IPO registrations (S-1, F-1) · Registrants
LIME ENERGY CO.
- SEC CIK
- 1065860 · filings on EDGAR ↗
- Former names
- ELECTRIC CITY CORP (1999–2006)
- Registration
- Form S-1, first filed 2004-05-03, last 2009-09-14; 4 initial registrations, 10 amendments
- Outcome
- Final prospectus filed 2009-09-22; declared effective 2007-02-14; withdrawal requested 2006-08-28
- Industry (SIC)
- Construction - Special Trade Contractors 1700
- Incorporated in
- DE
- Business address
- 3 CONVERY BLVD., SUITE 600, Woodbridge, NJ 08889
- EIN
- 36-4197337
- EDGAR entity type
- operating
- Insiders and CEO pay
- LIME ENERGY CO. on the corporate pages
Offering terms
- Final price
- $5.50 per share (424B4 filed 2009-09-22)
- Shares sold
- 5,000,000
- Gross proceeds
- $27,500,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol LIME
- Lead underwriters
- Wedbush Securities
- Syndicate
- Canaccord Genuity (1,875,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: LIME ENERGY CO. EXACT (EIN (EXACT, as the state registration reports it))
- Form 5500 plan sponsor: LIME ENERGY CO. EXACT (EIN (EXACT))
- Federal award recipient: LIME ENERGY CO. Fuzzy (name and state)
- Form D issuer: LIME ENERGY CO. EXACT (CIK (EXACT))
- SEC filer: ELECTRIC CITY CORP EXACT (CIK (EXACT))
- Person page: John Thomas Hurvis Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (TenPercentOwner))
- Person page: Tommy Mike Pappas Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 25
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2004-05-03 | S-1 | S-1 (registration) | ELECTRIC CITY CORP | 0000950137-04-003495 ↗ |
| 2004-05-21 | S-1/A | S-1/A (amendment) | ELECTRIC CITY CORP | 0000950137-04-004341 ↗ |
| 2006-08-28 | RW | RW (withdrawal request) | ELECTRIC CITY CORP | 0000950137-06-009512 ↗ |
| 2006-08-29 | RW | RW (withdrawal request) | ELECTRIC CITY CORP | 0000950137-06-009602 ↗ |
| 2006-08-30 | S-1 | S-1 (registration) | ELECTRIC CITY CORP | 0000950137-06-009656 ↗ |
| 2006-10-17 | S-1/A | S-1/A (amendment) | LIME ENERGY CO. | 0000950137-06-011083 ↗ |
| 2006-10-30 | S-1 | S-1 (registration) | LIME ENERGY CO. | 0000950137-06-011587 ↗ |
| 2006-11-20 | RW | RW (withdrawal request) | LIME ENERGY CO. | 0000950137-06-012670 ↗ |
| 2006-11-20 | S-1/A | S-1/A (amendment) | LIME ENERGY CO. | 0000950137-06-012673 ↗ |
| 2006-11-29 | S-1/A | S-1/A (amendment) | LIME ENERGY CO. | 0000950137-06-012987 ↗ |
| 2007-01-26 | S-1/A | S-1/A (amendment) | LIME ENERGY CO. | 0000950137-07-000990 ↗ |
| 2007-02-09 | S-1/A | S-1/A (amendment) | LIME ENERGY CO. | 0000950137-07-001852 ↗ |
| 2007-02-09 | S-1/A | S-1/A (amendment) | LIME ENERGY CO. | 0000950137-07-001855 ↗ |
| 2007-02-14 | S-1/A | S-1/A (amendment) | LIME ENERGY CO. | 0000950137-07-002206 ↗ |
| 2007-02-14 | EFFECT | EFFECT (declared effective) | LIME ENERGY CO. | 9999999995-07-000651 ↗ |
| 2007-02-14 | EFFECT | EFFECT (declared effective) | LIME ENERGY CO. | 9999999995-07-000653 ↗ |
| 2007-05-16 | EFFECT | EFFECT (declared effective) | LIME ENERGY CO. | 9999999995-07-001974 ↗ |
| 2007-09-18 | EFFECT | EFFECT (declared effective) | LIME ENERGY CO. | 9999999995-07-003708 ↗ |
| 2007-12-06 | EFFECT | EFFECT (declared effective) | LIME ENERGY CO. | 9999999995-07-004757 ↗ |
| 2009-02-10 | EFFECT | EFFECT (declared effective) | LIME ENERGY CO. | 9999999995-09-000350 ↗ |
| 2009-08-12 | S-1 | S-1 (registration) | LIME ENERGY CO. | 0001047469-09-007630 ↗ |
| 2009-08-28 | S-1/A | S-1/A (amendment) | LIME ENERGY CO. | 0001047469-09-008050 ↗ |
| 2009-09-14 | S-1/A | S-1/A (amendment) | LIME ENERGY CO. | 0001047469-09-008324 ↗ |
| 2009-09-17 | EFFECT | EFFECT (declared effective) | LIME ENERGY CO. | 9999999995-09-002587 ↗ |
| 2009-09-22 | 424B4 | 424B4 (final prospectus) | LIME ENERGY CO. | 0001047469-09-008459 ↗ |
Prospectus pages read 3
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2009-08-28 | S-1/A | registration statement | 5,000,000 | - | Nasdaq LIME | 2 | primary document; shares headline, cover names 2 | document ↗ | ||
| 2009-09-14 | S-1/A | registration statement | - | - | 0 | primary document; no terms found | document ↗ | |||
| 2009-09-22 | 424B4 | final prospectus | $5.50 | 5,000,000 | $27,500,000 | Nasdaq LIME | 2 | primary document; price sentence, shares headline, proceeds table, underwriting table 1, cover names 2 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| ASPLUND DAVID R | Director; Director,Officer; Officer | CEO; Chief Executive Officer; Executive Chairman | 35 | 2006–2013 | |
| KIPHART RICHARD P | Director; Director,TenPercentOwner; TenPercentOwner | 75 | 2006–2016 | ||
| Valentine David | Director | 20 | 2006–2010 | ||
| BUKOVSKI JOHN | Director | 1 | 2006 | ||
| CAREY WILLIAM RUSSELL JR | Director | 11 | 2006–2011 | ||
| BARNUM GREGORY T | Director | 28 | 2006–2016 | ||
| MARINO JOSEPH | TenPercentOwner | 12 | 2006 | ||
| PIENTKA GERALD A | Director | 3 | 2006–2007 | ||
| MISTARZ JEFFREY | Officer | CEO; CFO; Chief Financial Officer | 24 | 2006–2012 | |
| Parke Daniel | Director; Director,Officer; Officer | COO; President; President & COO | 24 | 2006–2011 | |
| PISANO LEONARD | Officer | Executive Vice President | 5 | 2006–2007 | |
| Desmond Joseph Francis | Director | 9 | 2007–2012 | ||
| O'Rourke John | Director; Director,Officer; Officer | Chief Operating Officer; COO; President and CEO; President & CEO | 10 | 2009–2014 | |
| CAPPS CHRISTOPHER W | Director | 21 | 2009–2016 | ||
| Glick Stephen | Director | 17 | 2009–2015 | ||
| Kapadia Pradeep | Director | 2 | 2011 | ||
| Procell C Adam | Officer | CEO and President; CEO and Presirent; President & CEO; President & COO | 5 | 2013–2015 | |
| Hurvis John Thomas | TenPercentOwner | 3 | 2013–2015 | person page Fuzzy | |
| John Thomas Hurvis Revocable Trust | TenPercentOwner | 2 | 2013–2014 | ||
| Brennan Mary Colleen | Officer; Other | Chief Financial Officer | 5 | 2014–2015 | |
| Pappas Tommy Mike | Director | 9 | 2014–2016 | person page Fuzzy | |
| Bison Capital Partners IV GP, L.P. | Director,TenPercentOwner; TenPercentOwner | 16 | 2014–2016 | ||
| BISON CAPITAL PARTNERS IV, L.P. | Director,TenPercentOwner; TenPercentOwner | 17 | 2014–2016 | ||
| Hildebrand Andreas | Director; Director,TenPercentOwner | 15 | 2014–2016 | ||
| Macdonald Peter Scott | Director; Director,TenPercentOwner | 11 | 2014–2016 | ||
| Torkelson Bruce Daniel | Officer | Chief Financial Officer | 2 | 2016 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2015-04-07 | LIME ENERGY CO. | Other Energy | $11,750,000 | $11,750,000 | 1 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | LIME ENERGY CO. | NC | State business registries | EIN (EXACT, as the state registration reports it) |
| Plan sponsor | LIME ENERGY CO. | NJ | Form 5500 (employee benefit plans) | name and state |
| Federal award recipient | LIME ENERGY CO. | NJ | Federal spending (USAspending) | name and state |
| Form D issuer | LIME ENERGY CO. | NC | Form D private offerings | CIK (EXACT) |
| Patent assignee | Lime Energy Co. | NJ | Patents (USPTO) | name and state |
| SEC filer | LIME ENERGY CO. | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | Lime Energy Co. | NJ | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | LIME ENERGY CO. | EIN (EXACT) | ||
| Person page | John Thomas Hurvis | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (TenPercentOwner) | |
| Person page | Tommy Mike Pappas | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Construction - Special Trade Contractors, NJ first:
- R TEC TECHNOLOGIES INC NJ
- Holtec Nuclear Corp NJ
- Embark Holdings, Inc. CA
- DIAMOND HOME SERVICES INC IL
- AMERICAN RESIDENTIAL SERVICES INC TX
- CHICAGO BRIDGE & IRON CO N V P7
- SCHUFF INTERNATIONAL INC AZ
- ENCOMPASS SERVICES CORP TX
- ENFINITY CORP GA
- GENERAL ROOFING SERVICES INC FL
In other datasets, the same topic (Construction) in NJ:
- Form D issuer: 18531 Aliso Canyon Road Dev Co LLC (Form D private offerings)
- Lobbying client: 4-U CORP (Federal lobbying (LDA))
Interests: Construction - Special Trade Contractors · Construction