IPO registrations (S-1, F-1) · Registrants
PENWEST PHARMACEUTICALS CO
- SEC CIK
- 1047188 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 1997-10-21, last 1997-12-18; 1 initial registration, 4 amendments
- Outcome
- Withdrawal requested 1998-08-21
- Industry (SIC)
- Pharmaceutical Preparations 2834
- Incorporated in
- WA
- Business address
- 2981 ROUTE 22, SUITE 2, Patterson, NY 12563-2335
- EIN
- 91-1513032
- EDGAR entity type
- operating
- Insiders and CEO pay
- PENWEST PHARMACEUTICALS CO on the corporate pages
Offering terms
- Proposed price range
- $10.00–$12.00 per share (S-1/A filed 1997-12-17)
- Shares offered
- 2,500,000
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: PENWEST PHARMACEUTICALS CO. Fuzzy (name and state)
- Form 5500 plan sponsor: PENWEST PHARMACEUTICALS CO. EXACT (EIN (EXACT))
- SEC filer: PENWEST PHARMACEUTICALS CO EXACT (CIK (EXACT))
- Person page: Peter F Drake Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 6
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1997-10-21 | S-1 | S-1 (registration) | PENWEST PHARMACEUTICALS CO | 0000950135-97-004212 ↗ |
| 1997-11-10 | S-1/A | S-1/A (amendment) | PENWEST PHARMACEUTICALS CO | 0000950135-97-004402 ↗ |
| 1997-12-05 | S-1/A | S-1/A (amendment) | PENWEST PHARMACEUTICALS CO | 0000950135-97-004875 ↗ |
| 1997-12-17 | S-1/A | S-1/A (amendment) | PENWEST PHARMACEUTICALS CO | 0000950135-97-005092 ↗ |
| 1997-12-18 | S-1/A | S-1/A (amendment) | PENWEST PHARMACEUTICALS CO | 0000950135-97-005100 ↗ |
| 1998-08-21 | RW | RW (withdrawal request) | PENWEST PHARMACEUTICALS CO | 0000950135-98-004885 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 1997-12-17 | S-1/A | registration statement | $10.00–$12.00 | 2,500,000 | - | 0 | from the submission text; range, shares headline | document ↗ | ||
| 1997-12-18 | S-1/A | registration statement | - | - | 0 | from the submission text; no terms found | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| DRAKE PETER F | Director | 28 | 2006–2010 | person page Fuzzy | |
| FREIMAN PAUL E | Director | 37 | 2006–2010 | ||
| HENEL ROLF H | Director | 5 | 2006–2007 | ||
| HENNESSEY ROBERT | Director | 24 | 2006–2009 | ||
| Joslyn Alan | Officer | Sr. Vice President, R&D. | 9 | 2006 | |
| STANIFORTH JOHN N | Director | 16 | 2006–2009 | ||
| VANLENT ANNE | Director | 18 | 2006–2010 | ||
| BAICHWAL ANAND | Officer | Chief Scientific Officer; SVP Licensing & BD | 17 | 2006–2010 | |
| SCIASCIA THOMAS | Officer | Chief Medical Officer; SVP Clin Dev & Reg Aff & CMO | 10 | 2006–2010 | |
| GOOD JENNIFER L | Director,Officer; Officer | President & CEO; President & COO | 12 | 2006–2010 | |
| Palleiko Ben | Officer | SVP, Corporate Dev. & CFO | 9 | 2006–2008 | |
| Meeker David P | Director | 10 | 2007–2010 | ||
| Hayes Paul F | Officer | VP, Strategic Marketing | 5 | 2007–2009 | |
| Hawi Amale | Officer | SVP, Pharmaceutical Dev. | 10 | 2007–2010 | |
| OSHEA WILLIAM J | Director | 16 | 2007–2009 | ||
| Muscolo Frank P | Officer | Controller & CAO | 8 | 2007–2010 | |
| Bianchi Christophe | Director | 6 | 2007–2010 | ||
| Bradley Scott | TenPercentOwner | 12 | 2008 | ||
| Cho Michael | TenPercentOwner | 1 | 2008 | ||
| EDELMAN JOSEPH | TenPercentOwner | 16 | 2008 | ||
| PERCEPTIVE ADVISORS LLC | TenPercentOwner | 24 | 2008–2010 | ||
| PERCEPTIVE LIFE SCIENCES MASTER FUND LTD | TenPercentOwner | 17 | 2008–2010 | ||
| TANG CAPITAL MANAGEMENT LLC | TenPercentOwner | 11 | 2009–2010 | ||
| TANG CAPITAL PARTNERS LP | TenPercentOwner | 11 | 2009–2010 | ||
| TANG KEVIN C | TenPercentOwner; TenPercentOwnerOther | 11 | 2009–2010 | ||
| WONG RODERICK | Director | 3 | 2010 | ||
| Zarrabian Saiid | Director | 3 | 2010 | ||
| Lemkey John G | Director | 1 | 2010 | ||
| ENDO PHARMACEUTICALS HOLDINGS INC | TenPercentOwner | 2 | 2010 | ||
| West Acquisition Corp. | TenPercentOwner | 2 | 2010 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | PENWEST PHARMACEUTICALS CO. | NY | State business registries | name and state |
| SEC filer | PENWEST PHARMACEUTICALS CO | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | PENWEST PHARMACEUTICALS CO. | NY | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | PENWEST PHARMACEUTICALS CO. | EIN (EXACT) | ||
| Person page | Peter F Drake | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Pharmaceutical Preparations, NY first:
- TG THERAPEUTICS, INC. NY
- SIGA TECHNOLOGIES INC NY
- SEELOS THERAPEUTICS, INC. NY
- Protagenic Therapeutics, Inc.\new NY
- XTL BIOPHARMACEUTICALS LTD NY
- CHEMBIO DIAGNOSTICS, INC. NY
- EYETECH PHARMACEUTICALS INC NY
- INNOVATIVE DRUG DELIVERY SYSTEMS INC NY
- EON LABS INC NY
- ORAMED PHARMACEUTICALS INC. NY
In other datasets, the same topic (Health) in NY:
- Nonprofit: AABR FOUNDATION INC (Nonprofits (IRS Form 990))
Interests: Pharmaceutical Preparations · Health