IPO registrations (S-1, F-1) · Registrants
ECOSPHERE TECHNOLOGIES INC
- SEC CIK
- 1071760 · filings on EDGAR ↗
- Former names
- ULTRASTRIP SYSTEMS INC (1999–2006)
- Registration
- Form S-1, first filed 2014-01-21; 1 initial registration, 0 amendments
- Outcome
- Withdrawal requested 2015-05-22
- Industry (SIC)
- Construction, Mining & Materials Handling Machinery & Equip 3530
- Incorporated in
- DE
- Business address
- 3515 S E LIONEL TERRACE, Stuart, FL 34996
- EIN
- 20-3502861
- EDGAR entity type
- operating
- Insiders and CEO pay
- ECOSPHERE TECHNOLOGIES INC on the corporate pages
Offering terms
- Shares offered
- 18,449,987
- Listing
- under the symbol ESPH
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: ECOSPHERE SYSTEMS, INC. EXACT (EIN (EXACT, as the state registration reports it))
- Business registration: ECOSPHERE TECHNOLOGIES, INC. EXACT (EIN (EXACT, as the state registration reports it))
- Business registration: ECOSPHERE TECHNOLOGIES, INC. Fuzzy (name and state)
- Form 5500 plan sponsor: ECOSPHERE TECHNOLOGIES INC EXACT (EIN (EXACT))
- Form D issuer: ECOSPHERE TECHNOLOGIES INC EXACT (CIK (EXACT))
- Lobbying client: ECOSPHERE TECHNOLOGIES, INC. Fuzzy (name and state)
- SEC filer: ECOSPHERE TECHNOLOGIES INC EXACT (CIK (EXACT))
- Person page: J Francis Lavelle Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 2
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2014-01-21 | S-1 | S-1 (registration) | ECOSPHERE TECHNOLOGIES INC | 0001553350-14-000051 ↗ |
| 2015-05-22 | RW | RW (withdrawal request) | ECOSPHERE TECHNOLOGIES INC | 0001553350-15-000548 ↗ |
Prospectus pages read 1
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2014-01-21 | S-1 | registration statement | 18,449,987 | - | ESPH | 0 | primary document; shares headline | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| GRADY KEVIN P | TenPercentOwner | 4 | 2006–2008 | ||
| MCGUIRE DENNIS & JACQUELINE | Officer,TenPercentOwner | D. McGuire-Pres. & CEO; Pres & Chief Financial Officer | 2 | 2006 | |
| MCGUIRE DENNIS E | Director,Officer; Director,Officer,TenPercentOwner; Officer,TenPercentOwner | CEO; Chief Executive Officer; Chief Technology Officer; Pres. and co-CEO; Pres. & CEO; President and CEO; President and Co-CEO; President and CTO; President & CEO | 32 | 2006–2016 | |
| MCGUIRE JACQUELINE K | Officer; Officer,TenPercentOwner; Other | Senior VP of Admin.; Senior VP of Admin and Sec.; Senior VP of Admin & Secretary; Senior VP of Adm. & Secretary; Sen. VP of Admin. and Sec.; Sr.VP of Administration & Sec; SVP Administration; Vice President of Administrati; Vice Pres. of Admin & Sec | 27 | 2006–2016 | |
| LAVELLE J FRANCIS | Director | 3 | 2006 | person page Fuzzy | |
| Vinick Charles | Director; Director,Officer | Chief Executive Officer; Executive Chairman | 16 | 2006–2017 | |
| ALLBAUGH JOE M | Director | 9 | 2006–2011 | ||
| Hechtman Barry I | Director | 4 | 2006–2008 | ||
| STERNER GEORGE R | Director | 7 | 2006–2009 | ||
| JOHNSON STEPHEN R | Director,Officer | Pres, UltraStrip Env Sol, Inc.; Pres. UltraStrip Env. Sol. Inc | 3 | 2006–2007 | |
| DONN MICHAEL R SR | Director; Director,Officer; Officer | Chief Operating Officer; EVP, Eco. Sys., Inc. | 17 | 2006–2016 | |
| RUSHING JAMES C III | Director; Director,Officer | CFO | 3 | 2006–2008 | |
| Goodman Gordon L | Officer | See Remarks | 1 | 2007 | |
| Farleigh Floyd R | Director | 1 | 2007 | ||
| Goldfarb Adrian Graham | Officer | Chief Financial Officer | 11 | 2008–2012 | |
| Haskell Patrick | Director; Director,Officer | Chairman and CEO; Chairman and co-CEO; Chairman and Co-CEO; Chairman & CEO; Chairman & Co-Chief Executive | 11 | 2008–2009 | |
| Jakhete Sanjeev | Officer | Sr. VP of Engineering | 1 | 2008 | |
| Davis Gene H | Director | 8 | 2008–2013 | ||
| Furman Michael F | Officer | Executive Vice President | 2 | 2008 | |
| Keating D Stephen | Director | 14 | 2008–2013 | ||
| Wolfe Thomas D | Director | 5 | 2008–2010 | ||
| LOFTON JIMMAC G | Director | 6 | 2012–2015 | ||
| Carabetta Barbara | Officer | Interim CFO | 1 | 2012 | |
| Becker Dean | Director | 4 | 2013–2017 | ||
| BREWSTER JOHN P | Director; Director,Officer | CEO/President/Chairman | 3 | 2013 | |
| Brisben William | TenPercentOwner | 10 | 2014–2016 | ||
| HELLER RONALD I | TenPercentOwner | 1 | 2014 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2014-01-02 | ECOSPHERE TECHNOLOGIES INC | Other | $5,000,000 | $1,700,000 | 7 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | ECOSPHERE SYSTEMS, INC. | State business registries | EIN (EXACT, as the state registration reports it) | |
| Business registration | ECOSPHERE TECHNOLOGIES, INC. | State business registries | EIN (EXACT, as the state registration reports it) | |
| Business registration | ECOSPHERE TECHNOLOGIES, INC. | State business registries | name and state | |
| Form 5500 plan sponsor | ECOSPHERE TECHNOLOGIES INC | EIN (EXACT) | ||
| Form D issuer | ECOSPHERE TECHNOLOGIES INC | Form D private offerings | CIK (EXACT) | |
| Lobbying client | ECOSPHERE TECHNOLOGIES, INC. | Federal lobbying (LDA) | name and state | |
| Person page | J Francis Lavelle | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| SEC filer | ECOSPHERE TECHNOLOGIES INC | SEC filers (EDGAR) | CIK (EXACT) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.