IPO registrations (S-1, F-1) · Registrants
STONERIDGE INC
- SEC CIK
- 1043337 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 1997-08-08, last 1997-10-08; 1 initial registration, 3 amendments
- Outcome
- Final prospectus filed 1997-10-10
- Industry (SIC)
- Motor Vehicle Parts & Accessories 3714
- Incorporated in
- OH
- Business address
- 39675 MACKENZIE DRIVE, SUITE 400, Novi, MI 48377
- EIN
- 34-1598949
- Ticker
- SRI (NYSE)
- EDGAR entity type
- operating
- Insiders and CEO pay
- STONERIDGE INC on the corporate pages
Offering terms
- Proposed price range
- $15.00–$17.00 per share (S-1/A filed 1997-10-01)
- Final price
- $17.50 per share, above the range (424B4 filed 1997-10-10, an initial public offering)
- Shares sold
- 5,850,000
- Gross proceeds
- $102,375,000 before underwriting discounts and any over-allotment option
- Lead underwriters
- Morgan Stanley; Donaldson, Lufkin & Jenrette (1,740,000 shares)
- Syndicate
- U.S. Underwriters: Morgan Stanley & Co. Incorporated (1,740,000); Baird (60,000); J.C. Bradford & Co (60,000); Butler, Wick & Co., Inc (60,000); Chatsworth Securities LLC (60,000); Cleary Gull Reiland & McDevitt Inc (60,000); A.G. Edwards (120,000); First of Michigan Corporation (60,000); Furman Selz LLC (60,000); GS2 Securities, Inc (60,000); Jefferies (60,000); Edward D. Jones & Co., L.P (60,000); Lehman Brothers (120,000); PaineWebber (120,000); Roney & Co., L.L.C (60,000); Citigroup (120,000); Tucker Anthony Incorporated (60,000); Enskilda, Skandinaviska Enskilda Bank (78,000); Banco Santander de Negocios, S.A (78,000); Societe Generale (78,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: STONERIDGE, INC. EXACT (EIN (EXACT, as the state registration reports it))
- Business registration: STONERIDGE, INC. Fuzzy (name and state)
- Form 5500 plan sponsor: STONERIDGE, INC. EXACT (EIN (EXACT))
- Form D issuer: STONERIDGE INC EXACT (CIK (EXACT))
- SEC filer: STONERIDGE INC EXACT (CIK (EXACT))
- Person page: Douglas C Jacobs Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Frank S Sklarsky Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 5
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1997-08-08 | S-1 | S-1 (registration) | STONERIDGE INC | 0000950152-97-005723 ↗ |
| 1997-09-17 | S-1/A | S-1/A (amendment) | STONERIDGE INC | 0000950152-97-006637 ↗ |
| 1997-10-01 | S-1/A | S-1/A (amendment) | STONERIDGE INC | 0000950152-97-006973 ↗ |
| 1997-10-08 | S-1/A | S-1/A (amendment) | STONERIDGE INC | 0000950152-97-007083 ↗ |
| 1997-10-10 | 424B4 | 424B4 (final prospectus) | STONERIDGE INC | 0000950152-97-007147 ↗ |
Prospectus pages read 3
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 1997-10-01 | S-1/A | registration statement | $15.00–$17.00 | 5,557,500 | - | 2 | from the submission text; range, shares headline, cover names 2 | document ↗ | ||
| 1997-10-08 | S-1/A | registration statement | - | - | 0 | from the submission text; no terms found | document ↗ | |||
| 1997-10-10 | 424B4 | final prospectus | $17.50 | 5,850,000 | $102,375,000 | 22 | from the submission text; price line, shares headline, proceeds computed, underwriting table 21, cover names 2 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| STRICKLER GEORGE E | Officer | EVP; EVP and CFO; Executive VP and CFO | 29 | 2006–2017 | |
| Corey John C | Director,Officer; Officer | CEO and President; Predisent and CEO; President and CEO | 31 | 2006–2015 | |
| LINEHAN EARL L | Director | 9 | 2006–2009 | ||
| Tervalon Mark J | Officer | Vice President | 17 | 2006–2012 | |
| Suttmeier Vince | Officer | Vice President; VP; VP and GM - Pollak | 8 | 2006–2010 | |
| BEAVER THOMAS A | Officer | Vice President; Vice President - Global Sales; Vice President of Global Sales; VP - Global Sales; VP Global Sales | 42 | 2006–2019 | |
| DRAIME D M | Director,Officer,TenPercentOwner | Chairman of the Board | 1 | 2006 | |
| DRAIME JEFFREY P | Director; Director,TenPercentOwner | 22 | 2006–2023 | ||
| Draime Cecile | TenPercentOwner | 2 | 2006–2010 | ||
| CHENEY RICHARD E | Director | 1 | 2006 | ||
| COHEN AVERY S | Director | 3 | 2006–2008 | ||
| EPSTEIN SHELDON J | Director | 4 | 2006–2009 | ||
| LASKY WILLIAM M | Director | 24 | 2006–2026 | ||
| Mentzel Karl E | Officer | Vice President, GM (Alphabet) | 1 | 2006 | |
| Mosel Edward F | Officer | EVP and COO; Vice President; Vice Presidnet | 7 | 2006–2007 | |
| Oakes Mark | Officer | Vice President | 3 | 2006–2007 | |
| JACOBS DOUGLAS C | Director | 26 | 2006–2022 | person page Fuzzy | |
| Korth Kim | Director | 26 | 2006–2026 | ||
| Kaplan Ira C. | Director | 25 | 2009–2026 | ||
| Schlather Paul J. | Director | 28 | 2009–2025 | ||
| Sloan Michael D | Officer | Vice President; VP; VP and GM of Hi-Stat | 25 | 2009–2017 | |
| Adante Richard M. | Officer | Vice President of Operations; Vice President Operations | 13 | 2011–2016 | |
| Leite Sergio De Cerqueira | Officer | President of PST | 3 | 2012–2017 | |
| Kramer Kevin B | Officer | Vice President | 3 | 2012–2013 | |
| Kruk Peter | Officer | Pres. - Electronics; Pres. Electronics; Pres., Electronics Division; President of Electronics | 18 | 2012–2017 | |
| Mayes George S JR | Director | 16 | 2012–2025 | ||
| Di Staulo Charles A. | Officer | VP of HR; VP of Human Resources | 4 | 2013–2015 | |
| DeGaynor Jonathan B | Director,Officer; Officer | President and CEO | 23 | 2015–2023 | |
| Nagle Alisa A | Officer | Chief Human Resources Officer | 5 | 2015–2019 | |
| Moore Anthony L | Officer | Vice President of Operations | 9 | 2016–2019 | |
| Hartman Robert J. Jr. | Officer | Chief Accounting Officer; Chief Accouting Officer | 28 | 2016–2026 | |
| Krakowiak Robert R. | Officer | Chief Financial Officer; EVP and CFO | 9 | 2016–2021 | |
| Ferraiolo Caetano Roberto | Officer | Director President of PST; President of PST; President Stoneridge Brazil | 20 | 2017–2026 | |
| Willig Robert R. Jr. | Officer | President Control Devices; President of Control Devices | 3 | 2017–2019 | |
| Dono Thomas Michael JR | Officer | Chief Legal Officer | 5 | 2018–2021 | |
| Kusiak Daniel M | Officer | Chief Procurement Officer | 5 | 2018–2021 | |
| Borne Laurent | Officer | CTO and Chief Strategy Officer; Pres. Electronics and CTO; President Electronics and CTO; President Electronics Division | 18 | 2019–2023 | |
| Benedict Susan C. | Officer | Chief Human Resources Officer; CHRO and Assistant GC | 19 | 2019–2026 | |
| Heigel Kevin | Officer | SVP Integrated Supply Chain; VP of Operations | 7 | 2020–2022 | |
| Zizelman James | Director,Officer; Officer | President and CEO; President Control Devices | 15 | 2020–2026 | |
| Sklarsky Frank S | Director | 8 | 2021–2026 | person page Fuzzy | |
| Horvath Matthew R. | Officer | CFO; Chief Financial Officer | 16 | 2021–2026 | |
| Osterberg Peter | Officer | President of Electronics | 3 | 2022–2023 | |
| Orsini Salvatore D. | Officer | Chief Procurement Officer | 5 | 2022–2025 | |
| Kased Rajaey | Officer | President Control Devices | 11 | 2023–2025 | |
| Reinhardt Carsten J | Director | 8 | 2023–2026 | ||
| Rutt Sheila M | Director | 6 | 2023–2026 | ||
| Cooprider Troy | Officer | Chief Technology Officer | 4 | 2024–2025 | |
| Noblet Natalia | Director,Officer; Officer | President and CEO; President Electronics | 6 | 2024–2026 | |
| English Aron R. | Director | 2 | 2026 | ||
| Humphrey Scott Randall | Officer | CFO and Treasurer | 3 | 2026 | |
| Leblanc Christian | Officer | Global VP, Product and Project | 1 | 2026 | |
| Meyer Amy M. | Officer | Global VP Operations | 1 | 2026 | |
| Mitchell Theresa G. | Officer | Chief Information Officer | 1 | 2026 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2012-01-13 | STONERIDGE INC | Manufacturing | $16,500,000 | $16,500,000 | 2 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | STONERIDGE, INC. | MI | State business registries | name and state |
| Business registration | STONERIDGE, INC. | MI | State business registries | name and state |
| Plan sponsor | STONERIDGE, INC. | MI | Form 5500 (employee benefit plans) | name and state |
| Form D issuer | STONERIDGE INC | OH | Form D private offerings | CIK (EXACT) |
| Patent assignee | Stoneridge, Inc. | MI | Patents (USPTO) | name and state |
| SEC filer | STONERIDGE INC | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | Stoneridge, Inc. | MI | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | STONERIDGE, INC. | EIN (EXACT) | ||
| Person page | Douglas C Jacobs | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Frank S Sklarsky | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Motor Vehicle Parts & Accessories, MI first:
- DURA AUTOMOTIVE SYSTEMS INC MI
- TRIANON INDUSTRIES CORP MI
- NOBLE INTERNATIONAL, LTD. MI
- Dauch Corp MI
- DELPHI CORP MI
- VISTEON CORP MI
- ZF TRW AUTOMOTIVE HOLDINGS CORP MI
- Cooper-Standard Automotive Inc. MI
- Cooper-Standard Holdings Inc. MI
- Tower International, Inc. MI
In other datasets, the same topic (Transportation) in MI:
- Lobbying client: ACLR BUSINESS SOLUTIONS, L.L.C. (Federal lobbying (LDA))
Interests: Motor Vehicle Parts & Accessories · Transportation