IPO registrations (S-1, F-1) · Registrants
Spectrum Brands, Inc.
- SEC CIK
- 1028985 · filings on EDGAR ↗
- Former names
- RAYOVAC CORP (1996–2005)
- Registration
- Form S-1, first filed 1996-12-13, last 2019-05-16; 4 initial registrations, 7 amendments
- Outcome
- Final prospectus filed 1997-11-24; declared effective 2009-11-10; withdrawal requested 2001-04-10
- Industry (SIC)
- Miscellaneous Electrical Machinery, Equipment & Supplies 3690
- Incorporated in
- DE
- Business address
- 601 RAYOVAC DRIVE, Madison, WI 53711
- EIN
- 22-2423556
- EDGAR entity type
- operating
- Insiders and CEO pay
- Spectrum Brands, Inc. on the corporate pages
On this site
- Business registration: SPECTRUM BRANDS, INC. EXACT (EIN (EXACT, as the state registration reports it))
- Business registration: Spectrum Brands, Inc. Fuzzy (name and state)
- Business registration: SPECTRUM BRANDS, INC. Fuzzy (name and state)
- Form 5500 plan sponsor: SPECTRUM BRANDS, INC. EXACT (EIN (EXACT))
- Federal award recipient: SPECTRUM BRANDS, INC. Fuzzy (name and state)
- Lobbying client: SPECTRUM BRANDS Fuzzy (name and state)
- SEC filer: Spectrum Brands, Inc. EXACT (CIK (EXACT))
- Person page: William P Carmichael Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 26
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1996-12-13 | S-1 | S-1 (registration) | RAYOVAC CORP | 0000950146-96-002271 ↗ |
| 1997-01-24 | S-1/A | S-1/A (amendment) | RAYOVAC CORP | 0001029869-97-000045 ↗ |
| 1997-02-05 | S-1/A | S-1/A (amendment) | RAYOVAC CORP | 0001029869-97-000078 ↗ |
| 1997-02-07 | S-1/A | S-1/A (amendment) | RAYOVAC CORP | 0001029869-97-000081 ↗ |
| 1997-09-08 | S-1 | S-1 (registration) | RAYOVAC CORP | 0001029869-97-001073 ↗ |
| 1997-10-31 | S-1/A | S-1/A (amendment) | RAYOVAC CORP | 0001029869-97-001253 ↗ |
| 1997-11-17 | S-1/A | S-1/A (amendment) | RAYOVAC CORP | 0001029869-97-001330 ↗ |
| 1997-11-24 | 424B4 | 424B4 (final prospectus) | RAYOVAC CORP | 0001029869-97-001347 ↗ |
| 1998-05-29 | 424B4 | 424B4 (final prospectus) | RAYOVAC CORP | 0001029869-98-000756 ↗ |
| 2001-04-10 | RW | RW (withdrawal request) | RAYOVAC CORP | 0000950172-01-000455 ↗ |
| 2006-12-19 | RW | RW (withdrawal request) | Spectrum Brands, Inc. | 0001341004-06-003546 ↗ |
| 2006-12-21 | RW | RW (withdrawal request) | Spectrum Brands, Inc. | 0001341004-06-003568 ↗ |
| 2006-12-21 | RW | RW (withdrawal request) | Spectrum Brands, Inc. | 0001341004-06-003569 ↗ |
| 2008-06-02 | RW | RW (withdrawal request) | Spectrum Brands, Inc. | 0001341004-08-001270 ↗ |
| 2009-11-10 | EFFECT | EFFECT (declared effective) | Spectrum Brands, Inc. | 9999999995-09-003130 ↗ |
| 2010-07-02 | EFFECT | EFFECT (declared effective) | Spectrum Brands, Inc. | 9999999995-10-002035 ↗ |
| 2013-12-23 | EFFECT | EFFECT (declared effective) | Spectrum Brands, Inc. | 9999999995-13-003660 ↗ |
| 2016-01-07 | EFFECT | EFFECT (declared effective) | Spectrum Brands, Inc. | 9999999995-16-003476 ↗ |
| 2016-01-15 | S-1 | S-1 (registration) | Spectrum Brands, Inc. | 0001193125-16-431243 ↗ |
| 2016-02-02 | EFFECT | EFFECT (declared effective) | Spectrum Brands, Inc. | 9999999995-16-003656 ↗ |
| 2017-01-03 | EFFECT | EFFECT (declared effective) | Spectrum Brands, Inc. | 9999999995-17-000015 ↗ |
| 2017-08-09 | S-1 | S-1 (registration) | Spectrum Brands, Inc. | 0001193125-17-252981 ↗ |
| 2017-12-20 | S-1/A | S-1/A (amendment) | Spectrum Brands, Inc. | 0001193125-17-375013 ↗ |
| 2019-05-16 | S-1/A | S-1/A (amendment) | Spectrum Brands, Inc. | 0001193125-19-149408 ↗ |
| 2019-06-20 | EFFECT | EFFECT (declared effective) | Spectrum Brands, Inc. | 9999999995-19-001387 ↗ |
| 2019-12-30 | EFFECT | EFFECT (declared effective) | Spectrum Brands, Inc. | 9999999995-19-002945 ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Lumley David R | Officer | CEO & Pres. GBPC H&G; Pres. GBPC & Co-COO; Pres. GBPC H&G & Co-COO; Pres. Global Bat & PC & Co-COO; Pres--Global Batts, PC & H&G; President GB&PC; President, North America | 12 | 2006–2010 | |
| BILLER KENNETH V | Officer | President -- Global Operations | 2 | 2006 | |
| BUREL REMY | Officer | President, Europe & ROW | 3 | 2006 | |
| CANCIO LUIS A | Officer | President, Latin America | 1 | 2006 | |
| CHEESEMAN PAUL | Officer | Sr. VP, Product Development | 1 | 2006 | |
| DEFEO NEIL P | Other | 1 | 2006 | ||
| HEIL JOHN | Officer | Pres. G Pet Supp. & Co-COO; President, Global Pet Supplies; President--Global Pet Supplies; President United Pet Group; President, United Pet Group | 14 | 2006–2010 | |
| HUSSEY KENT J | Director; Director,Officer; Officer | CEO & Chairman of the Board; Chief Executive Officer; President and COO | 17 | 2006–2010 | |
| PELLEGRINO PHILIP | Officer | Executive VP -- Global Sales | 1 | 2006 | |
| STEWARD RANDALL J | Officer | Executive VP and CFO | 3 | 2006 | |
| Junghahn Hartmut | Officer | Executive VP, Latin America; President, Latin America | 4 | 2006–2007 | |
| JONES DAVID A /WI | Director; Director,Officer; DirectorOther | Chief Executive Officer | 3 | 2006–2007 | |
| BOWLIN JOHN D | Director | 3 | 2006–2008 | ||
| CARMICHAEL WILLIAM P | Director | 3 | 2006–2008 | person page Fuzzy | |
| LEE THOMAS H ADVISORS LLC | TenPercentOwner | 3 | 2006–2008 | ||
| LUPO JOHN S | Director | 3 | 2006–2008 | ||
| SHEPHERD THOMAS R | Director | 3 | 2006–2008 | ||
| THOMAS BARBARA S | Director | 3 | 2006–2008 | ||
| Genito Anthony L | Officer | EVP and CFO; EVP, CFO; EVP, CFO & CAO; SVP and CFO | 11 | 2007–2010 | |
| Yoder Amy | Officer | EVP, Home & Garden; President, United Industries | 3 | 2007 | |
| LEE THOMAS H EQUITY FUND IV LP | TenPercentOwner | 1 | 2008 | ||
| Williams David B. | TenPercentOwner | 1 | 2008 | ||
| Avenue Capital Management II GenPar, LLC | TenPercentOwner | 4 | 2009–2011 | ||
| Avenue Capital Management II, L.P. | TenPercentOwner | 4 | 2009–2011 | ||
| Avenue Capital Partners V, LLC | TenPercentOwner | 3 | 2009–2010 | ||
| Avenue Special Situations Fund V LP | TenPercentOwner | 3 | 2009–2010 | ||
| D. E. SHAW & CO, L.L.C. | TenPercentOwnerOther | 5 | 2009–2010 | ||
| D. E. SHAW & CO, L.P. | TenPercentOwnerOther | 5 | 2009–2010 | ||
| D. E. SHAW LAMINAR PORTFOLIOS, L.L.C. | TenPercentOwnerOther | 5 | 2009–2010 | ||
| FALCONE PHILIP | TenPercentOwnerOther | 11 | 2009–2010 | ||
| GLOBAL OPPORTUNITIES BREAKAWAY LTD. | TenPercentOwnerOther | 2 | 2009–2010 | ||
| GLOBAL OPPORTUNITIES BREAKAWAY MANAGEMENT GP, L.L.C. | TenPercentOwnerOther | 2 | 2009–2010 | ||
| GLOBAL OPPORTUNITIES BREAKAWAY MANAGEMENT, L.P. | TenPercentOwnerOther | 2 | 2009–2010 | ||
| GL Partners V, LLC | TenPercentOwner | 3 | 2009–2010 | ||
| HARBINGER CAPITAL PARTNERS LLC | TenPercentOwnerOther | 11 | 2009–2010 | ||
| HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD. | TenPercentOwnerOther | 11 | 2009–2010 | ||
| HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P. | TenPercentOwnerOther | 11 | 2009–2010 | ||
| HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC | TenPercentOwnerOther | 11 | 2009–2010 | ||
| HARBINGER HOLDINGS, LLC | TenPercentOwnerOther | 11 | 2009–2010 | ||
| LASRY MARC | TenPercentOwner | 4 | 2009–2011 | ||
| SHAW DAVID E | TenPercentOwnerOther | 5 | 2009–2010 | ||
| KIRSCHNER MARC S | Director | 3 | 2009–2010 | ||
| POLISTINA TERRY | Director | 3 | 2009–2010 | ||
| Rovit Hugh R | Director | 3 | 2009–2010 | ||
| Ambrecht Kenneth C | Director | 3 | 2009–2010 | ||
| DAVIS EUGENE I | Director | 3 | 2009–2010 | ||
| MATTHEWS NORMAN S | Director | 3 | 2009–2010 | ||
| Wilson John T. | Officer | Senior VP, Secretary & GC | 1 | 2010 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.