IPO registrations (S-1, F-1) · Registrants
POZEN INC /NC
- SEC CIK
- 1059790 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2000-04-28, last 2000-10-10; 1 initial registration, 4 amendments
- Outcome
- Final prospectus filed 2000-10-11
- Industry (SIC)
- Pharmaceutical Preparations 2834
- Business address
- 1414 RALEIGH ROAD, SUITE 400, Chapel Hill, NC 27517
- EIN
- 62-1657552
- EDGAR entity type
- operating
- Insiders and CEO pay
- POZEN INC /NC on the corporate pages
Offering terms
- Final price
- $15.00 per share (424B4 filed 2000-10-11, an initial public offering)
- Shares sold
- 5,000,000
- Gross proceeds
- $75,000,000 before underwriting discounts and any over-allotment option
- Lead underwriters
- Piper Sandler
- Syndicate
- Prudential Securities (1,260,000); Pacific Growth Equities, Inc (840,000); BofA Securities (100,000); CIBC World Markets (100,000); RBC Capital Markets (100,000); Lehman Brothers (100,000); Cowen (100,000); UBS (100,000); Thomas Weisel Partners (100,000); Redwine & Company Inc (50,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Form 5500 plan sponsor: POZEN INC. EXACT (EIN (EXACT))
- SEC filer: POZEN INC /NC EXACT (CIK (EXACT))
- Person page: Donald H Namm Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: John E Barnhardt Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
Filings 6
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2000-04-28 | S-1 | S-1 (registration) | POZEN INC /NC | 0000950109-00-001671 ↗ |
| 2000-08-11 | S-1/A | S-1/A (amendment) | POZEN INC /NC | 0000950132-00-000658 ↗ |
| 2000-08-28 | S-1/A | S-1/A (amendment) | POZEN INC /NC | 0000950109-00-003710 ↗ |
| 2000-09-20 | S-1/A | S-1/A (amendment) | POZEN INC /NC | 0000950109-00-003932 ↗ |
| 2000-10-10 | S-1/A | S-1/A (amendment) | POZEN INC /NC | 0000950109-00-004140 ↗ |
| 2000-10-11 | 424B4 | 424B4 (final prospectus) | POZEN INC /NC | 0000950109-00-004146 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2000-10-10 | S-1/A | registration statement | $1.12 | 5,000,000 | $5,600,000 | 3 | primary document; price line, shares headline, proceeds computed, cover names 3 | document ↗ | ||
| 2000-10-11 | 424B4 | final prospectus | $15.00 | 5,000,000 | $75,000,000 | 11 | primary document; price sentence, shares headline, proceeds table, underwriting table 10, cover names 3 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| ADOMONIS KRISTINA M | Officer | Senior VP, Business Dev | 6 | 2006–2007 | |
| ALEXANDER W JAMES | Officer | Senior VP, Product Development | 1 | 2006 | |
| BARNHARDT JOHN E | Officer | VP, Finance & Admin.; VP, Finance and Administration; VP, Finance and Adminstration | 30 | 2006–2016 | person page Fuzzy |
| BUTLER JAMES R | Director | 1 | 2006 | ||
| Hodges William L | Officer | Chief Financial Officer; Sr. VP Finance, CFO; SR VP Finance, CFO | 29 | 2006–2016 | |
| Kirsch Arthur S | Director | 16 | 2006–2016 | ||
| LEE KENNETH B JR | Director | 14 | 2006–2015 | ||
| PLACHETKA JOHN R | Director,Officer; Director,Officer,TenPercentOwner; TenPercentOwner | President, CEO and Chairman | 54 | 2006–2015 | |
| Reese Marshall E | Officer | Exec VP, Prod Dev; Exec VP, Product Development | 3 | 2006–2008 | |
| RIZZO PAUL J | Director | 4 | 2006–2009 | ||
| TOMASON BRUCE A | Director | 5 | 2006–2008 | ||
| WISE PETER J | Director | 19 | 2006–2008 | ||
| WOOD TED G | Director | 1 | 2006 | ||
| MAUZEY JAMES JOSEPH | Director | 7 | 2006–2011 | ||
| Namm Donald H | Director | 2 | 2006 | person page Fuzzy | |
| REJEANGE JACQUES | Director | 9 | 2007–2012 | ||
| Thomas Gilda Marie | Officer | See Remarks; Sr VP, Gen Cnsl & Secretary; Sr, VP, Gen Cnsl & Secretary; Sr. VP, Gen Cnsl & Secretary; Sr. VP, Gen. Cnsl. & Secretary | 19 | 2008–2016 | |
| Orlemans Everardus | Officer | Sr. VP, Product Development | 2 | 2009–2010 | |
| Larson Angela Maria | Director | 4 | 2009–2011 | ||
| Cermak Elizabeth | Officer | EVP, Chief Commercial Officer | 8 | 2009–2013 | |
| Fort John G. | Officer | Chief Medical Officer; Chief Scientific Advisor | 16 | 2009–2016 | |
| Fowler Neal Franklin | Director | 8 | 2010–2015 | ||
| Nicklasson Martin | Director | 4 | 2011–2013 | ||
| Bocanegra Tomas S. | Officer | EVP, Development | 3 | 2011–2012 | |
| RUDNICK SETH | Director | 7 | 2011–2015 | ||
| PAR CAPITAL MANAGEMENT INC | Officer; TenPercentOwner | 9 | 2013–2016 | ||
| PAR Group, L.P. | Officer; TenPercentOwner | Manager | 9 | 2013–2016 | |
| PAR INVESTMENT PARTNERS LP | TenPercentOwner | General Partner | 9 | 2013–2016 | |
| McNamara Dennis L | Officer | EVP, Chief Business Officer; EVP. Chief Business Officer; SVP & Chief Business Officer | 8 | 2014–2016 | |
| KOVEN ANDREW I | Officer | President, Chief Business Ofc. | 2 | 2015 | |
| ADAMS ADRIAN | Director,Officer | Chief Executive Officer | 3 | 2015 | |
| Armstrong Jennifer Lou | Officer | EVP HR and Administration | 2 | 2015 | |
| Glickman Mark A | Officer | Chief Commercial Officer | 2 | 2015 | |
| Trachtenberg Eric | Officer | Deputy General Counsel | 2 | 2015 | |
| Charles Scott J | Officer | Vice President of Finance | 2 | 2015 | |
| Tursi James Patrick | Officer | Chief Medical Officer | 2 | 2015 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Plan sponsor | POZEN INC. | NJ | Form 5500 (employee benefit plans) | EIN (EXACT) |
| SEC filer | POZEN INC /NC | SEC filers (EDGAR) | CIK (EXACT) | |
| Form 5500 plan sponsor | POZEN INC. | EIN (EXACT) | ||
| Person page | Donald H Namm | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | John E Barnhardt | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.