IPO registrations (S-1, F-1) · Registrants
GOLDEN PHOENIX MINERALS INC
- SEC CIK
- 1042784 · filings on EDGAR ↗
- Former names
- GOLDEN PHOENIX MINERALS INC /MN/ (1999–2008); GOLDEN PHOENIX MINERALS INC /FA/ (1997–1998)
- Registration
- Form S-1, first filed 2008-02-28, last 2011-07-05; 2 initial registrations, 2 amendments
- Outcome
- Declared effective 2008-05-14
- Industry (SIC)
- Metal Mining 1000
- Incorporated in
- NV
- Business address
- 7770 DUNEVILLE STREET, #11, Las Vegas, NV 89139
- EIN
- 41-1878178
- EDGAR entity type
- operating
- Insiders and CEO pay
- GOLDEN PHOENIX MINERALS INC on the corporate pages
Offering terms
- Shares offered
- 51,419,753
- Listing
- OTC under the symbol GPXM.OB
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: Golden Phoenix Minerals, Inc. Fuzzy (name and state)
- Form D issuer: GOLDEN PHOENIX MINERALS INC EXACT (CIK (EXACT))
- SEC filer: GOLDEN PHOENIX MINERALS INC EXACT (CIK (EXACT))
- Person page: R Patrick Highsmith Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 8
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2008-02-28 | S-1 | S-1 (registration) | GOLDEN PHOENIX MINERALS INC /MN/ | 0001096906-08-000358 ↗ |
| 2008-04-04 | S-1/A | S-1/A (amendment) | GOLDEN PHOENIX MINERALS INC /MN/ | 0001096906-08-000632 ↗ |
| 2008-05-09 | S-1/A | S-1/A (amendment) | GOLDEN PHOENIX MINERALS INC /MN/ | 0001096906-08-000844 ↗ |
| 2008-05-14 | EFFECT | EFFECT (declared effective) | GOLDEN PHOENIX MINERALS INC /MN/ | 9999999995-08-001582 ↗ |
| 2008-11-03 | EFFECT | EFFECT (declared effective) | GOLDEN PHOENIX MINERALS INC | 9999999995-08-003269 ↗ |
| 2008-11-03 | EFFECT | EFFECT (declared effective) | GOLDEN PHOENIX MINERALS INC | 9999999995-08-003270 ↗ |
| 2011-07-05 | S-1 | S-1 (registration) | GOLDEN PHOENIX MINERALS INC | 0001096906-11-001369 ↗ |
| 2011-07-22 | EFFECT | EFFECT (declared effective) | GOLDEN PHOENIX MINERALS INC | 9999999995-11-002240 ↗ |
Prospectus pages read 1
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2011-07-05 | S-1 | registration statement | $0.20 | 51,419,753 | $10,283,950 | OTC GPXM.OB | 0 | primary document; price line, shares headline, proceeds computed | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Kitchen Larry Alan | Officer | Principal Accounting Officer | 3 | 2006 | |
| CALDWELL DAVID A | Director,Officer; Other | Chief Executive Officer; President/COO | 5 | 2006–2010 | |
| Martin Robert P | Director,Officer; Officer | Chairman; Chairman, President, Secretary; EVP & Corporate Secretary; EVP/Corporate Secretary; Executive VP/Corp Secretary; President and Secretary | 9 | 2006–2012 | |
| Ripley Kenneth S | Officer; Other | Chief Executive Officer | 13 | 2006–2007 | |
| Thomas William L | Other | 1 | 2006 | ||
| Tissier Jeffrey P | Director | 9 | 2006–2007 | ||
| PARRATT RONALD | Director | 2 | 2006–2008 | ||
| Prahl Donald | Officer | Chief Operating Officer; Vice President of Operations | 6 | 2006–2008 | |
| Aveson Kent D | Director | 3 | 2006–2008 | ||
| Anderson Corby G | Director | 4 | 2006–2009 | ||
| GAUGER DENNIS P | Director,Officer; Officer | CFO & Principal Acctg. Officer; Chief Financial Officer | 10 | 2006–2016 | |
| Brown Joan Yvonne | Director | 4 | 2007–2008 | ||
| Vetter Johann Roland | Director | 2 | 2008 | ||
| Klein Thomas Joseph | Director; Director,Officer | Chief Executive Officer | 7 | 2009–2013 | |
| Harrison Clyde | Director | 4 | 2009–2010 | ||
| GUNN DONALD | Director; Director,Officer | President; PRESIDENT | 7 | 2010–2012 | |
| Rasmussen Hans John | Director | 4 | 2011–2013 | ||
| Di Girolamo John | Director | 2 | 2011 | ||
| Highsmith R. Patrick | Director | 6 | 2015–2016 | person page Fuzzy | |
| Gunn Donald | Director,Officer | Chief Executive Officer; President | 5 | 2015–2016 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2012-03-20 | GOLDEN PHOENIX MINERALS INC | Other | $1,286,667 | $620,000 | 1 | 1 |
| 2012-03-20 | GOLDEN PHOENIX MINERALS INC | Other | $250,000 | $100,000 | 1 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | Golden Phoenix Minerals, Inc. | NV | State business registries | name and state |
| Form D issuer | GOLDEN PHOENIX MINERALS INC | NV | Form D private offerings | CIK (EXACT) |
| SEC filer | GOLDEN PHOENIX MINERALS INC | SEC filers (EDGAR) | CIK (EXACT) | |
| Person page | R Patrick Highsmith | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Metal Mining, NV first:
- Searchlight Minerals Corp. NV
- USMetals, Inc. NV
- PARAMOUNT GOLD & SILVER CORP. NV
- DEL TORO SILVER CORP. NV
- SCANDIUM INTERNATIONAL MINING CORP. NV
- Lithium Corp NV
- Dolat Ventures, Inc. NV
- SSI INTERNATIONAL LTD NV
- Gruental Corp. NV
- WARMEN Ltd NV
In other datasets, the same topic (Natural resources) in NV:
- Lobbying client: 3PL OPERATING INC. (Federal lobbying (LDA))
Interests: Metal Mining · Natural resources