IPO registrations (S-1, F-1) · Registrants
LITHIA MOTORS INC
- SEC CIK
- 1023128 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 1996-10-15, last 1998-04-28; 2 initial registrations, 6 amendments
- Outcome
- Final prospectus filed 1998-05-04
- Industry (SIC)
- Retail-Auto Dealers & Gasoline Stations 5500
- Incorporated in
- OR
- Business address
- 150 NORTH BARTLETT STREET, Medford, OR 97501
- EIN
- 93-0572810
- Ticker
- LAD (NYSE)
- EDGAR entity type
- operating
- Insiders and CEO pay
- LITHIA MOTORS INC on the corporate pages
Offering terms
- Final price
- $14.50 per share (424B1 filed 1998-05-04)
- Shares sold
- 3,000,000
- Gross proceeds
- $43,500,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol LMTR
- Lead underwriters
- RBC Capital Markets (870,000 shares)
- Syndicate
- Robertson Stephens; Furman Selz LLC (900,000); EVEREN Securities, Inc (870,000); BancAmerica Robertson Stephens (360,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: LITHIA MOTORS INC Fuzzy (name and state)
- Business registration: LITHIA MOTORS, INC. Fuzzy (name and state)
- Business registration: LITHIA MOTORS, INC. Fuzzy (name and state)
- Form 5500 plan sponsor: LITHIA MOTORS, INC. EXACT (EIN (EXACT))
- Political committee (FEC): LITHIA MOTORS INC POLITICAL ACTION COMMITTEE (connected to LITHIA MOTORS INC) Fuzzy (name and state)
- Federal award recipient: LITHIA MOTORS, INC. Fuzzy (name and state)
- Federal award recipient: LITHIA MOTORS, INC. Fuzzy (name and state)
- Form D issuer: LITHIA MOTORS INC EXACT (CIK (EXACT))
- SEC filer: LITHIA MOTORS INC EXACT (CIK (EXACT))
- Person page: Thomas R Becker Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 9
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1996-10-15 | S-1 | S-1 (registration) | LITHIA MOTORS INC | 0000912057-96-022692 ↗ |
| 1996-11-01 | S-1/A | S-1/A (amendment) | LITHIA MOTORS INC | 0000912057-96-024364 ↗ |
| 1996-11-22 | S-1/A | S-1/A (amendment) | LITHIA MOTORS INC | 0000912057-96-027414 ↗ |
| 1996-12-17 | S-1/A | S-1/A (amendment) | LITHIA MOTORS INC | 0000912057-96-029417 ↗ |
| 1996-12-18 | S-1/A | S-1/A (amendment) | LITHIA MOTORS INC | 0000912057-96-029584 ↗ |
| 1998-03-06 | S-1 | S-1 (registration) | LITHIA MOTORS INC | 0001047469-98-008940 ↗ |
| 1998-04-14 | S-1/A | S-1/A (amendment) | LITHIA MOTORS INC | 0001047469-98-014999 ↗ |
| 1998-04-28 | S-1/A | S-1/A (amendment) | LITHIA MOTORS INC | 0001047469-98-016617 ↗ |
| 1998-05-04 | 424B1 | 424B1 (final prospectus) | LITHIA MOTORS INC | 0001047469-98-017794 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 1998-04-28 | S-1/A | registration statement | 3,000,000 | - | Nasdaq LMTR | 2 | from the submission text; shares headline, cover names 2 | document ↗ | ||
| 1998-05-04 | 424B1 | final prospectus | $14.50 | 3,000,000 | $43,500,000 | Nasdaq LMTR | 5 | from the submission text; price sentence, shares headline, proceeds computed, underwriting table 4, cover names 2 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| BECKER THOMAS R | Director | 28 | 2006–2018 | person page Fuzzy | |
| DEBOER SIDNEY B | Director; Director,Officer; Director,Officer,TenPercentOwner; Director,TenPercentOwner | Chairman and CEO; Executive Chairman | 212 | 2006–2026 | |
| HEIMANN M L DICK | Director,Officer | President of Corporate Affairs | 11 | 2006–2012 | |
| DEBOER BRYAN B | Director,Officer; Officer | CEO; Chief Executive officer; Chief Executive Officer; President and CEO; President & COO | 80 | 2006–2026 | |
| GANIM LINDA | Officer | Chief Accounting Officer | 6 | 2006–2008 | |
| GRAY R BRADFORD | Director,Officer; Officer | Consultant; Executive Vice President | 21 | 2006–2015 | |
| JONES DON H | Officer | Sr. Vice President, Retail | 3 | 2006–2007 | |
| KELLER MARYANN | Director | 8 | 2006–2009 | ||
| TAYLOR GERALD F | Director | 3 | 2006–2007 | ||
| YOUNG WILLIAM J | Director | 20 | 2006–2015 | ||
| DEBOER JEFFREY B | Officer | Senior Vice President, CFO | 7 | 2006–2010 | |
| Wagner A J | Director | 3 | 2008–2009 | ||
| Hughes Charles R | Director | 4 | 2008–2009 | ||
| Glick William L | Director | 3 | 2008–2009 | ||
| Cain Susan O | Director; Other | 42 | 2009–2024 | ||
| Holzshu Chris | Officer | Chief Operating Officer; Executive Vice President; Sr. Vice President & CFO; Sr. Vice President/CFO | 46 | 2010–2025 | |
| North John F | Officer | Senior Vice President; Senior Vice President & CFO; Sr. Vice President & CFO; VP Finance / CAO; VP Finance, Controller; VP of Accounting/CAO; VP of Finance, Controller; VP of Finance, Corp Controller | 29 | 2010–2019 | |
| Hillier Scott | Officer | Senior Vice President; Sr Vice President, Operations; Sr. VP of Operations; Sr. VP/ Operations; Sr. VP/Operations | 43 | 2011–2024 | |
| LITHIA HOLDING CO LLC | TenPercentOwner | CEO; Executive Chairman | 65 | 2012–2016 | |
| Roberts Kenneth E | Director; Other | 44 | 2012–2024 | ||
| Liang George Chun-Wai | Officer | Senior Vice President | 14 | 2014–2019 | |
| Lam Shau-wai | Director | 4 | 2015–2016 | ||
| Robino David J | Director | 10 | 2016–2024 | ||
| Dobry Thomas | Officer | Chief Marketing Officer; Senior Vice President; Vice President; VP Marketing | 15 | 2016–2021 | |
| Miramontes Louis | Director | 18 | 2018–2026 | ||
| Lewis Erik | Officer | Senior Vice President; Senior VP & Chief HR Officer | 2 | 2018–2019 | |
| ABRAMS CAPITAL MANAGEMENT, LLC | TenPercentOwner | 4 | 2018–2025 | ||
| ABRAMS CAPITAL MANAGEMENT, L.P. | TenPercentOwner | 4 | 2018–2025 | ||
| Abrams David C | TenPercentOwner | 4 | 2018–2025 | ||
| Miller Tina | Officer | CFO; Chief Financial Officer; Senior Vice President; Senior Vice President & CFO; VP, CAO & Principal Fin. Off. | 17 | 2019–2026 | |
| McIntyre Shauna | Director | 33 | 2019–2026 | ||
| Hines George N | Officer | Chief Innovation&Tech Officer; Senior Vice President; SVP, Chief Tech. & Innov. Off. | 15 | 2019–2026 | |
| ABRAMS CAPITAL, LLC | TenPercentOwner | 1 | 2019 | ||
| Stork David | Officer | Chief Administrative Officer; Senior Vice President | 12 | 2021–2026 | |
| Celeste Marguerite | Officer | Chief Marketing Officer; Senior Vice President | 5 | 2021–2023 | |
| Lentz James E. | Director | 7 | 2022–2026 | ||
| GLANDON GARY M | Officer | Chief People Officer | 9 | 2022–2025 | |
| Loretz Congdon Stacy | Director | 10 | 2023–2026 | ||
| Chamberlain Adam | Officer | Chief Customer Officer; Chief Operating Officer | 4 | 2024–2025 | |
| McKinney Cassandra M. | Director | 4 | 2024–2026 | ||
| O'NEILL HEIDI | Director | 4 | 2025–2026 | ||
| Bailey Richard J Jr | Director | 4 | 2025–2026 | ||
| Lietz Charles Douglas | Officer | Sr Vice President, Finance | 1 | 2026 | |
| Macaddino Katherine Lee | Officer | Sr Vice President, People | 1 | 2026 | |
| Huskins Priya Cherian | Director | 2 | 2026 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2017-05-24 | LITHIA MOTORS INC | Retailing | $2,000,000 | $2,000,000 | 1 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | LITHIA MOTORS INC | OR | State business registries | name and state |
| Business registration | LITHIA MOTORS, INC. | OR | State business registries | name and state |
| Business registration | LITHIA MOTORS, INC. | OR | State business registries | name and state |
| Political committee | LITHIA MOTORS INC POLITICAL ACTION COMMITTEE (connected to LITHIA MOTORS INC) | OR | Campaign finance (FEC) | name and state |
| Federal award recipient | LITHIA MOTORS, INC. | OR | Federal spending (USAspending) | name and state |
| Federal award recipient | LITHIA MOTORS, INC. | OR | Federal spending (USAspending) | name and state |
| Form D issuer | LITHIA MOTORS INC | OR | Form D private offerings | CIK (EXACT) |
| SEC filer | LITHIA MOTORS INC | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | Lithia Motors, Inc. | OR | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | LITHIA MOTORS, INC. | EIN (EXACT) | ||
| Person page | Thomas R Becker | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.