IPO registrations (S-1, F-1) · Registrants

IES Holdings, Inc.

SEC CIK
1048268 · filings on EDGAR ↗
Name on the registration
INTEGRATED ELECTRICAL SERVICES INC
Former names
Integrated Electrical Services, Inc. (2015–2016); INTEGRATED ELECTRICAL SERVICES INC (1997–2015)
Registration
Form S-1, first filed 1997-10-24, last 2014-06-27; 6 initial registrations, 7 amendments
Outcome
Final prospectus filed 1998-01-27; declared effective 2013-06-18; withdrawal requested 2010-03-10
Industry (SIC)
Electrical Work 1731
Incorporated in
DE
Business address
13131 DAIRY ASHFORD ROAD, SUITE 500, Houston, TX 77478
EIN
76-0542208
Ticker
IESC (Nasdaq)
EDGAR entity type
operating
Insiders and CEO pay
IES Holdings, Inc. on the corporate pages

Offering terms

Proposed price range
$13.00–$15.00 per share (S-1/A filed 1998-01-23)
Shares offered
7,000,000
Listing
NYSE under the symbol IEE
Lead underwriters
Merrill Lynch; Donaldson, Lufkin & Jenrette (1,162,500 shares); Sanders Morris Mundy (1,162,500 shares); Truist Securities (1,162,500 shares)
Syndicate
ABN AMRO Chicago Corporation (100,000); BT Alex. Brown (100,000); Bear Stearns (100,000); Oppenheimer (100,000); Lehman Brothers (100,000); Montgomery Securities (100,000); Citigroup (100,000); J.C. Bradford & Co (50,000); RBC Capital Markets (50,000); Harris Webb & Garrison, Inc (50,000); Mesirow Financial, Inc (50,000); Southwest Securities, Inc (50,000)

Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.

Filings 20

FiledFormWhat it isName as filedEDGAR
1997-10-24S-1S-1 (registration)INTEGRATED ELECTRICAL SERVICES INC0000950129-97-004367 ↗
1997-11-28S-1/AS-1/A (amendment)INTEGRATED ELECTRICAL SERVICES INC0000950129-97-005070 ↗
1997-12-11S-1/AS-1/A (amendment)INTEGRATED ELECTRICAL SERVICES INC0000950129-97-005212 ↗
1997-12-31S-1/AS-1/A (amendment)INTEGRATED ELECTRICAL SERVICES INC0000950129-97-005493 ↗
1998-01-23S-1/AS-1/A (amendment)INTEGRATED ELECTRICAL SERVICES INC0000950129-98-000250 ↗
1998-01-27424B4424B4 (final prospectus)INTEGRATED ELECTRICAL SERVICES INC0000950129-98-000299 ↗
1998-01-27424B4424B4 (final prospectus)INTEGRATED ELECTRICAL SERVICES INC0000950129-98-000300 ↗
1998-02-03S-1S-1 (registration)INTEGRATED ELECTRICAL SERVICES INC0000950129-98-000411 ↗
1998-02-05S-1/AS-1/A (amendment)INTEGRATED ELECTRICAL SERVICES INC0000950129-98-000453 ↗
1998-04-14S-1S-1 (registration)INTEGRATED ELECTRICAL SERVICES INC0000950129-98-001588 ↗
2005-05-23S-1S-1 (registration)INTEGRATED ELECTRICAL SERVICES INC0001193125-05-113174 ↗
2005-10-12S-1/AS-1/A (amendment)INTEGRATED ELECTRICAL SERVICES INC0001193125-05-200271 ↗
2010-03-10RWRW (withdrawal request)INTEGRATED ELECTRICAL SERVICES INC0001048268-10-000009 ↗
2013-02-21S-1S-1 (registration)INTEGRATED ELECTRICAL SERVICES INC0001193125-13-069607 ↗
2013-06-18EFFECTEFFECT (declared effective)INTEGRATED ELECTRICAL SERVICES INC9999999995-13-001833 ↗
2013-08-08EFFECTEFFECT (declared effective)INTEGRATED ELECTRICAL SERVICES INC9999999995-13-002348 ↗
2013-08-16EFFECTEFFECT (declared effective)INTEGRATED ELECTRICAL SERVICES INC9999999995-13-002430 ↗
2014-06-06S-1S-1 (registration)INTEGRATED ELECTRICAL SERVICES INC0001193125-14-227944 ↗
2014-06-27S-1/AS-1/A (amendment)INTEGRATED ELECTRICAL SERVICES INC0001193125-14-253260 ↗
2014-07-02EFFECTEFFECT (declared effective)INTEGRATED ELECTRICAL SERVICES INC9999999995-14-002040 ↗

Prospectus pages read 2

FiledFormRead asRangePriceSharesProceedsListingUnderwritersWhat was foundDocument
1998-01-23S-1/Aregistration statement$13.00–$15.007,000,000-NYSE IEE9from the submission text; range, shares headline, underwriting table 5, cover names 4document ↗
1998-01-27424B4final prospectus7,000,000-NYSE IEE16from the submission text; shares headline, underwriting table 15, cover names 4document ↗

Officers, directors and large holders Forms 3, 4 and 5

InsiderRoleTitleFilingsYearsOn this site
BADIE RONALD PDirector22006
Beynon Charles HDirector62006–2007
HODEL DONALD PDirector12006
Luke Donald LDirectorDirector522006–2021
McDaniel George O IIIDirector32006
SNYDER C BYRONDirector; Director,Officer; OfficerPresident and CEO42006
Callahan Robert COfficerSenior Vice President72006–2007
Humphrey RichardDirector,Officer; OfficerChief Operating Officer; Senior Vice President22006–2007
MILLER D AOfficerSVP; SVP, Chief Financial Officer32006–2007
Upham Gregory HOfficerChief Accounting Officer22006–2007
WARNOCK CURT LOfficerSenior Vice President; SVP, General Counsel; SVP - Law and General Counsel62006–2009
Butts Robert WDirector; Director,TenPercentOwner32006–2007
HALL MICHAEL JDirector82006–2010
Lash Joseph VDirector22006–2010
WELSH JOHN E IIIDirector102006–2013
GENDELL JEFFREY L ET ALDirector,Officer,TenPercentOwner; Director,TenPercentOwner; TenPercentOwnerChief Executive Officer; Executive Chairman972006–2026
TONTINE CAPITAL MANAGEMENT LLCDirector,TenPercentOwner; TenPercentOwner932006–2026
TONTINE CAPITAL PARTNERS L PDirector,TenPercentOwner; TenPercentOwner932006–2026
TONTINE MANAGEMENT LLCDirector,TenPercentOwner; TenPercentOwner932006–2026
TONTINE PARTNERS L PTenPercentOwner202006–2015
Caliel Michael JDirector,OfficerChief Executive Officer; President and CEO122006–2010
Butts Robert WDirector,TenPercentOwner12007
Clark John Smith IIOther22007
Southpoint Capital Advisors LLCOther22007
Southpoint Capital Advisors LPOther22007
Southpoint GP, LLCOther22007
Southpoint GP, LPOther22007
BALDWIN DENNIS SOfficerChief Accounting Officer22007person page Fuzzy
Guba Raymond KershawOfficerChief Financial Officer; SCP - Chief Financial Officer; SVP - Chief Financial Officer; SVP, Chief Financial Officer; SVP- Chief Financial Officer102007–2009
Callahan Robert BOfficerSenior Vice President; Sr VP - Human Resources; SVP - Human Resources; SVP, Human Resources92007–2010
Tontine 25 Overseas Master Fund, L.P.TenPercentOwner112007–2011
Tontine Capital Overseas GP, LLCDirector,TenPercentOwner; TenPercentOwner792007–2026
Tontine Capital Overseas Master Fund, L.P.TenPercentOwner122007–2013
TONTINE OVERSEAS ASSOCIATES LLCTenPercentOwner162007–2015
Gahm Alan OOfficerChief Accounting Officer; VP - Chief Accounting Officer; VP- Chief Accounting Officer42008–2010
Menninga Johnny AOfficerGroup Vice President12008
Nix Richard AOfficerGroup Vice President52008–2010
Robertson James AOfficerGroup Vice President52008–2009
Vossman Thomas EOfficerGroup Vice President52008–2010person page Fuzzy
Fiedler William LawrenceOfficerSenior Vice President42009–2011
Beynon Charles H.Director72010–2013
TONTINE ASSET ASSOCIATES, L.L.C.Director,TenPercentOwner; TenPercentOwner862010–2026
TONTINE CAPITAL OVERSEAS MASTER FUND II, L.P.Director,TenPercentOwner; TenPercentOwner862010–2026
FREEMAN TERRYOfficerSVP & CFO42010
LINDSTROM JAMES MDirector; Director,OfficerCEO; Chief Executive Officer; President & CEO; "See ""Remarks"" Below"202010–2015
Lewey Robert W.Director; Director,Officer; OfficerDirector & President; Interim COO, Sr. VP & CFO; President; Senior Vice President & CFO; SVP & CEO; SVP & CFO252012–2018
Dowling Joseph L IIIDirector442012–2021
Gendell David B.Director722012–2026
Sahrbeck Heather MOfficerSr VP & Secretary12012
Makode Gail DOfficerSVP, GC & Secretary; SVP & General Counsel; SVP, General Counsel & Secreta142012–2019
Koshkin Joe DDirector592013–2026
McLauchlin TracyOfficerSVP & CFO; SVP, CFO & Treasurer; VP & Chief Accounting Officer; VP, Chief Accounting Officer322014–2026
Tontine Associates, LLCDirector,TenPercentOwner; TenPercentOwner742015–2026
Santoni Thomas EOfficerSVP, Operations12016
Cleveland Todd MDirector592017–2026
MATTHEWS GARY SDirector,Officer; OtherCEO and Director182019–2020
LEYKUM ELIZABETHDirector142021–2024
Newman Mary KOfficerSVP, CAO and General Counsel; VP, General Counsel & Corp Sec132021–2025
Petersen Alison MOfficerVP & Chief Accounting Officer52021–2023
Simmes Matthew JOfficerChief Operating Officer; President and CEO; President and COO232021–2026
Baldock Jennifer ADirector202022–2026
Fouts John LouisDirector92024–2026
Janzen KellyDirector62025–2026
Allen Matthew MichaelOfficerChief Technical Officer42025
IES Holdings, Inc.Director12025

Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.

Also on this site Fuzzy

RecordName as filedWhereDatasetMatched by
Business registrationIES HOLDINGS, INC.TXState business registriesname and state
Plan sponsorIES HOLDINGS, INC RETIREMENT SAVINGS PLANTXForm 5500 (employee benefit plans)EIN (EXACT)
SEC filerIES Holdings, Inc.SEC filers (EDGAR)CIK (EXACT)
Trademark ownerIES Holdings, Inc.TXTrademarks (USPTO)name and state
Form 5500 plan sponsorIES HOLDINGS, INC RETIREMENT SAVINGS PLANEIN (EXACT)
Person pageDennis S BaldwinPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer)
Person pageThomas E VossmanPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer)

Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.

Others with the same interests

SIC industry Electrical Work, TX first:

More with this interest.

In other datasets, the same topic (Construction) in TX:

Interests: Electrical Work · Construction