IPO registrations (S-1, F-1) · Registrants

HASTINGS ENTERTAINMENT INC

SEC CIK
1054579 · filings on EDGAR ↗
Registration
Form S-1, first filed 1998-03-13, last 1998-06-11; 1 initial registration, 4 amendments
Outcome
Final prospectus filed 1998-06-12
Industry (SIC)
Retail-Record & Prerecorded Tape Stores 5735
Incorporated in
TX
Business address
3601 PLANS BLVD, SUITE 1, Amarillo, TX 79102
EIN
75-1386375
EDGAR entity type
operating
Insiders and CEO pay
HASTINGS ENTERTAINMENT INC on the corporate pages

Offering terms

Proposed price range
$14.00–$16.00 per share (S-1/A filed 1998-06-11)
Final price
$13.00 per share, below the range (424B4 filed 1998-06-12, an initial public offering)
Shares sold
3,377,333
Gross proceeds
$43,905,329 before underwriting discounts and any over-allotment option
Listing
Nasdaq under the symbol HAST
Lead underwriters
Citigroup (859,779 shares); A.G. Edwards (858,777 shares); Furman Selz (858,777 shares)
Syndicate
ABN AMRO (50,000); Donaldson, Lufkin & Jenrette (50,000); Lehman Brothers (50,000); Merrill Lynch (50,000); Morgan Stanley (50,000); PaineWebber (50,000); Prudential Securities (50,000); Allen & Company (30,000); William Blair (30,000); Blackford Securities Corp (30,000); J.C. Bradford & Co (30,000); RBC Capital Markets (30,000); D.A. Davidson (30,000); Fahnestock & Co. Inc (30,000); Johnson Rice (30,000); C.L. King & Associates (30,000); KeyBanc Capital Markets (30,000); Morgan Keegan (30,000); Piper Sandler (30,000); Raymond James (30,000); Truist Securities (30,000); Sanders Morris Mundy (30,000)

Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.

Filings 6

FiledFormWhat it isName as filedEDGAR
1998-03-13S-1S-1 (registration)HASTINGS ENTERTAINMENT INC0000950134-98-002034 ↗
1998-05-19S-1/AS-1/A (amendment)HASTINGS ENTERTAINMENT INC0000950134-98-004581 ↗
1998-06-03S-1/AS-1/A (amendment)HASTINGS ENTERTAINMENT INC0000950134-98-005004 ↗
1998-06-04S-1/AS-1/A (amendment)HASTINGS ENTERTAINMENT INC0000950134-98-005031 ↗
1998-06-11S-1/AS-1/A (amendment)HASTINGS ENTERTAINMENT INC0000950134-98-005187 ↗
1998-06-12424B4424B4 (final prospectus)HASTINGS ENTERTAINMENT INC0000950134-98-005229 ↗

Prospectus pages read 2

FiledFormRead asRangePriceSharesProceedsListingUnderwritersWhat was foundDocument
1998-06-11S-1/Aregistration statement$14.00–$16.003,377,333-Nasdaq HAST3from the submission text; range, shares headline, cover names 3document ↗
1998-06-12424B4final prospectus$13.003,377,333$43,905,329Nasdaq HAST25from the submission text; price sentence, shares headline, proceeds computed, underwriting table 25, cover names 3document ↗

Officers, directors and large holders Forms 3, 4 and 5

InsiderRoleTitleFilingsYearsOn this site
MARMADUKE STEPHEN SDirector,TenPercentOwner; TenPercentOwner392006–2014
MARMADUKE JOHN HDirector,Officer,TenPercentOwnerChairman, CEO; President and CEO852006–2014
Ostler JeffOfficerVP of Store Operations72006
Moffatt DavidOfficerVice President-Human Resources22006
BALL KEVINOfficerVice President Marketing102006–2012
CROW DANOfficerVice President Finance & CFO242006–2014
GODFREY GAINES LDirector42006
GURR DANNY WDirector142006–2014
LANSDALE DARYL LDirector132006–2011person page Fuzzy
LIEFF ANN SDirector192006–2014
MARRS FRANK ODirector152006–2014
Rigby Roger MichaelOfficerSr VP of Merchandising22006
SHRADER JEFFREY GDirector162006–2014
VAN ONGEVALLE ALANOfficerPresident, COO; Senior VP of Merchandising; VP of IT & Distribution; VP of IT & Human Resources192006–2014
MCConnell PhilipOfficerVice President of Product142006–2013
Hintz JohnOfficerVP of IT122007–2012
Fuentes Victor DOfficerVP & Divis Merchandise Manager182007–2012
Dasse Susan AOfficerVice President of Stores82008–2011
Voth ScottOfficerVice President of Stores42011–2012
National Entertainment Collectibles Association, Inc.TenPercentOwner112012–2013

Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.

Also on this site Fuzzy

RecordName as filedWhereDatasetMatched by
Plan sponsorHASTINGS ENTERTAINMENT, INC. C/O LIQUIDATING TRUSTEENCForm 5500 (employee benefit plans)EIN (EXACT)
NonprofitHASTINGS ENTERTAINMENT INCTXNonprofits (IRS Form 990)name and state
SEC filerHASTINGS ENTERTAINMENT INCSEC filers (EDGAR)CIK (EXACT)
Trademark ownerHastings Entertainment, Inc.TXTrademarks (USPTO)name and state
Form 5500 plan sponsorHASTINGS ENTERTAINMENT, INC. C/O LIQUIDATING TRUSTEEEIN (EXACT)
Person pageDaryl L LansdalePeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director)

Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.