IPO registrations (S-1, F-1) · Registrants
DELTA FINANCIAL CORP
- SEC CIK
- 1021848 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 1996-09-03, last 1997-07-18; 2 initial registrations, 3 amendments
- Outcome
- Final prospectus filed 1996-11-01
- Industry (SIC)
- Loan Brokers 6163
- Incorporated in
- DE
- Business address
- 1000 WOODBURY, STE 200, Woodbury, NY 11797
- EIN
- 11-3336165
- EDGAR entity type
- operating
- Insiders and CEO pay
- DELTA FINANCIAL CORP on the corporate pages
Offering terms
- Proposed price range
- $14.50–$16.50 per share (S-1/A filed 1996-10-25)
- Final price
- $16.50 per share, within the range (424B4 filed 1996-11-01, an initial public offering)
- Shares sold
- 4,000,000
- Gross proceeds
- $66,000,000 before underwriting discounts and any over-allotment option
- Listing
- NYSE under the symbol DFC
- Lead underwriters
- Prudential Securities (1,700,000 shares)
- Syndicate
- Piper Sandler (600,000); NatWest Securities Limited (1,700,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: DELTA FINANCIAL CORPORATION Fuzzy (name and state)
- SEC filer: DELTA FINANCIAL CORP EXACT (CIK (EXACT))
- Person page: Sidney A Miller Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 7
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1996-09-03 | S-1 | S-1 (registration) | DELTA FINANCIAL CORP | 0000889812-96-001224 ↗ |
| 1996-10-09 | S-1/A | S-1/A (amendment) | DELTA FINANCIAL CORP | 0000889812-96-001442 ↗ |
| 1996-10-25 | S-1/A | S-1/A (amendment) | DELTA FINANCIAL CORP | 0000889812-96-001529 ↗ |
| 1996-11-01 | 424B4 | 424B4 (final prospectus) | DELTA FINANCIAL CORP | 0000889812-96-001597 ↗ |
| 1997-06-06 | S-1 | S-1 (registration) | DELTA FINANCIAL CORP | 0000889812-97-001323 ↗ |
| 1997-07-18 | S-1/A | S-1/A (amendment) | DELTA FINANCIAL CORP | 0000889812-97-001533 ↗ |
| 1997-07-21 | 424B4 | 424B4 (final prospectus) | DELTA FINANCIAL CORP | 0000889812-97-001550 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 1996-10-25 | S-1/A | registration statement | $14.50–$16.50 | $15.50 | 4,000,000 | $62,000,000 | NYSE DFC | 3 | from the submission text; range, price sentence, shares headline, proceeds computed, cover names 3 | document ↗ |
| 1996-11-01 | 424B4 | final prospectus | $16.50 | 4,000,000 | $66,000,000 | NYSE DFC | 3 | from the submission text; price sentence, shares headline, proceeds computed, underwriting table 3, cover names 2 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| BLASS RICHARD | Director,Officer | CFO & EVP; EVP and CFO; EVP & CFO | 5 | 2006–2008 | |
| MICHAELS RANDALL F | Officer | Executive Vice President | 5 | 2006 | |
| PABRAI MOHNISH | TenPercentOwner | 8 | 2007 | ||
| MILLER HUGH | Director,Officer,TenPercentOwner | CEO and President; President & CEO | 2 | 2007 | |
| Adamovich John Jr | Director | 1 | 2007 | ||
| Addas William Dean | Director | 1 | 2007 | ||
| PAYSON MARTIN D | Director | 2 | 2007 | ||
| POLLARD ARNOLD B | Director | 1 | 2007 | ||
| WILLIAMS MARGARET A | Director | 1 | 2007 | ||
| ANGELO GORDON & CO LP/NY | TenPercentOwner | 1 | 2007 | ||
| ANGELO JOHN M | TenPercentOwner | 1 | 2007 | ||
| GORDON MICHAEL L | TenPercentOwner | 1 | 2007 | ||
| Pabrai Investment Fund IV LP | TenPercentOwner | 3 | 2007 | ||
| HORAN WILLIAM J | TenPercentOwner | 1 | 2007 | ||
| MILLER LEE | Officer,TenPercentOwner | EVP | 1 | 2007 | |
| MILLER MARC | Officer,TenPercentOwner | EVP | 1 | 2007 | |
| MILLER SIDNEY A | Director | 1 | 2007 | person page Fuzzy |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | DELTA FINANCIAL CORPORATION | NY | State business registries | name and state |
| SEC filer | DELTA FINANCIAL CORP | SEC filers (EDGAR) | CIK (EXACT) | |
| Person page | Sidney A Miller | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Loan Brokers, NY first:
- NIS GROUP CO., LTD. NY
- iLOAN INC NY
- Better Home & Finance Holding Co NY
- Awareness Group, Inc. AZ
- LendingTree, Inc. NC
- Figure Technology Solutions, Inc. NV
- Fintech Ecosystem Development Corp. PA
- APPROVED FINANCIAL CORP VA
- FinVolution Group
In other datasets, the same topic (Finance) in NY:
- Lobbying client: 3B1 PARTNERS (Federal lobbying (LDA))
Interests: Loan Brokers · Finance