IPO registrations (S-1, F-1) · Registrants
IES Holdings, Inc.
- SEC CIK
- 1048268 · filings on EDGAR ↗
- Name on the registration
- INTEGRATED ELECTRICAL SERVICES INC
- Former names
- Integrated Electrical Services, Inc. (2015–2016); INTEGRATED ELECTRICAL SERVICES INC (1997–2015)
- Registration
- Form S-1, first filed 1997-10-24, last 2014-06-27; 6 initial registrations, 7 amendments
- Outcome
- Final prospectus filed 1998-01-27; declared effective 2013-06-18; withdrawal requested 2010-03-10
- Industry (SIC)
- Electrical Work 1731
- Incorporated in
- DE
- Business address
- 13131 DAIRY ASHFORD ROAD, SUITE 500, Houston, TX 77478
- EIN
- 76-0542208
- Ticker
- IESC (Nasdaq)
- EDGAR entity type
- operating
- Insiders and CEO pay
- IES Holdings, Inc. on the corporate pages
Offering terms
- Proposed price range
- $13.00–$15.00 per share (S-1/A filed 1998-01-23)
- Shares offered
- 7,000,000
- Listing
- NYSE under the symbol IEE
- Lead underwriters
- Merrill Lynch; Donaldson, Lufkin & Jenrette (1,162,500 shares); Sanders Morris Mundy (1,162,500 shares); Truist Securities (1,162,500 shares)
- Syndicate
- ABN AMRO Chicago Corporation (100,000); BT Alex. Brown (100,000); Bear Stearns (100,000); Oppenheimer (100,000); Lehman Brothers (100,000); Montgomery Securities (100,000); Citigroup (100,000); J.C. Bradford & Co (50,000); RBC Capital Markets (50,000); Harris Webb & Garrison, Inc (50,000); Mesirow Financial, Inc (50,000); Southwest Securities, Inc (50,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: IES HOLDINGS, INC. Fuzzy (name and state)
- Form 5500 plan sponsor: IES HOLDINGS, INC RETIREMENT SAVINGS PLAN EXACT (EIN (EXACT))
- SEC filer: IES Holdings, Inc. EXACT (CIK (EXACT))
- Person page: Dennis S Baldwin Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
- Person page: Thomas E Vossman Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
Filings 20
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1997-10-24 | S-1 | S-1 (registration) | INTEGRATED ELECTRICAL SERVICES INC | 0000950129-97-004367 ↗ |
| 1997-11-28 | S-1/A | S-1/A (amendment) | INTEGRATED ELECTRICAL SERVICES INC | 0000950129-97-005070 ↗ |
| 1997-12-11 | S-1/A | S-1/A (amendment) | INTEGRATED ELECTRICAL SERVICES INC | 0000950129-97-005212 ↗ |
| 1997-12-31 | S-1/A | S-1/A (amendment) | INTEGRATED ELECTRICAL SERVICES INC | 0000950129-97-005493 ↗ |
| 1998-01-23 | S-1/A | S-1/A (amendment) | INTEGRATED ELECTRICAL SERVICES INC | 0000950129-98-000250 ↗ |
| 1998-01-27 | 424B4 | 424B4 (final prospectus) | INTEGRATED ELECTRICAL SERVICES INC | 0000950129-98-000299 ↗ |
| 1998-01-27 | 424B4 | 424B4 (final prospectus) | INTEGRATED ELECTRICAL SERVICES INC | 0000950129-98-000300 ↗ |
| 1998-02-03 | S-1 | S-1 (registration) | INTEGRATED ELECTRICAL SERVICES INC | 0000950129-98-000411 ↗ |
| 1998-02-05 | S-1/A | S-1/A (amendment) | INTEGRATED ELECTRICAL SERVICES INC | 0000950129-98-000453 ↗ |
| 1998-04-14 | S-1 | S-1 (registration) | INTEGRATED ELECTRICAL SERVICES INC | 0000950129-98-001588 ↗ |
| 2005-05-23 | S-1 | S-1 (registration) | INTEGRATED ELECTRICAL SERVICES INC | 0001193125-05-113174 ↗ |
| 2005-10-12 | S-1/A | S-1/A (amendment) | INTEGRATED ELECTRICAL SERVICES INC | 0001193125-05-200271 ↗ |
| 2010-03-10 | RW | RW (withdrawal request) | INTEGRATED ELECTRICAL SERVICES INC | 0001048268-10-000009 ↗ |
| 2013-02-21 | S-1 | S-1 (registration) | INTEGRATED ELECTRICAL SERVICES INC | 0001193125-13-069607 ↗ |
| 2013-06-18 | EFFECT | EFFECT (declared effective) | INTEGRATED ELECTRICAL SERVICES INC | 9999999995-13-001833 ↗ |
| 2013-08-08 | EFFECT | EFFECT (declared effective) | INTEGRATED ELECTRICAL SERVICES INC | 9999999995-13-002348 ↗ |
| 2013-08-16 | EFFECT | EFFECT (declared effective) | INTEGRATED ELECTRICAL SERVICES INC | 9999999995-13-002430 ↗ |
| 2014-06-06 | S-1 | S-1 (registration) | INTEGRATED ELECTRICAL SERVICES INC | 0001193125-14-227944 ↗ |
| 2014-06-27 | S-1/A | S-1/A (amendment) | INTEGRATED ELECTRICAL SERVICES INC | 0001193125-14-253260 ↗ |
| 2014-07-02 | EFFECT | EFFECT (declared effective) | INTEGRATED ELECTRICAL SERVICES INC | 9999999995-14-002040 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 1998-01-23 | S-1/A | registration statement | $13.00–$15.00 | 7,000,000 | - | NYSE IEE | 9 | from the submission text; range, shares headline, underwriting table 5, cover names 4 | document ↗ | |
| 1998-01-27 | 424B4 | final prospectus | 7,000,000 | - | NYSE IEE | 16 | from the submission text; shares headline, underwriting table 15, cover names 4 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| BADIE RONALD P | Director | 2 | 2006 | ||
| Beynon Charles H | Director | 6 | 2006–2007 | ||
| HODEL DONALD P | Director | 1 | 2006 | ||
| Luke Donald L | Director | Director | 52 | 2006–2021 | |
| McDaniel George O III | Director | 3 | 2006 | ||
| SNYDER C BYRON | Director; Director,Officer; Officer | President and CEO | 4 | 2006 | |
| Callahan Robert C | Officer | Senior Vice President | 7 | 2006–2007 | |
| Humphrey Richard | Director,Officer; Officer | Chief Operating Officer; Senior Vice President | 2 | 2006–2007 | |
| MILLER D A | Officer | SVP; SVP, Chief Financial Officer | 3 | 2006–2007 | |
| Upham Gregory H | Officer | Chief Accounting Officer | 2 | 2006–2007 | |
| WARNOCK CURT L | Officer | Senior Vice President; SVP, General Counsel; SVP - Law and General Counsel | 6 | 2006–2009 | |
| Butts Robert W | Director; Director,TenPercentOwner | 3 | 2006–2007 | ||
| HALL MICHAEL J | Director | 8 | 2006–2010 | ||
| Lash Joseph V | Director | 2 | 2006–2010 | ||
| WELSH JOHN E III | Director | 10 | 2006–2013 | ||
| GENDELL JEFFREY L ET AL | Director,Officer,TenPercentOwner; Director,TenPercentOwner; TenPercentOwner | Chief Executive Officer; Executive Chairman | 97 | 2006–2026 | |
| TONTINE CAPITAL MANAGEMENT LLC | Director,TenPercentOwner; TenPercentOwner | 93 | 2006–2026 | ||
| TONTINE CAPITAL PARTNERS L P | Director,TenPercentOwner; TenPercentOwner | 93 | 2006–2026 | ||
| TONTINE MANAGEMENT LLC | Director,TenPercentOwner; TenPercentOwner | 93 | 2006–2026 | ||
| TONTINE PARTNERS L P | TenPercentOwner | 20 | 2006–2015 | ||
| Caliel Michael J | Director,Officer | Chief Executive Officer; President and CEO | 12 | 2006–2010 | |
| Butts Robert W | Director,TenPercentOwner | 1 | 2007 | ||
| Clark John Smith II | Other | 2 | 2007 | ||
| Southpoint Capital Advisors LLC | Other | 2 | 2007 | ||
| Southpoint Capital Advisors LP | Other | 2 | 2007 | ||
| Southpoint GP, LLC | Other | 2 | 2007 | ||
| Southpoint GP, LP | Other | 2 | 2007 | ||
| BALDWIN DENNIS S | Officer | Chief Accounting Officer | 2 | 2007 | person page Fuzzy |
| Guba Raymond Kershaw | Officer | Chief Financial Officer; SCP - Chief Financial Officer; SVP - Chief Financial Officer; SVP, Chief Financial Officer; SVP- Chief Financial Officer | 10 | 2007–2009 | |
| Callahan Robert B | Officer | Senior Vice President; Sr VP - Human Resources; SVP - Human Resources; SVP, Human Resources | 9 | 2007–2010 | |
| Tontine 25 Overseas Master Fund, L.P. | TenPercentOwner | 11 | 2007–2011 | ||
| Tontine Capital Overseas GP, LLC | Director,TenPercentOwner; TenPercentOwner | 79 | 2007–2026 | ||
| Tontine Capital Overseas Master Fund, L.P. | TenPercentOwner | 12 | 2007–2013 | ||
| TONTINE OVERSEAS ASSOCIATES LLC | TenPercentOwner | 16 | 2007–2015 | ||
| Gahm Alan O | Officer | Chief Accounting Officer; VP - Chief Accounting Officer; VP- Chief Accounting Officer | 4 | 2008–2010 | |
| Menninga Johnny A | Officer | Group Vice President | 1 | 2008 | |
| Nix Richard A | Officer | Group Vice President | 5 | 2008–2010 | |
| Robertson James A | Officer | Group Vice President | 5 | 2008–2009 | |
| Vossman Thomas E | Officer | Group Vice President | 5 | 2008–2010 | person page Fuzzy |
| Fiedler William Lawrence | Officer | Senior Vice President | 4 | 2009–2011 | |
| Beynon Charles H. | Director | 7 | 2010–2013 | ||
| TONTINE ASSET ASSOCIATES, L.L.C. | Director,TenPercentOwner; TenPercentOwner | 86 | 2010–2026 | ||
| TONTINE CAPITAL OVERSEAS MASTER FUND II, L.P. | Director,TenPercentOwner; TenPercentOwner | 86 | 2010–2026 | ||
| FREEMAN TERRY | Officer | SVP & CFO | 4 | 2010 | |
| LINDSTROM JAMES M | Director; Director,Officer | CEO; Chief Executive Officer; President & CEO; "See ""Remarks"" Below" | 20 | 2010–2015 | |
| Lewey Robert W. | Director; Director,Officer; Officer | Director & President; Interim COO, Sr. VP & CFO; President; Senior Vice President & CFO; SVP & CEO; SVP & CFO | 25 | 2012–2018 | |
| Dowling Joseph L III | Director | 44 | 2012–2021 | ||
| Gendell David B. | Director | 72 | 2012–2026 | ||
| Sahrbeck Heather M | Officer | Sr VP & Secretary | 1 | 2012 | |
| Makode Gail D | Officer | SVP, GC & Secretary; SVP & General Counsel; SVP, General Counsel & Secreta | 14 | 2012–2019 | |
| Koshkin Joe D | Director | 59 | 2013–2026 | ||
| McLauchlin Tracy | Officer | SVP & CFO; SVP, CFO & Treasurer; VP & Chief Accounting Officer; VP, Chief Accounting Officer | 32 | 2014–2026 | |
| Tontine Associates, LLC | Director,TenPercentOwner; TenPercentOwner | 74 | 2015–2026 | ||
| Santoni Thomas E | Officer | SVP, Operations | 1 | 2016 | |
| Cleveland Todd M | Director | 59 | 2017–2026 | ||
| MATTHEWS GARY S | Director,Officer; Other | CEO and Director | 18 | 2019–2020 | |
| LEYKUM ELIZABETH | Director | 14 | 2021–2024 | ||
| Newman Mary K | Officer | SVP, CAO and General Counsel; VP, General Counsel & Corp Sec | 13 | 2021–2025 | |
| Petersen Alison M | Officer | VP & Chief Accounting Officer | 5 | 2021–2023 | |
| Simmes Matthew J | Officer | Chief Operating Officer; President and CEO; President and COO | 23 | 2021–2026 | |
| Baldock Jennifer A | Director | 20 | 2022–2026 | ||
| Fouts John Louis | Director | 9 | 2024–2026 | ||
| Janzen Kelly | Director | 6 | 2025–2026 | ||
| Allen Matthew Michael | Officer | Chief Technical Officer | 4 | 2025 | |
| IES Holdings, Inc. | Director | 1 | 2025 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | IES HOLDINGS, INC. | TX | State business registries | name and state |
| Plan sponsor | IES HOLDINGS, INC RETIREMENT SAVINGS PLAN | TX | Form 5500 (employee benefit plans) | EIN (EXACT) |
| SEC filer | IES Holdings, Inc. | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | IES Holdings, Inc. | TX | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | IES HOLDINGS, INC RETIREMENT SAVINGS PLAN | EIN (EXACT) | ||
| Person page | Dennis S Baldwin | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) | |
| Person page | Thomas E Vossman | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Electrical Work, TX first:
- COMFORT SYSTEMS USA INC TX
- QUANTA SERVICES, INC. TX
- CUPERTINO ELECTRIC, INC. CA
- 180 Connect Inc. CO
- EnerLume Energy Management Corp. CT
- VIASOURCE COMMUNICATIONS INC FL
- ABLE TELCOM HOLDING CORP GA
- ORIUS CORP IL
- NATIONWIDE ELECTRIC INC MO
- Pike Corp NC
In other datasets, the same topic (Construction) in TX:
- Form D issuer: 1001 CORDELL LLC (Form D private offerings)
- Lobbying client: ABS CONSULTING (Federal lobbying (LDA))
Interests: Electrical Work · Construction