IPO registrations (S-1, F-1) · Registrants
SONOSITE INC
- SEC CIK
- 1055355 · filings on EDGAR ↗
- Former names
- SONOSIGHT INC (1998–1999); HANDHELD ULTRASOUND SYSTEMS INC (1998–1998)
- Registration
- Form S-1, first filed 1999-03-10, last 1999-04-16; 1 initial registration, 2 amendments
- Outcome
- Final prospectus filed 1999-04-22
- Industry (SIC)
- Surgical & Medical Instruments & Apparatus 3841
- Business address
- 21919 30TH DRIVE SE, Bothell, WA 98021-3904
- EIN
- 91-1405022
- EDGAR entity type
- operating
- Insiders and CEO pay
- SONOSITE INC on the corporate pages
Offering terms
- Final price
- $13.00 per share (424B4 filed 1999-04-22)
- Shares sold
- 2,600,000
- Gross proceeds
- $33,800,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol SONO
- Lead underwriters
- Prudential Securities (780,000 shares); Vector Securities International, Inc (780,000 shares)
- Syndicate
- BT Alex. Brown (85,000); Cowen (85,000); Donaldson, Lufkin & Jenrette (85,000); A.G. Edwards (85,000); Lehman Brothers (85,000); Merrill Lynch (85,000); Morgan Stanley (85,000); J.P. Morgan (85,000); Advest, Inc (40,000); William Blair (40,000); RBC Capital Markets (40,000); Leerink Partners (40,000); McDonald Investments Inc., a Keycorp Company (40,000); Pennsylvania Merchant Group (40,000); Piper Sandler (40,000); Ragen MacKenzie Incorporated (40,000); Sutro & Co. Incorporated (40,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: FUJIFILM SONOSITE, INC. EXACT (EIN (EXACT, as the state registration reports it))
- Form 5500 plan sponsor: FUJIFILM SONOSITE, INC. EXACT (EIN (EXACT))
- Political committee (FEC): SONOSITE INC PAC (connected to SONOSITE INC) Fuzzy (name and state)
- Lobbying client: SONOSITE Fuzzy (name and state)
- Lobbying client: SONOSITE INC Fuzzy (name and state)
- Lobbying client: SONOSITE INC Fuzzy (name and state)
- Lobbying registrant: SONOSITE, INC. Fuzzy (name and state)
- SEC filer: SONOSITE INC EXACT (CIK (EXACT))
- Person page: Kathryn Surace-Smith Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
Filings 5
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1999-03-10 | S-1 | S-1 (registration) | SONOSIGHT INC | 0001032210-99-000277 ↗ |
| 1999-03-23 | S-1/A | S-1/A (amendment) | SONOSITE INC | 0000898430-99-001052 ↗ |
| 1999-04-16 | S-1/A | S-1/A (amendment) | SONOSITE INC | 0001032210-99-000555 ↗ |
| 1999-04-22 | S-1MEF | S-1MEF (added securities) | SONOSITE INC | 0001032210-99-000597 ↗ |
| 1999-04-22 | 424B4 | 424B4 (final prospectus) | SONOSITE INC | 0001032210-99-000601 ↗ |
Prospectus pages read 3
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 1999-03-23 | S-1/A | registration statement | 2,500,000 | - | Nasdaq SONO | 1 | from the submission text; shares headline, cover names 1 | document ↗ | ||
| 1999-04-16 | S-1/A | registration statement | - | - | 0 | from the submission text; no terms found | document ↗ | |||
| 1999-04-22 | 424B4 | final prospectus | $13.00 | 2,600,000 | $33,800,000 | Nasdaq SONO | 19 | from the submission text; price sentence, shares headline, proceeds table, underwriting table 19, cover names 1 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| SURACE-SMITH KATHRYN | Officer | VP, General Counsel, Secretary | 10 | 2006–2008 | person page Fuzzy |
| Haack Paul V | Director | 12 | 2006–2012 | ||
| CRAMER KIRBY L | Director | 21 | 2006–2011 | ||
| GARRETT BRADLEY | Officer | COO | 4 | 2006 | |
| SOUQUET JACQUES | Director | 6 | 2006–2009 | ||
| RUSSELL EDISON | Officer | Sr. VP, US Sales | 2 | 2006 | |
| SCHUH MICHAEL J | Officer | CFO; Chief Financial Officer | 6 | 2006–2008 | |
| GOODWIN KEVIN M | Director,Officer | CEO; President and CEO | 20 | 2006–2012 | |
| Cox Graham D | Officer | Sr VP, Worldwide Sales; VP, International; VP, Worldwide Sales & Dist | 7 | 2006–2010 | |
| DUGAN THOMAS J | Officer | Sr VP, Marketing; Sr VP, Sales and Marketing | 3 | 2006–2007 | |
| SCHNEIDER RICHARD S | Director | 2 | 2006 | ||
| DIERSEN CARMEN L | Director | 10 | 2006–2012 | ||
| FRITZKY EDWARD U | Director | 4 | 2006–2008 | ||
| GOLDSTEIN STEVEN R MD | Director | 13 | 2006–2012 | ||
| HAUSER ROBERT G MD | Director | 11 | 2006–2012 | ||
| PARZYBOK WILLIAM G JR | Director | 17 | 2006–2012 | ||
| PFEFFER JEFFREY | Director | 3 | 2006–2008 | ||
| PITZ BERNARD J | Officer | Senior VP, CFO and Treasurer | 2 | 2008 | |
| MARTIN RICHARD O | Director | 7 | 2008–2012 | ||
| Branman James Neil | Officer | Vice President, US Sales; VP, US Sales | 2 | 2008 | |
| Gilmore James M. | Officer | Senior Vice President; Sr VP, Prod Innovat & Delivery; Sr VP, Prod Innov & Delivery | 7 | 2008–2012 | |
| Hochman Rodney F | Director | 6 | 2009–2012 | ||
| Bowers John S Jr | Officer | Senior Vice President | 1 | 2010 | |
| Mandavia Diku MD | Officer | SVP, Chief Medical Officer | 3 | 2010–2012 | |
| Smith Marcus Y | Officer | SVP and CFO | 5 | 2010–2012 | |
| Sparacio John W | Officer | COO | 5 | 2011–2012 | |
| Amlani Anil | Officer | CFO | 2 | 2012 | |
| FUJIFILM Holdings Corp | TenPercentOwner | 2 | 2012 | ||
| Salmon Acquisition Corp | TenPercentOwner | 2 | 2012 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | FUJIFILM SONOSITE, INC. | WA | State business registries | EIN (EXACT, as the state registration reports it) |
| Political committee | SONOSITE INC PAC (connected to SONOSITE INC) | WA | Campaign finance (FEC) | name and state |
| Lobbying client | SONOSITE | WA | Federal lobbying (LDA) | name and state |
| Lobbying client | SONOSITE INC | WA | Federal lobbying (LDA) | name and state |
| Lobbying client | SONOSITE INC | WA | Federal lobbying (LDA) | name and state |
| Lobbying registrant | SONOSITE, INC. | WA | Federal lobbying (LDA) | name and state |
| Patent assignee | SonoSite, Inc. | WA | Patents (USPTO) | name and state |
| SEC filer | SONOSITE INC | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | SonoSite, Inc. | WA | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | FUJIFILM SONOSITE, INC. | EIN (EXACT) | ||
| Person page | Kathryn Surace-Smith | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Surgical & Medical Instruments & Apparatus, WA first:
- QUINTON CARDIOLOGY SYSTEMS INC WA
- EMULATE THERAPEUTICS, INC. WA
- VIVOS INC WA
- Avalon Holding Group, Inc. WA
- OSR Health, Inc. WA
- KESTRA MEDICAL TECHNOLOGIES, LTD. WA
- MIV THERAPEUTICS INC A1
- BIOCUREX INC A1
- Enox Biopharma Inc A1
- Stimcell Energetics Inc. A1
In other datasets, the same topic (Technology) in WA:
- Form D issuer: 2nd Watch, Inc. (Form D private offerings)
- Lobbying client: 4G AMERICAS (F/K/A 3G AMERICAS LLC) (Federal lobbying (LDA))
Interests: Surgical & Medical Instruments & Apparatus · Technology