IPO registrations (S-1, F-1) · Registrants
PLAINS ALL AMERICAN PIPELINE LP
- SEC CIK
- 1070423 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 1998-09-23, last 2005-05-20; 4 initial registrations, 5 amendments
- Outcome
- Final prospectus filed 1998-11-18; declared effective 2006-09-29
- Industry (SIC)
- Pipe Lines (No Natural Gas) 4610
- Incorporated in
- DE
- Business address
- 333 CLAY STREET, SUITE 1600, Houston, TX 77002
- EIN
- 76-0582150
- Ticker
- PAA, PAAPU (Nasdaq, OTC)
- EDGAR entity type
- operating
- Insiders and CEO pay
- PLAINS ALL AMERICAN PIPELINE LP on the corporate pages
Offering terms
- Proposed price range
- $19.50–$20.50 per share (S-1/A filed 1998-11-17)
- Listing
- NYSE American under the symbol PLX
- Lead underwriters
- Citigroup; PaineWebber
- Syndicate
- Donaldson, Lufkin & Jenrette; A.G. Edwards; Goldman Sachs; RBC Capital Markets; ING
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Form 5500 plan sponsor: PACIFIC ENERGY MANAGEMENT LLC. C/O PLAINS ALL AMERICAN PIPELINE LP EXACT (EIN (EXACT))
- SEC filer: PLAINS ALL AMERICAN PIPELINE LP EXACT (CIK (EXACT))
- Person page: Cindy B Taylor Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Gary R Petersen Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: John R Rutherford Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
- Person page: Kevin S Mccarthy Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Willie Cw Chiang Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer))
Filings 14
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1998-09-23 | S-1 | S-1 (registration) | PLAINS ALL AMERICAN PIPELINE LP | 0000899243-98-001792 ↗ |
| 1998-11-03 | S-1/A | S-1/A (amendment) | PLAINS ALL AMERICAN PIPELINE LP | 0000899243-98-001987 ↗ |
| 1998-11-17 | S-1/A | S-1/A (amendment) | PLAINS ALL AMERICAN PIPELINE LP | 0000899243-98-002170 ↗ |
| 1998-11-18 | 424B4 | 424B4 (final prospectus) | PLAINS ALL AMERICAN PIPELINE LP | 0000899243-98-002183 ↗ |
| 1999-09-10 | S-1 | S-1 (registration) | PLAINS ALL AMERICAN PIPELINE LP | 0000899243-99-001933 ↗ |
| 1999-09-22 | S-1/A | S-1/A (amendment) | PLAINS ALL AMERICAN PIPELINE LP | 0000899243-99-001990 ↗ |
| 1999-09-29 | S-1/A | S-1/A (amendment) | PLAINS ALL AMERICAN PIPELINE LP | 0000899243-99-002037 ↗ |
| 1999-10-01 | 424B1 | 424B1 (final prospectus) | PLAINS ALL AMERICAN PIPELINE LP | 0000899243-99-002045 ↗ |
| 2004-10-14 | S-1 | S-1 (registration) | PLAINS ALL AMERICAN PIPELINE LP | 0001047469-04-031104 ↗ |
| 2005-05-02 | S-1 | S-1 (registration) | PLAINS ALL AMERICAN PIPELINE LP | 0001047469-05-012805 ↗ |
| 2005-05-20 | S-1/A | S-1/A (amendment) | PLAINS ALL AMERICAN PIPELINE LP | 0001047469-05-015486 ↗ |
| 2006-09-29 | EFFECT | EFFECT (declared effective) | PLAINS ALL AMERICAN PIPELINE LP | 9999999995-06-001711 ↗ |
| 2006-11-03 | EFFECT | EFFECT (declared effective) | PLAINS ALL AMERICAN PIPELINE LP | 9999999995-06-002171 ↗ |
| 2007-02-20 | EFFECT | EFFECT (declared effective) | PLAINS ALL AMERICAN PIPELINE LP | 9999999995-07-000708 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 1998-11-17 | S-1/A | registration statement | $19.50–$20.50 | - | - | NYSE American PLX | 8 | from the submission text; range, cover names 8 | document ↗ | |
| 1998-11-18 | 424B4 | final prospectus | - | - | NYSE American PLX | 7 | from the submission text; cover names 7 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Dreyfuss Lawrence J | Officer | Vice Pres, Assoc. Gen. Counsel | 1 | 2006 | |
| Swanson Al | Officer | EVP & CFO; Executive VP & CFO; Executive. VP & CFO; Sr. VP & CFO; Sr. VP-Finance & Treasurer; Vice Pres.-Finance & Treas.; Vice President & Treasurer | 38 | 2006–2026 | |
| FRYFOGLE JAMES B | Officer | Vice President-Refinery Supply | 3 | 2006 | |
| Sanford Robert M | Officer | Vice President-Lease Supply | 1 | 2006 | |
| ALLEN PAUL G | TenPercentOwner | 5 | 2006–2011 | ||
| Capobianco David N | Director | 1 | 2006 | ||
| HESTER JIM G | Officer | Vice President - Acquisitions | 2 | 2006 | |
| GOYANES EVERARDO | Director | 15 | 2006–2016 | ||
| RUSSELL JOHN F | Officer | Vice Pres.-Pipeline Operations | 1 | 2006 | |
| SINNOTT ROBERT V | Director | 20 | 2006–2020 | ||
| SMITH ARTHUR L | Director | 8 | 2006–2010 | ||
| SYMONDS J TAFT | Director | 18 | 2006–2019 | ||
| LINDSETH ALFRED A | Officer | Sr. V.P- Admin., Tech. & Risk | 1 | 2006 | |
| ARMSTRONG GREG L | Director,Officer | Chairman of the Board & CEO | 28 | 2006–2018 | |
| COINER GEORGE R | Officer | Senior Group Vice President; Senior Vice President | 4 | 2006–2007 | |
| KRAMER PHIL D | Officer | Exec. Vice President; Exec. Vice President & CFO | 25 | 2006–2016 | |
| PEFANIS HARRY N | Director,Officer; Officer | President; President & CCO; President & COO | 27 | 2006–2022 | |
| vonBerg John | Officer | EVP - Commercial Activities; Exec VP -Commercial Activities; Exec VP-Commercial Activities; Sr. VP - Commercial Activities; Vice President-Trading; VP - Commercial Activities | 29 | 2006–2017 | |
| MOORE TIM | Officer | Vice Pres, Gen. Counsel & Sec.; Vice President & Corp. Sec.; Vice President & Sec.; Vice President & Secretary | 17 | 2006–2012 | |
| PETERSEN GARY R | Director | 21 | 2006–2025 | person page Fuzzy | |
| DUCKETT W DAVID | Director,Officer; Officer; Officer,TenPercentOwner | CEO of subsidiary - PMC; President of subsidiary-PMC; President. of subsidiary-PMC; Pres. of subsidiary - PMC; Pres. of subsidiary-PMC; Pres. of subsidiary - PMCULC; Pres. of subsidiary-PMC ULC | 27 | 2007–2016 | |
| SHIRES MARK F | Officer | Sr. Vice President-Operations; Vice President - Operations | 4 | 2007 | |
| SUMMERS TINA L | Officer | Vice President - Acctg & CAO | 7 | 2007–2010 | |
| GORMAN MARK J | Officer | EVP-Operations & Bus. Devel; Sr. VP-Operations & Bus. Devel | 13 | 2008–2016 | |
| Conn Lance | Director | 4 | 2008–2009 | ||
| Temple Chris | Director | 12 | 2009–2020 | ||
| McKay T Geoff | Director | 1 | 2010 | ||
| Herbold Chris | Officer | Sr. VP and Chief Acctg Officer; Sr. VP & Chief Acctg Officer; Sr. VP Finance and CAO; Sr. VP Finance & CAO; VP-Acctg & Chief Acctg Officer | 34 | 2010–2026 | |
| Rutherford John R | Officer | Executive Vice President | 10 | 2010–2015 | person page Fuzzy |
| RAYMOND JOHN T | Director | 19 | 2010–2026 | ||
| Sutil Vicky | Director | 1 | 2010 | ||
| McGee Richard K. | Officer | EVP, General Counsel & Sec.; VP-Gen. Counsel & Secretary; VP - General Counsel and Secy; VP, General Counsel & Sec.; VP - General Counsel & Secy | 33 | 2012–2026 | |
| Figlock Bernard Francis III | Director | 1 | 2015 | ||
| Chiang Willie CW | Director,Officer; Officer | CEO; Chairman and CEO; Chairman & CEO; EVP & COO; EVP & COO (U.S.) | 23 | 2015–2026 | person page Fuzzy |
| Nerbonne Daniel J | Officer | EVP - Operations & Engineering | 9 | 2016–2018 | |
| OCCIDENTAL PETROLEUM CORP /DE/ | Other | 2 | 2016–2019 | ||
| Occidental Transportation Holding Corp | Other | 2 | 2016–2019 | ||
| Oxy Holding Co (Pipeline), Inc. | Other | 2 | 2016–2019 | ||
| OXY USA INC | Other | 2 | 2016–2019 | ||
| EMG Admin GP, LLC | Other | 1 | 2016 | ||
| EMG Admin, LP | Other | 1 | 2016 | ||
| EMG Investment, LLC | Other | 4 | 2016–2020 | ||
| KAFU Holdings II, L.P. | DirectorOther; Other | 7 | 2016–2017 | ||
| KAFU HOLDINGS, L.P. | DirectorOther; Other | 8 | 2016–2018 | ||
| KAFU Holdings (QP), L.P. | Director; DirectorOther; Other | 23 | 2016–2022 | ||
| NGP MR Management, LLC | Other | 3 | 2016–2020 | ||
| Burk Victor | Director | 7 | 2016–2021 | ||
| PAA GP Holdings LLC | Director,TenPercentOwner; TenPercentOwner | 75 | 2016–2026 | ||
| Plains AAP, L.P. | Director,TenPercentOwner; TenPercentOwner | 75 | 2016–2026 | ||
| Plains All American GP LLC | Director,TenPercentOwner; TenPercentOwner | 75 | 2016–2026 | ||
| PLAINS GP HOLDINGS LP | Director,TenPercentOwner; TenPercentOwner | 75 | 2016–2026 | ||
| SHACKOULS BOBBY S | Director | 11 | 2016–2021 | ||
| PAA GP LLC | Director | 1 | 2017 | ||
| Brown Oscar B. | Director | 1 | 2017 | ||
| Pruner Alexandra | Director | 1 | 2018 | ||
| Goebel Jeremy L. | Officer | EVP & CCO; EVP - Commercial | 24 | 2019–2026 | |
| Chandler Chris R. | Officer | EVP & COO | 15 | 2019–2026 | |
| KAYNE ANDERSON CAPITAL ADVISORS LP | Director; DirectorOther; Other | 9 | 2020–2022 | ||
| Ziemba Lawrence Michael | Director | 2 | 2020–2026 | ||
| McCarthy Kevin S | Director | Director | 2 | 2020–2022 | person page Fuzzy |
| DeSanctis Ellen | Director | 1 | 2022 | ||
| TAYLOR CINDY B | Director | 1 | 2026 | person page Fuzzy | |
| Montgomery Russell Lee | Officer | VP, Acctg & CAO | 1 | 2026 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Plan sponsor | PACIFIC ENERGY MANAGEMENT LLC. C/O PLAINS ALL AMERICAN PIPELINE LP | TX | Form 5500 (employee benefit plans) | EIN (EXACT) |
| SEC filer | PLAINS ALL AMERICAN PIPELINE LP | SEC filers (EDGAR) | CIK (EXACT) | |
| Form 5500 plan sponsor | PACIFIC ENERGY MANAGEMENT LLC. C/O PLAINS ALL AMERICAN PIPELINE LP | EIN (EXACT) | ||
| Person page | Cindy B Taylor | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Gary R Petersen | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | John R Rutherford | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) | |
| Person page | Kevin S Mccarthy | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Willie Cw Chiang | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Pipe Lines (No Natural Gas), TX first:
- GENESIS ENERGY LP TX
- KINDER MORGAN INC /DE/ TX
- NuStar Energy L.P. TX
- KINDER MORGAN MANAGEMENT LLC TX
- Energy Transfer Operating, L.P. TX
- NuStar GP Holdings, LLC TX
- HOLLY ENERGY PARTNERS LP TX
- Buckeye GP Holdings L.P. TX
- Plains GP Holdings LP INACTIVE TX
- Oiltanking Partners, L.P. TX
Interests: Pipe Lines (No Natural Gas)