IPO registrations (S-1, F-1) · Registrants
YUNHONG GREEN CTI LTD.
- SEC CIK
- 1042187 · filings on EDGAR ↗
- Name on the registration
- CTI INDUSTRIES CORP
- Former names
- Yunhong CTI Ltd. (2020–2023); CTI INDUSTRIES CORP (1997–2020)
- Registration
- Form S-1, first filed 2006-12-29, last 2018-09-19; 2 initial registrations, 2 amendments
- Outcome
- Declared effective 2007-01-26; withdrawal requested 2016-06-08
- Industry (SIC)
- Fabricated Rubber Products, NEC 3060
- Incorporated in
- IL
- Business address
- 22160 N PEPPER RD, Barrington, IL 60010
- EIN
- 36-2848943
- Ticker
- YHGJ (Nasdaq)
- EDGAR entity type
- operating
- Insiders and CEO pay
- YUNHONG GREEN CTI LTD. on the corporate pages
Offering terms
- Listing
- Nasdaq under the symbol CTIB
- Lead underwriters
- Maxim Group
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Form 5500 plan sponsor: YUNHONG CTI LTD EXACT (EIN (EXACT))
- Form D issuer: CTI INDUSTRIES CORP EXACT (CIK (EXACT))
- SEC filer: CTI INDUSTRIES CORP EXACT (CIK (EXACT))
Filings 10
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2006-12-29 | S-1 | S-1 (registration) | CTI INDUSTRIES CORP | 0001144204-06-054879 ↗ |
| 2007-01-19 | S-1/A | S-1/A (amendment) | CTI INDUSTRIES CORP | 0001144204-07-002398 ↗ |
| 2007-01-22 | S-1/A | S-1/A (amendment) | CTI INDUSTRIES CORP | 0001144204-07-002630 ↗ |
| 2007-01-26 | EFFECT | EFFECT (declared effective) | CTI INDUSTRIES CORP | 9999999995-07-000323 ↗ |
| 2008-08-01 | EFFECT | EFFECT (declared effective) | CTI INDUSTRIES CORP | 9999999995-08-002390 ↗ |
| 2014-09-23 | EFFECT | EFFECT (declared effective) | CTI INDUSTRIES CORP | 9999999995-14-002846 ↗ |
| 2016-06-08 | RW | RW (withdrawal request) | CTI INDUSTRIES CORP | 0001144204-16-107446 ↗ |
| 2016-10-19 | EFFECT | EFFECT (declared effective) | CTI INDUSTRIES CORP | 9999999995-16-006017 ↗ |
| 2018-09-19 | S-1 | S-1 (registration) | CTI INDUSTRIES CORP | 0001437749-18-017174 ↗ |
| 2018-12-12 | RW | RW (withdrawal request) | CTI INDUSTRIES CORP | 0001437749-18-021927 ↗ |
Prospectus pages read 1
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2018-09-19 | S-1 | registration statement | - | - | Nasdaq CTIB | 1 | primary document; cover names 1 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| ANDERSON BRENT | Officer | Vice President Manufacturing | 13 | 2006–2009 | |
| KOMAR SAMUEL | Director; Officer | Vice President Marketing | 13 | 2006–2018 | |
| PATTERSON TIMOTHY | Officer | Vice President Finance | 12 | 2006–2016 | |
| MERRICK STEPHEN M | Director,Officer,TenPercentOwner | President, Secretary, Director; Secretary, Executive CP; Secretary, Executive VP | 53 | 2006–2016 | |
| SCHWAN JOHN H | Director,Officer,TenPercentOwner | Chairman; Chairman, CEO | 50 | 2006–2019 | |
| Frank Steve | Officer | VP Sales | 5 | 2007 | |
| BROWN STANLEY M | Director | 17 | 2007–2017 | ||
| TAYNE BRET | Director | 14 | 2007–2016 | ||
| SCHWAN HOWARD W | Director,Officer; Other | President | 13 | 2007–2014 | |
| Avramovich Michael | Director | 3 | 2007 | ||
| Collins John I | Director | 10 | 2007–2016 | ||
| Roos Phil D | Director | 4 | 2008–2012 | ||
| Sherman Richard J | Officer | Vice President | 4 | 2010–2012 | |
| Deshmukh Rahul P | Officer | Vice President of Operations | 3 | 2012–2016 | |
| Schwan Jana M | Director; Officer | Vice President of Procurement | 4 | 2012–2016 | |
| Martinez Miguel Orlando | Officer | Vice President Pouch Products | 1 | 2012 | |
| Eirinberg Howard C | Director | 2 | 2013 | ||
| Klimek John M | Director | 3 | 2013–2016 | ||
| Hyland Jeffrey S | Director,Officer | President | 5 | 2017–2019 | |
| CESARIO FRANK | Officer | Chief Financial Officer | 2 | 2018 | |
| Li Yubao | Director; Director,TenPercentOwner | 5 | 2020 | ||
| LF International Pte. Ltd. | TenPercentOwner | 2 | 2020 | ||
| Gisonni Art | Director | 1 | 2020 | ||
| Zhang Wan | Director | 1 | 2020 | ||
| Zhang Yaping | Director | 1 | 2020 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2020-01-14 | CTI INDUSTRIES CORP | Other | $7,000,000 | $2,500,000 | 1 | 1 |
| 2016-08-17 | CTI INDUSTRIES CORP | Manufacturing | Indefinite | $917,100 | 17 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Form D issuer | CTI INDUSTRIES CORP | IL | Form D private offerings | CIK (EXACT) |
| Nonprofit | THETA RHO HOUSE CORPORATION | IL | Nonprofits (IRS Form 990) | same street address and ZIP code, 22160 N PEPPER RD 60010 (FUZZY: a shared address, not proof of a shared organization) |
| SEC filer | Yunhong CTI Ltd. | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | YUNHONG GREEN CTI LTD. | IL | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | YUNHONG CTI LTD | EIN (EXACT) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Fabricated Rubber Products, NEC, IL first:
- Vystar Corp MA
- ANSELL HEALTHCARE INC NJ
- RBX CORP VA
Interests: Fabricated Rubber Products, NEC