IPO registrations (S-1, F-1) · Registrants
HASTINGS ENTERTAINMENT INC
- SEC CIK
- 1054579 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 1998-03-13, last 1998-06-11; 1 initial registration, 4 amendments
- Outcome
- Final prospectus filed 1998-06-12
- Industry (SIC)
- Retail-Record & Prerecorded Tape Stores 5735
- Incorporated in
- TX
- Business address
- 3601 PLANS BLVD, SUITE 1, Amarillo, TX 79102
- EIN
- 75-1386375
- EDGAR entity type
- operating
- Insiders and CEO pay
- HASTINGS ENTERTAINMENT INC on the corporate pages
Offering terms
- Proposed price range
- $14.00–$16.00 per share (S-1/A filed 1998-06-11)
- Final price
- $13.00 per share, below the range (424B4 filed 1998-06-12, an initial public offering)
- Shares sold
- 3,377,333
- Gross proceeds
- $43,905,329 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol HAST
- Lead underwriters
- Citigroup (859,779 shares); A.G. Edwards (858,777 shares); Furman Selz (858,777 shares)
- Syndicate
- ABN AMRO (50,000); Donaldson, Lufkin & Jenrette (50,000); Lehman Brothers (50,000); Merrill Lynch (50,000); Morgan Stanley (50,000); PaineWebber (50,000); Prudential Securities (50,000); Allen & Company (30,000); William Blair (30,000); Blackford Securities Corp (30,000); J.C. Bradford & Co (30,000); RBC Capital Markets (30,000); D.A. Davidson (30,000); Fahnestock & Co. Inc (30,000); Johnson Rice (30,000); C.L. King & Associates (30,000); KeyBanc Capital Markets (30,000); Morgan Keegan (30,000); Piper Sandler (30,000); Raymond James (30,000); Truist Securities (30,000); Sanders Morris Mundy (30,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Form 5500 plan sponsor: HASTINGS ENTERTAINMENT, INC. C/O LIQUIDATING TRUSTEE EXACT (EIN (EXACT))
- Nonprofit: HASTINGS ENTERTAINMENT INC EXACT (EIN (EXACT))
- SEC filer: HASTINGS ENTERTAINMENT INC EXACT (CIK (EXACT))
- Person page: Daryl L Lansdale Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 6
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1998-03-13 | S-1 | S-1 (registration) | HASTINGS ENTERTAINMENT INC | 0000950134-98-002034 ↗ |
| 1998-05-19 | S-1/A | S-1/A (amendment) | HASTINGS ENTERTAINMENT INC | 0000950134-98-004581 ↗ |
| 1998-06-03 | S-1/A | S-1/A (amendment) | HASTINGS ENTERTAINMENT INC | 0000950134-98-005004 ↗ |
| 1998-06-04 | S-1/A | S-1/A (amendment) | HASTINGS ENTERTAINMENT INC | 0000950134-98-005031 ↗ |
| 1998-06-11 | S-1/A | S-1/A (amendment) | HASTINGS ENTERTAINMENT INC | 0000950134-98-005187 ↗ |
| 1998-06-12 | 424B4 | 424B4 (final prospectus) | HASTINGS ENTERTAINMENT INC | 0000950134-98-005229 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 1998-06-11 | S-1/A | registration statement | $14.00–$16.00 | 3,377,333 | - | Nasdaq HAST | 3 | from the submission text; range, shares headline, cover names 3 | document ↗ | |
| 1998-06-12 | 424B4 | final prospectus | $13.00 | 3,377,333 | $43,905,329 | Nasdaq HAST | 25 | from the submission text; price sentence, shares headline, proceeds computed, underwriting table 25, cover names 3 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| MARMADUKE STEPHEN S | Director,TenPercentOwner; TenPercentOwner | 39 | 2006–2014 | ||
| MARMADUKE JOHN H | Director,Officer,TenPercentOwner | Chairman, CEO; President and CEO | 85 | 2006–2014 | |
| Ostler Jeff | Officer | VP of Store Operations | 7 | 2006 | |
| Moffatt David | Officer | Vice President-Human Resources | 2 | 2006 | |
| BALL KEVIN | Officer | Vice President Marketing | 10 | 2006–2012 | |
| CROW DAN | Officer | Vice President Finance & CFO | 24 | 2006–2014 | |
| GODFREY GAINES L | Director | 4 | 2006 | ||
| GURR DANNY W | Director | 14 | 2006–2014 | ||
| LANSDALE DARYL L | Director | 13 | 2006–2011 | person page Fuzzy | |
| LIEFF ANN S | Director | 19 | 2006–2014 | ||
| MARRS FRANK O | Director | 15 | 2006–2014 | ||
| Rigby Roger Michael | Officer | Sr VP of Merchandising | 2 | 2006 | |
| SHRADER JEFFREY G | Director | 16 | 2006–2014 | ||
| VAN ONGEVALLE ALAN | Officer | President, COO; Senior VP of Merchandising; VP of IT & Distribution; VP of IT & Human Resources | 19 | 2006–2014 | |
| MCConnell Philip | Officer | Vice President of Product | 14 | 2006–2013 | |
| Hintz John | Officer | VP of IT | 12 | 2007–2012 | |
| Fuentes Victor D | Officer | VP & Divis Merchandise Manager | 18 | 2007–2012 | |
| Dasse Susan A | Officer | Vice President of Stores | 8 | 2008–2011 | |
| Voth Scott | Officer | Vice President of Stores | 4 | 2011–2012 | |
| National Entertainment Collectibles Association, Inc. | TenPercentOwner | 11 | 2012–2013 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Plan sponsor | HASTINGS ENTERTAINMENT, INC. C/O LIQUIDATING TRUSTEE | NC | Form 5500 (employee benefit plans) | EIN (EXACT) |
| Nonprofit | HASTINGS ENTERTAINMENT INC | TX | Nonprofits (IRS Form 990) | name and state |
| SEC filer | HASTINGS ENTERTAINMENT INC | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | Hastings Entertainment, Inc. | TX | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | HASTINGS ENTERTAINMENT, INC. C/O LIQUIDATING TRUSTEE | EIN (EXACT) | ||
| Person page | Daryl L Lansdale | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.