IPO registrations (S-1, F-1) · Registrants

FILANA THERAPEUTICS, INC.

SEC CIK
1069530 · filings on EDGAR ↗
Name on the registration
PAIN THERAPEUTICS INC
Former names
CASSAVA SCIENCES INC (2018–2026); PAIN THERAPEUTICS INC (2000–2019)
Registration
Form S-1, first filed 2000-03-14, last 2018-12-18; 2 initial registrations, 3 amendments
Outcome
Final prospectus filed 2000-07-14; declared effective 2010-08-10; withdrawal requested 2003-08-14
Industry (SIC)
Pharmaceutical Preparations 2834
Incorporated in
DE
Business address
6801 N CAPITAL OF TEXAS HIGHWAY, BUILDING 1; SUITE 300, Austin, TX 78731
EIN
91-1911336
Ticker
FLNA (Nasdaq)
EDGAR entity type
operating
Insiders and CEO pay
FILANA THERAPEUTICS, INC. on the corporate pages

Offering terms

Proposed price range
$11.00–$13.00 per share (S-1/A filed 2000-07-11)
Final price
$12.00 per share, within the range (424B1 filed 2000-07-14, an initial public offering)
Shares sold
5,000,000
Gross proceeds
$60,000,000 before underwriting discounts and any over-allotment option
Listing
Nasdaq under the symbol PTIE
Lead underwriters
Thomas Weisel Partners (2,444,000 shares)
Syndicate
CIBC World Markets (2,021,000); Tucker Anthony Cleary Gull; Tucker Anthony Incorporated (235,000); J.P. Morgan (80,000); Donaldson, Lufkin & Jenrette (80,000); Wachovia (80,000); Raymond James (60,000)

Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.

Filings 13

FiledFormWhat it isName as filedEDGAR
2000-03-14S-1S-1 (registration)PAIN THERAPEUTICS INC0000891618-00-001419 ↗
2000-05-11S-1/AS-1/A (amendment)PAIN THERAPEUTICS INC0000891618-00-002731 ↗
2000-06-20S-1/AS-1/A (amendment)PAIN THERAPEUTICS INC0000891618-00-003433 ↗
2000-07-11S-1/AS-1/A (amendment)PAIN THERAPEUTICS INC0000891618-00-003782 ↗
2000-07-14424B1424B1 (final prospectus)PAIN THERAPEUTICS INC0000891618-00-003867 ↗
2003-08-14RWRW (withdrawal request)PAIN THERAPEUTICS INC0000891618-03-004442 ↗
2003-09-22424B1424B1 (final prospectus)PAIN THERAPEUTICS INC0001193125-03-052440 ↗
2010-08-10EFFECTEFFECT (declared effective)PAIN THERAPEUTICS INC9999999995-10-002409 ↗
2014-03-12EFFECTEFFECT (declared effective)PAIN THERAPEUTICS INC9999999995-14-000642 ↗
2017-07-31EFFECTEFFECT (declared effective)PAIN THERAPEUTICS INC9999999995-17-001984 ↗
2018-12-18S-1S-1 (registration)PAIN THERAPEUTICS INC0001069530-18-000068 ↗
2019-01-30EFFECTEFFECT (declared effective)PAIN THERAPEUTICS INC9999999995-19-000036 ↗
2020-05-05EFFECTEFFECT (declared effective)CASSAVA SCIENCES INC9999999995-20-001040 ↗

Prospectus pages read 2

FiledFormRead asRangePriceSharesProceedsListingUnderwritersWhat was foundDocument
2000-07-11S-1/Aregistration statement$11.00–$13.005,000,000-Nasdaq PTIE4primary document; range, price line, shares headline, proceeds computed, price outside the range dropped, underwriting table 1, cover names 3document ↗
2000-07-14424B1final prospectus$12.005,000,000$60,000,000Nasdaq PTIE8primary document; price sentence, shares headline, proceeds table, underwriting table 7, cover names 3document ↗

Officers, directors and large holders Forms 3, 4 and 5

InsiderRoleTitleFilingsYearsOn this site
BLACK BEAR OFFSHORE MASTER FUND LPTenPercentOwner592006–2009
BARBIER REMIDirector,Officer; Director,Officer,TenPercentOwnerCEO; CEO and Chairman of Board; CEO and Chairman of BOD; CEO and Chairman of the Board; CEO and Chair of Board; CEO and Chair of the Board; CEO, Chairman of Board; CEO & Chairman of the Board; CEO &Chairman of the Board; CEO, Chairman of the Board; CEO, President and Chairman of; CEO, President, Chairman of Bd; Chief Executive Officer; Chief Executive Officer,; Chief Executive Officer/Chairm; President and CEO; President & CEO1052006–2024
RODDY PETER SDirector; Director,Officer; OfficerCFO; Cheif Fianancial Officer; chief Fianancial Officer; Chief Fiancial Officer; Chief Financial Officer; Chief Fnancial Officer; Vice President and CFO; Vice President & CFO492006–2016
O DONNELL MICHAEL JDirector292006–2025
FRIEDMANN NADAVDirector,OfficerChief Medical Officer; Chief Medical & Operating Off.; Chief Operating & Med. Officer; Chief Operating & Med.Officer; Chief Operating Officer; Chief Scientific Officer; Chief Sientific Officer; COO; Operating & Med. Officer602006–2023
GUSSIN ROBERT ZDirector392006–2025
LOUCKS VERNON R JRDirector42006–2007
ROBERTSON SANFORDDirector512006–2024
SCHOENHARD GRANTDirector; Director,Officer; OfficerChief Scientific Officer212006–2014
SCANNON PATRICK J MD PHDDirector242007–2025
EASTBOURNE CAPITAL MANAGEMENT LLC/CATenPercentOwner102008–2009
Kalir ErezTenPercentOwner32011
Perry CraigTenPercentOwner32011
Sabretooth Capital Management, LLCTenPercentOwner32011
Sabretooth Capital Partners, LLCTenPercentOwner32011
Sabretooth Master Fund, L.P.TenPercentOwner32011
Ramasastry SairaDirector152013–2019
ARMISTICE CAPITAL, LLCTenPercentOwner32018
Armistice Capital Master Fund Ltd.TenPercentOwner32018
Boyd StevenTenPercentOwner32018
Schoen EricOfficerChief Financial Officer132018–2025
Kupiec James WilliamOfficerChief Clinical Dev. Officer; Chief Medical Officer72021–2024
Barry RichardDirector; Director,OfficerPresident & CEO142021–2026
Cook Robert ChristopherOfficerChief Operating & Legal Office; SVP & General Counsel72022–2025
Anderson Robert Eugene JrDirector52023–2025
Gravier PierreDirector42023–2025
Nicaise ClaudeDirector42023–2025
Landen JarenOfficerChief Clinical Dev. Officer22024
Nassif FredaOfficerChief Business Officer; Chief Commercial Officer32024–2025
Bir Dawn CarterDirector22025

Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.

Private offerings before or after (Form D)

First filedIssuerIndustryOfferingSoldInvestorsFilings
2018-08-30PAIN THERAPEUTICS INCPharmaceuticals$1,107,597$1,107,597131

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.

Also on this site Fuzzy

RecordName as filedWhereDatasetMatched by
Business registrationFILANA THERAPEUTICS, INC.State business registriesname and state
Form 5500 plan sponsorCASSAVA SCIENCES, INC.EIN (EXACT)
Form D issuerPAIN THERAPEUTICS INCForm D private offeringsCIK (EXACT)
SEC filerCASSAVA SCIENCES INCSEC filers (EDGAR)CIK (EXACT)

Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.