R | Director | 2 | 2012 | ||
| SCHMITZ ROBERT A | Director | 4 | 2012–2014 | ||
| STEARNS ERIC R | Director | 3 | 2012–2013 | ||
| Blue Mountain CA Master Fund GP, Ltd. | TenPercentOwner | 14 | 2012–2015 | ||
| BlueMountain Capital Management, LLC | TenPercentOwner | 14 | 2012–2015 | ||
| Blue Mountain Credit Alternatives Master Fund L.P. | TenPercentOwner | 14 | 2012–2015 | ||
| BlueMountain Distressed GP, LLC | TenPercentOwner | 14 | 2012–2015 | ||
| BlueMountain Distressed Master Fund L.P. | TenPercentOwner | 14 | 2012–2015 | ||
| BlueMountain GP Holdings, LLC | TenPercentOwner | 16 | 2012–2015 | ||
| BlueMountain Long/Short Credit GP, LLC | TenPercentOwner | 16 | 2012–2015 | ||
| BlueMountain Long/Short Credit Master Fund L.P. | TenPercentOwner | 15 | 2012–2015 | ||
| BlueMountain Strategic Credit GP, LLC | TenPercentOwner | 14 | 2012–2015 | ||
| BlueMountain Strategic Credit Master Fund L.P. | TenPercentOwner | 14 | 2012–2015 | ||
| BlueMountain Timberline Ltd. | TenPercentOwner | 14 | 2012–2015 | ||
| Humphreys Peak, LLC | TenPercentOwner | 10 | 2012–2013 | ||
| BlueMountain Long/Short Credit & Distressed Reflection Fund, a sub fund of AAI BlueMountain Fund PLC | TenPercentOwner | 10 | 2012–2015 | ||
| BlueMountain Kicking Horse Fund GP, LLC | TenPercentOwner | 7 | 2012–2015 | ||
| BlueMountain Kicking Horse Fund L.P. | TenPercentOwner | 7 | 2012–2015 | ||
| BlueMountain Credit Opportunities GP I, LLC | TenPercentOwner | 6 | 2012–2015 | ||
| BlueMountain Credit Opportunities Master Fund I L.P. | TenPercentOwner | 6 | 2012–2015 | ||
| HIGH RIDGE LTD. | Director; TenPercentOwner | 3 | 2013 | ||
| Mardi Gras Ltd. | Director; TenPercentOwner | 4 | 2013 | ||
| STRATEGIC VALUE SPECIAL SITUATIONS FUND LP | Director; TenPercentOwner | 4 | 2013 | ||
| BOWEN MARJORIE L. | Director | 3 | 2013–2014 | ||
| Brecker John R. | Director | 3 | 2013–2014 | ||
| SVP Special Situations LLC | TenPercentOwner | 2 | 2013 | ||
| BlueMountain Guadalupe Peak Fund L.P. | TenPercentOwner | 3 | 2014–2015 | ||
| CHAI TRUST CO LLC | Other | 1 | 2014 | ||
| Zell Credit Opportunities Side Fund, L.P. | Other | 1 | 2014 | ||
| BlueMountain Montenvers GP S.a.r.l. | TenPercentOwner | 2 | 2015 | ||
| BlueMountain Montenvers Master Fund SCA SICAV-SIF | TenPercentOwner | 2 | 2015 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | DUNE ENERGY, INC. | TX | State business registries | name and state |
| SEC filer | DUNE ENERGY INC | SEC filers (EDGAR) | CIK (EXACT) | |
| Person page | Alan D Bell | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Oil & Gas Field Services, NEC, TX first:
- DAWSON PRODUCTION SERVICES INC TX
- DRILEX INTERNATIONAL INC TX
- DAILEY INTERNATIONAL INC TX
- TRANSCOASTAL MARINE SERVICES INC TX
- HORIZON OFFSHORE INC TX
- NATURAL GAS SERVICES GROUP INC TX
- BASIC ENERGY SERVICES, INC. TX
- UNITED ENERGY CORP /NV/ TX
- Eco-Stim Energy Solutions, Inc. TX
- Superior Energy Services-North America Services, Inc TX
In other datasets, the same topic (Energy) in TX:
- Lobbying client: 5E ADVANCED MATERIALS, INC. (Federal lobbying (LDA))
Interests: Oil & Gas Field Services, NEC · Energy