IPO registrations (S-1, F-1) · Registrants
WASTE SERVICES, INC.
- SEC CIK
- 1065736 · filings on EDGAR ↗
- Name on the registration
- CAPITAL ENVIRONMENTAL RESOURCE INC
- Former names
- CAPITAL ENVIRONMENTAL RESOURCE INC (1999–2004)
- Registration
- Form F-1, first filed 1999-05-03, last 1999-05-25; 1 initial registration, 2 amendments
- Outcome
- Final prospectus filed 1999-06-04
- Industry (SIC)
- Refuse Systems 4953
- Incorporated in
- A6
- Business address
- 1122 INTERNATIONAL BLVD., SUITE 601, Burlington, A6 L7L 6Z8
- EDGAR entity type
- operating
- Insiders and CEO pay
- WASTE SERVICES, INC. on the corporate pages
Offering terms
- Proposed price range
- $13.00–$15.00 per share (F-1/A filed 1999-05-25)
- Final price
- $11.00 per share, below the range (424B4 filed 1999-06-04, an initial public offering)
- Shares sold
- 3,258,725 (all by selling holders)
- Gross proceeds
- $35,845,975 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol CERI
- Lead underwriters
- Credit Suisse; Raymond James
- Syndicate
- Sanders Morris Mundy; Exchange Act of (1,934)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- SEC filer: WASTE SERVICES, INC. EXACT (CIK (EXACT))
- Person page: Edwin D Johnson Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
- Person page: Frank T Nickell Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (TenPercentOwner))
Filings 4
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1999-05-03 | F-1 | F-1 (foreign registration) | CAPITAL ENVIRONMENTAL RESOURCE INC | 0001047469-99-017816 ↗ |
| 1999-05-18 | F-1/A | F-1/A (amendment) | CAPITAL ENVIRONMENTAL RESOURCE INC | 0001047469-99-021345 ↗ |
| 1999-05-25 | F-1/A | F-1/A (amendment) | CAPITAL ENVIRONMENTAL RESOURCE INC | 0001047469-99-022069 ↗ |
| 1999-06-04 | 424B4 | 424B4 (final prospectus) | CAPITAL ENVIRONMENTAL RESOURCE INC | 0001047469-99-023168 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 1999-05-25 | F-1/A | registration statement | $13.00–$15.00 | 3,750,000 | - | Nasdaq CERI | 3 | from the submission text; range, shares headline, cover names 3 | document ↗ | |
| 1999-06-04 | 424B4 | final prospectus | $11.00 | 3,258,725 | $35,845,975 | Nasdaq CERI | 4 | from the submission text; price sentence, shares headline, proceeds computed, underwriting table 1, cover names 3 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Indick Murray A | Director; Director,TenPercentOwner; TenPercentOwner | 36 | 2006–2009 | ||
| Lawlor Henry J Jr | Director; Director,TenPercentOwner; TenPercentOwner | 36 | 2006–2009 | ||
| McCarthy Charles E | Director; Director,TenPercentOwner; TenPercentOwner | 36 | 2006–2009 | ||
| Prides Capital Partners, LLC | Director; Director,TenPercentOwner; TenPercentOwner | 37 | 2006–2009 | ||
| Puscasiu Christian | Director,TenPercentOwner; TenPercentOwner | 23 | 2006 | ||
| Richardson Kevin A II | Director; Director,TenPercentOwner; TenPercentOwner | 36 | 2006–2009 | ||
| WESTBURY BERMUDA LTD | TenPercentOwner | 31 | 2006–2010 | ||
| SUTHERLAND YOEST DAVID | Director,Officer | CEO and President; Chairman and CEO; President and CEO | 5 | 2006–2010 | |
| Short Jack E | Director | 5 | 2007–2010 | ||
| TIMMENY WALLACE L | Director | 7 | 2007–2010 | ||
| WILCOX CHARLES A | Officer | President & COO | 1 | 2007 | |
| Johnson Edwin D | Officer | CFO; Chief Financial Officer; Executive VP and CFO | 14 | 2007–2010 | person page Fuzzy |
| HULLIGAN WILLIAM P | Officer | Executive Vice President | 15 | 2007–2010 | |
| Westbury Trust | TenPercentOwner | 29 | 2007–2010 | ||
| CAIRNS IVAN R | Officer | Vice President & Secretary; Vice President, Secretary | 4 | 2008–2010 | |
| DEGROOTE GARY W | Director | 4 | 2008–2010 | ||
| GOEBEL BRIAN A | Officer | VP & Assistant Secretary | 1 | 2008 | |
| Lazar Michael B | Director | 4 | 2008–2010 | ||
| MATELICH GEORGE E | Director; Director,TenPercentOwner | 7 | 2008–2010 | ||
| REMILLARD LUCIEN | Director | 5 | 2008–2010 | ||
| Verrochi Michael J. | Director | 5 | 2008–2010 | ||
| BERNEY PHILIP E | TenPercentOwner | 4 | 2008–2010 | ||
| BYNUM FRANK K | TenPercentOwner | 4 | 2008–2010 | ||
| Connors James J II | TenPercentOwner | 4 | 2008–2010 | ||
| GOLDBERG MICHAEL B | TenPercentOwner | 4 | 2008–2010 | ||
| KELSO GP VI LLC | TenPercentOwner | 4 | 2008–2010 | ||
| KELSO INVESTMENT ASSOCIATES VI L P | TenPercentOwner | 4 | 2008–2010 | ||
| KEP VI LLC | TenPercentOwner | 4 | 2008–2010 | ||
| Loverro Frank J | TenPercentOwner | 4 | 2008–2010 | ||
| NICKELL FRANK T | TenPercentOwner | 4 | 2008–2010 | person page Fuzzy | |
| WAHRHAFTIG DAVID I | TenPercentOwner | 4 | 2008–2010 | ||
| WALL THOMAS R IV | TenPercentOwner | 4 | 2008–2010 | ||
| DeGroote Michael H | Director | 4 | 2008–2010 | ||
| BISHOP WAYNE R | Officer | Vice President & Controller; Vice President, Controller; VP & Controller | 5 | 2009–2010 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| SEC filer | WASTE SERVICES, INC. | SEC filers (EDGAR) | CIK (EXACT) | |
| Person page | Edwin D Johnson | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) | |
| Person page | Frank T Nickell | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (TenPercentOwner) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Refuse Systems, A6 first:
- SusGlobal Energy Corp. A6
- BioCrude Technologies USA, Inc. A8
- REPUBLIC SERVICES, INC. AZ
- ALANCO TECHNOLOGIES INC AZ
- Digital Locations, Inc. CA
- ESTRE AMBIENTAL, INC. D5
- China Industrial Waste Management Inc. F4
- STAR SERVICES GROUP INC FL
- Advanced Disposal Services, Inc. FL
- Summit Networks Inc. FL
In other datasets, the same topic (Energy) in A6:
- Form D issuer: Algonquin Power Co (Form D private offerings)
Interests: Refuse Systems · Energy