IPO registrations (S-1, F-1) · Registrants
FILANA THERAPEUTICS, INC.
- SEC CIK
- 1069530 · filings on EDGAR ↗
- Name on the registration
- PAIN THERAPEUTICS INC
- Former names
- CASSAVA SCIENCES INC (2018–2026); PAIN THERAPEUTICS INC (2000–2019)
- Registration
- Form S-1, first filed 2000-03-14, last 2018-12-18; 2 initial registrations, 3 amendments
- Outcome
- Final prospectus filed 2000-07-14; declared effective 2010-08-10; withdrawal requested 2003-08-14
- Industry (SIC)
- Pharmaceutical Preparations 2834
- Incorporated in
- DE
- Business address
- 6801 N CAPITAL OF TEXAS HIGHWAY, BUILDING 1; SUITE 300, Austin, TX 78731
- EIN
- 91-1911336
- Ticker
- FLNA (Nasdaq)
- EDGAR entity type
- operating
- Insiders and CEO pay
- FILANA THERAPEUTICS, INC. on the corporate pages
Offering terms
- Proposed price range
- $11.00–$13.00 per share (S-1/A filed 2000-07-11)
- Final price
- $12.00 per share, within the range (424B1 filed 2000-07-14, an initial public offering)
- Shares sold
- 5,000,000
- Gross proceeds
- $60,000,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol PTIE
- Lead underwriters
- Thomas Weisel Partners (2,444,000 shares)
- Syndicate
- CIBC World Markets (2,021,000); Tucker Anthony Cleary Gull; Tucker Anthony Incorporated (235,000); J.P. Morgan (80,000); Donaldson, Lufkin & Jenrette (80,000); Wachovia (80,000); Raymond James (60,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: FILANA THERAPEUTICS, INC. Fuzzy (name and state)
- Form 5500 plan sponsor: CASSAVA SCIENCES, INC. EXACT (EIN (EXACT))
- Form D issuer: PAIN THERAPEUTICS INC EXACT (CIK (EXACT))
- SEC filer: CASSAVA SCIENCES INC EXACT (CIK (EXACT))
Filings 13
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2000-03-14 | S-1 | S-1 (registration) | PAIN THERAPEUTICS INC | 0000891618-00-001419 ↗ |
| 2000-05-11 | S-1/A | S-1/A (amendment) | PAIN THERAPEUTICS INC | 0000891618-00-002731 ↗ |
| 2000-06-20 | S-1/A | S-1/A (amendment) | PAIN THERAPEUTICS INC | 0000891618-00-003433 ↗ |
| 2000-07-11 | S-1/A | S-1/A (amendment) | PAIN THERAPEUTICS INC | 0000891618-00-003782 ↗ |
| 2000-07-14 | 424B1 | 424B1 (final prospectus) | PAIN THERAPEUTICS INC | 0000891618-00-003867 ↗ |
| 2003-08-14 | RW | RW (withdrawal request) | PAIN THERAPEUTICS INC | 0000891618-03-004442 ↗ |
| 2003-09-22 | 424B1 | 424B1 (final prospectus) | PAIN THERAPEUTICS INC | 0001193125-03-052440 ↗ |
| 2010-08-10 | EFFECT | EFFECT (declared effective) | PAIN THERAPEUTICS INC | 9999999995-10-002409 ↗ |
| 2014-03-12 | EFFECT | EFFECT (declared effective) | PAIN THERAPEUTICS INC | 9999999995-14-000642 ↗ |
| 2017-07-31 | EFFECT | EFFECT (declared effective) | PAIN THERAPEUTICS INC | 9999999995-17-001984 ↗ |
| 2018-12-18 | S-1 | S-1 (registration) | PAIN THERAPEUTICS INC | 0001069530-18-000068 ↗ |
| 2019-01-30 | EFFECT | EFFECT (declared effective) | PAIN THERAPEUTICS INC | 9999999995-19-000036 ↗ |
| 2020-05-05 | EFFECT | EFFECT (declared effective) | CASSAVA SCIENCES INC | 9999999995-20-001040 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2000-07-11 | S-1/A | registration statement | $11.00–$13.00 | 5,000,000 | - | Nasdaq PTIE | 4 | primary document; range, price line, shares headline, proceeds computed, price outside the range dropped, underwriting table 1, cover names 3 | document ↗ | |
| 2000-07-14 | 424B1 | final prospectus | $12.00 | 5,000,000 | $60,000,000 | Nasdaq PTIE | 8 | primary document; price sentence, shares headline, proceeds table, underwriting table 7, cover names 3 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| BLACK BEAR OFFSHORE MASTER FUND LP | TenPercentOwner | 59 | 2006–2009 | ||
| BARBIER REMI | Director,Officer; Director,Officer,TenPercentOwner | CEO; CEO and Chairman of Board; CEO and Chairman of BOD; CEO and Chairman of the Board; CEO and Chair of Board; CEO and Chair of the Board; CEO, Chairman of Board; CEO & Chairman of the Board; CEO &Chairman of the Board; CEO, Chairman of the Board; CEO, President and Chairman of; CEO, President, Chairman of Bd; Chief Executive Officer; Chief Executive Officer,; Chief Executive Officer/Chairm; President and CEO; President & CEO | 105 | 2006–2024 | |
| RODDY PETER S | Director; Director,Officer; Officer | CFO; Cheif Fianancial Officer; chief Fianancial Officer; Chief Fiancial Officer; Chief Financial Officer; Chief Fnancial Officer; Vice President and CFO; Vice President & CFO | 49 | 2006–2016 | |
| O DONNELL MICHAEL J | Director | 29 | 2006–2025 | ||
| FRIEDMANN NADAV | Director,Officer | Chief Medical Officer; Chief Medical & Operating Off.; Chief Operating & Med. Officer; Chief Operating & Med.Officer; Chief Operating Officer; Chief Scientific Officer; Chief Sientific Officer; COO; Operating & Med. Officer | 60 | 2006–2023 | |
| GUSSIN ROBERT Z | Director | 39 | 2006–2025 | ||
| LOUCKS VERNON R JR | Director | 4 | 2006–2007 | ||
| ROBERTSON SANFORD | Director | 51 | 2006–2024 | ||
| SCHOENHARD GRANT | Director; Director,Officer; Officer | Chief Scientific Officer | 21 | 2006–2014 | |
| SCANNON PATRICK J MD PHD | Director | 24 | 2007–2025 | ||
| EASTBOURNE CAPITAL MANAGEMENT LLC/CA | TenPercentOwner | 10 | 2008–2009 | ||
| Kalir Erez | TenPercentOwner | 3 | 2011 | ||
| Perry Craig | TenPercentOwner | 3 | 2011 | ||
| Sabretooth Capital Management, LLC | TenPercentOwner | 3 | 2011 | ||
| Sabretooth Capital Partners, LLC | TenPercentOwner | 3 | 2011 | ||
| Sabretooth Master Fund, L.P. | TenPercentOwner | 3 | 2011 | ||
| Ramasastry Saira | Director | 15 | 2013–2019 | ||
| ARMISTICE CAPITAL, LLC | TenPercentOwner | 3 | 2018 | ||
| Armistice Capital Master Fund Ltd. | TenPercentOwner | 3 | 2018 | ||
| Boyd Steven | TenPercentOwner | 3 | 2018 | ||
| Schoen Eric | Officer | Chief Financial Officer | 13 | 2018–2025 | |
| Kupiec James William | Officer | Chief Clinical Dev. Officer; Chief Medical Officer | 7 | 2021–2024 | |
| Barry Richard | Director; Director,Officer | President & CEO | 14 | 2021–2026 | |
| Cook Robert Christopher | Officer | Chief Operating & Legal Office; SVP & General Counsel | 7 | 2022–2025 | |
| Anderson Robert Eugene Jr | Director | 5 | 2023–2025 | ||
| Gravier Pierre | Director | 4 | 2023–2025 | ||
| Nicaise Claude | Director | 4 | 2023–2025 | ||
| Landen Jaren | Officer | Chief Clinical Dev. Officer | 2 | 2024 | |
| Nassif Freda | Officer | Chief Business Officer; Chief Commercial Officer | 3 | 2024–2025 | |
| Bir Dawn Carter | Director | 2 | 2025 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2018-08-30 | PAIN THERAPEUTICS INC | Pharmaceuticals | $1,107,597 | $1,107,597 | 13 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | FILANA THERAPEUTICS, INC. | State business registries | name and state | |
| Form 5500 plan sponsor | CASSAVA SCIENCES, INC. | EIN (EXACT) | ||
| Form D issuer | PAIN THERAPEUTICS INC | Form D private offerings | CIK (EXACT) | |
| SEC filer | CASSAVA SCIENCES INC | SEC filers (EDGAR) | CIK (EXACT) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.