IPO registrations (S-1, F-1) · Registrants
OFFICIAL PAYMENTS HOLDINGS, INC.
- SEC CIK
- 1045150 · filings on EDGAR ↗
- Name on the registration
- TIER TECHNOLOGIES INC
- Former names
- TIER TECHNOLOGIES INC (1997–2011)
- Registration
- Form S-1, first filed 1997-10-10, last 1998-06-05; 2 initial registrations, 3 amendments
- Outcome
- Final prospectus filed 1997-12-17
- Industry (SIC)
- Services-Business Services, NEC 7389
- Incorporated in
- DE
- Business address
- 3550 ENGINEERING DRIVE, SUITE 400, Norcross, GA 30092
- EIN
- 94-3145844
- EDGAR entity type
- operating
- Insiders and CEO pay
- OFFICIAL PAYMENTS HOLDINGS, INC. on the corporate pages
Offering terms
- Proposed price range
- $9.00–$11.00 per share (S-1/A filed 1997-12-15)
- Final price
- $3.58 per share, below the range (424B4 filed 1997-12-17, an initial public offering)
- Shares sold
- 3,400,000
- Gross proceeds
- $12,172,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol TIER
- Lead underwriters
- Adams Harkness; Montgomery Securities
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: TIER TECHNOLOGIES, INC. EXACT (EIN (EXACT, as the state registration reports it))
- Business registration: TIER TECHNOLOGIES, INC. EXACT (EIN (EXACT, as the state registration reports it))
- Business registration: Official Payments Holdings, Inc. Fuzzy (name and state)
- Form 5500 plan sponsor: OFFICIAL PAYMENTS HOLDINGS, INC. EXACT (EIN (EXACT))
- SEC filer: OFFICIAL PAYMENTS HOLDINGS, INC. EXACT (CIK (EXACT))
- Person page: James R Stone Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Philip G Heasley Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 7
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1997-10-10 | S-1 | S-1 (registration) | TIER TECHNOLOGIES INC | 0000929624-97-001200 ↗ |
| 1997-11-17 | S-1/A | S-1/A (amendment) | TIER TECHNOLOGIES INC | 0000929624-97-001418 ↗ |
| 1997-12-15 | S-1/A | S-1/A (amendment) | TIER TECHNOLOGIES INC | 0000929624-97-001549 ↗ |
| 1997-12-17 | 424B4 | 424B4 (final prospectus) | TIER TECHNOLOGIES INC | 0000929624-97-001571 ↗ |
| 1998-05-07 | S-1 | S-1 (registration) | TIER TECHNOLOGIES INC | 0000929624-98-000879 ↗ |
| 1998-06-05 | S-1/A | S-1/A (amendment) | TIER TECHNOLOGIES INC | 0000929624-98-001089 ↗ |
| 1998-06-10 | 424B4 | 424B4 (final prospectus) | TIER TECHNOLOGIES INC | 0000929624-98-001117 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 1997-12-15 | S-1/A | registration statement | $9.00–$11.00 | 3,400,000 | - | Nasdaq TIER | 2 | from the submission text; range, price line, shares headline, proceeds computed, price outside the range dropped, cover names 2 | document ↗ | |
| 1997-12-17 | 424B4 | final prospectus | $3.58 | 3,400,000 | $12,172,000 | Nasdaq TIER | 2 | from the submission text; price line, shares headline, proceeds computed, cover names 2 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Beckerman Steven M | Officer | Senior Vice President; Sr. Vice President | 3 | 2006 | |
| ROSSETTI RONALD L | Director; Director,Officer | CEO; CEO, Chairman of the Board; Chief Executive Officer | 16 | 2006–2009 | |
| BERGER CHARLES W | Director | 14 | 2006–2013 | ||
| CABOT SAMUEL III | Director | 8 | 2006–2008 | ||
| FOUNTAIN DAVID E | Officer | Chief Financial Officer | 1 | 2006 | |
| GUENTHER MORGAN P | Director | 11 | 2006–2013 | ||
| Lawler Michael A | Officer | Sr. VP - EPOS & OPC | 1 | 2006 | |
| SCOTT T MICHAEL | Director | 2 | 2006–2007 | ||
| Spector Bruce R | Director | 2 | 2006–2007 | ||
| Tully Deanne M | Officer | VP, Gen.Counsel & Corp.Secy. | 1 | 2006 | |
| Wade Stephen V | Officer | Sr. VP - Corp Business Dev | 1 | 2006 | |
| CONNELL KEVIN C | Officer | Sr. Vice President | 1 | 2006 | |
| DELUCCA JOHN | Director | 7 | 2007–2010 | ||
| Stone James R | Director | 2 | 2007–2008 | person page Fuzzy | |
| Omsberg Keith S | Officer | Corp Secretary; General Counsel; VP, Gen. Counsel & Corp Secy. | 7 | 2008–2013 | |
| Kendrick Keith S | Officer | Sr. Vice President; SVP, Strategic Marketing | 6 | 2008–2011 | |
| Johnston Ronald | Officer | Chief Financial Officer | 4 | 2008–2009 | |
| HEASLEY PHILIP G | Director | 8 | 2008–2012 | person page Fuzzy | |
| Poe David A | Director | 11 | 2008–2013 | ||
| Vellayan Nina K | Officer | Chief Operating Officer | 11 | 2008–2009 | |
| Discovery Group I, LLC | TenPercentOwner | 23 | 2009–2012 | ||
| Donoghue Daniel J | Director,TenPercentOwner; TenPercentOwner | 26 | 2009–2012 | ||
| Murphy Michael R | Director; Director,TenPercentOwner; TenPercentOwner | 26 | 2009–2012 | ||
| DISCOVERY EQUITY PARTNERS, LP | TenPercentOwner | 17 | 2009–2012 | ||
| Sadek Zachary F | Director | 7 | 2009–2013 | ||
| HART ALEX P | Director,Officer | President and CEO | 5 | 2010–2013 | |
| Garg Atul | Officer | Sr. VP, Products Mgmt | 5 | 2010–2013 | |
| Mohapatra Sandip | Officer | Chief Technology Officer | 6 | 2011–2013 | |
| HALE JAMES C III | Director | 6 | 2011–2013 | ||
| Schipper Katherine | Director | 5 | 2011–2013 | ||
| Hodges Jeff | Officer | Chief Financial Officer | 5 | 2011–2013 | |
| Ament David J. | TenPercentOwner | 1 | 2013 | ||
| GIANT INVESTMENT LLC | TenPercentOwner | 1 | 2013 | ||
| Golson Brian P. | TenPercentOwner | 1 | 2013 | ||
| KESSINGER WILLIAM C | TenPercentOwner | 1 | 2013 | ||
| PARTHENON INVESTORS II. L.P. | TenPercentOwner | 1 | 2013 | ||
| PCap II, LLC | TenPercentOwner | 1 | 2013 | ||
| PCap Partners II, LLC | TenPercentOwner | 1 | 2013 | ||
| PCP MANAGERS, LLC | TenPercentOwner | 1 | 2013 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | Official Payments Holdings, Inc. | GA | State business registries | name and state |
| Business registration | TIER TECHNOLOGIES, INC. | VA | State business registries | EIN (EXACT, as the state registration reports it) |
| Business registration | TIER TECHNOLOGIES, INC. | VA | State business registries | EIN (EXACT, as the state registration reports it) |
| SEC filer | OFFICIAL PAYMENTS HOLDINGS, INC. | SEC filers (EDGAR) | CIK (EXACT) | |
| Form 5500 plan sponsor | OFFICIAL PAYMENTS HOLDINGS, INC. | EIN (EXACT) | ||
| Person page | James R Stone | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Philip G Heasley | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
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In other datasets, the same topic (Technology) in GA:
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Interests: Services-Business Services, NEC · Technology