IPO registrations (S-1, F-1) · Registrants
SPECIAL METALS CORP
- SEC CIK
- 1028965 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 1996-12-20, last 1997-02-20; 1 initial registration, 3 amendments
- Outcome
- Final prospectus filed 1997-02-26
- Industry (SIC)
- Steel Works, Blast Furnaces & Rolling & Finishing Mills 3310
- Incorporated in
- DE
- Business address
- 4317 MIDDLE SETTLEMENT ROAD, New Hartford, NY 13413
- EIN
- 25-1445468
- EDGAR entity type
- operating
Offering terms
- Proposed price range
- $15.00–$17.00 per share (S-1/A filed 1997-02-20)
- Final price
- $16.50 per share, within the range (424B1 filed 1997-02-26, an initial public offering)
- Shares sold
- 3,850,000
- Gross proceeds
- $63,525,000 before underwriting discounts and any over-allotment option
- Lead underwriters
- Morgan Stanley (1,054,000 shares)
- Syndicate
- Citigroup (1,054,000); Credit Lyonnais Securities (usa) Inc (527,000); Advest, Inc (45,000); Bear Stearns (90,000); Dean Witter (90,000); A.G. Edwards (90,000); Fahnestock & Co. Inc (45,000); Gabelli & Company, Inc (45,000); Janney Montgomery Scott (45,000); Jefferies (45,000); C.L. King & Associates (45,000); Legg Mason (45,000); Lehman Brothers (90,000); Merrill Lynch (90,000); Oppenheimer (90,000); Pacific Crest Securities (45,000); PaineWebber (90,000); Ragen MacKenzie Incorporated (45,000); Societe Generale Securities Corporation (90,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: SPECIAL METALS LLC Fuzzy (name and state)
- Form 5500 plan sponsor: SPECIAL METALS CORPORATION EXACT (EIN (EXACT))
- Federal award recipient: SPECIAL METALS CORPORATION Fuzzy (name and state)
Filings 6
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1996-12-20 | S-1 | S-1 (registration) | SPECIAL METALS CORP | 0000889812-96-001964 ↗ |
| 1997-02-03 | S-1/A | S-1/A (amendment) | SPECIAL METALS CORP | 0000889812-97-000274 ↗ |
| 1997-02-18 | S-1/A | S-1/A (amendment) | SPECIAL METALS CORP | 0000889812-97-000496 ↗ |
| 1997-02-20 | S-1/A | S-1/A (amendment) | SPECIAL METALS CORP | 0000889812-97-000518 ↗ |
| 1997-02-25 | S-1MEF | S-1MEF (added securities) | SPECIAL METALS CORP | 0000889812-97-000584 ↗ |
| 1997-02-26 | 424B1 | 424B1 (final prospectus) | SPECIAL METALS CORP | 0000889812-97-000590 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 1997-02-20 | S-1/A | registration statement | $15.00–$17.00 | 3,700,000 | - | 4 | from the submission text; range, shares headline, cover names 4 | document ↗ | ||
| 1997-02-26 | 424B1 | final prospectus | $16.50 | 3,850,000 | $63,525,000 | 20 | from the submission text; price sentence, shares headline, proceeds computed, underwriting table 20, cover names 3 | document ↗ |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | SPECIAL METALS LLC | NY | State business registries | name and state |
| Federal award recipient | SPECIAL METALS CORPORATION | NY | Federal spending (USAspending) | name and state |
| Nonprofit | SPECIAL METALS CORPORATION IAM RETIREE VEBA TR | NY | Nonprofits (IRS Form 990) | same street address and ZIP code, 4317 MIDDLE SETTLEMENT RD 13413 (FUZZY: a shared address, not proof of a shared organization) |
| Trademark owner | Special Metals LLC | NY | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | SPECIAL METALS CORPORATION | EIN (EXACT) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.