IPO registrations (S-1, F-1) · Registrants
DeFi Capital Markets, Inc.
- SEC CIK
- 102109 · filings on EDGAR ↗
- Name on the registration
- UNIVERSAL SAFETY PRODUCTS, INC.
- Former names
- UNIVERSAL SAFETY PRODUCTS, INC. (2025–2026); UNIVERSAL SECURITY INSTRUMENTS INC (1995–2025)
- Registration
- Form S-1, first filed 2025-09-16, last 2026-07-10; 2 initial registrations, 1 amendment
- Outcome
- Declared effective 2025-09-24; withdrawal requested 2026-10-05
- Industry (SIC)
- Wholesale-Electronic Parts & Equipment, NEC 5065
- Incorporated in
- MD
- Business address
- 11407 CRONHILL DRIVE, SUITES A-D, Owings Mills, MD 21117-3586
- EIN
- 52-0898545
- Ticker
- DCM (NYSE)
- EDGAR entity type
- operating
- Insiders and CEO pay
- DeFi Capital Markets, Inc. on the corporate pages
On this site
- Form 5500 plan sponsor: UNIVERSAL SECURITY INSTRUMENTS, INC. EXACT (EIN (EXACT))
- Form D issuer: UNIVERSAL SAFETY PRODUCTS, INC. EXACT (CIK (EXACT))
- SEC filer: UNIVERSAL SAFETY PRODUCTS, INC. EXACT (CIK (EXACT))
Filings 6
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2025-09-16 | S-1 | S-1 (registration) | UNIVERSAL SAFETY PRODUCTS, INC. | 0001104659-25-090446 ↗ |
| 2025-09-19 | S-1/A | S-1/A (amendment) | UNIVERSAL SAFETY PRODUCTS, INC. | 0001104659-25-091692 ↗ |
| 2025-09-24 | EFFECT | EFFECT (declared effective) | UNIVERSAL SAFETY PRODUCTS, INC. | 9999999995-25-003082 ↗ |
| 2026-07-10 | S-1 | S-1 (registration) | UNIVERSAL SAFETY PRODUCTS, INC. | 0001104659-26-082673 ↗ |
| 2026-10-05 | RW | RW (withdrawal request) | UNIVERSAL SAFETY PRODUCTS, INC. | 0001104659-26-113715 ↗ |
| 2026-11-03 | EFFECT | EFFECT (declared effective) | DeFi Capital Markets, Inc. | 9999999995-26-003423 ↗ |
Prospectus pages read 1
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2026-07-10 | S-1 | registration statement | $1.00 | - | - | NYSE American UUU | 0 | primary document; price line | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| KOVENS MICHAEL L | TenPercentOwner | 9 | 2006 | ||
| GROSSBLATT HARVEY B | Director,Officer | CEO; Chairman, President and CEO; President, CEO | 21 | 2006–2025 | |
| LUSKIN CARY | Director | 7 | 2006–2011 | ||
| Huff James Ballard | Officer | CFO; Chief Financial Officer | 11 | 2006–2025 | |
| SEFF RONALD A | Director | 8 | 2006–2025 | ||
| SILVERMAN HOWARD B | Director | 6 | 2006–2007 | ||
| Bormel Ira | Director | 3 | 2011–2025 | ||
| North Star Investment Management Corp. | Other; TenPercentOwner | 9 | 2013–2014 | ||
| North Star Micro Cap Fund | TenPercentOwner | 6 | 2013 | ||
| DPW Holdings, Inc. | Other; TenPercentOwner | 2 | 2020 | ||
| Ault & Company, Inc. | Director; Director,TenPercentOwner | 3 | 2025 | ||
| AULT MILTON C III | Director; Director,Officer; Director,TenPercentOwner | Vice Chairman | 51 | 2025–2026 | |
| Nisser Henry Carl | Director | 2 | 2025 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2025-08-15 | UNIVERSAL SAFETY PRODUCTS, INC. | Retailing | $2,500,000 | $1,000,000 | 1 | 1 |
| 2014-03-14 | UNIVERSAL SECURITY INSTRUMENTS INC | Manufacturing | $81,250 | $81,250 | 1 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Plan sponsor | UNIVERSAL SECURITY INSTRUMENTS, INC. | MD | Form 5500 (employee benefit plans) | EIN (EXACT) |
| Form D issuer | UNIVERSAL SAFETY PRODUCTS, INC. | MD | Form D private offerings | CIK (EXACT) |
| SEC filer | UNIVERSAL SAFETY PRODUCTS, INC. | SEC filers (EDGAR) | CIK (EXACT) | |
| Form 5500 plan sponsor | UNIVERSAL SECURITY INSTRUMENTS, INC. | EIN (EXACT) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Wholesale-Electronic Parts & Equipment, NEC, MD first:
- NOGATECH INC CA
- FOCUS AFFILIATES INC TX
- SOMERA COMMUNICATIONS INC TX
- Orbital Infrastructure Group, Inc. TX
- Simply, Inc. FL
- MEMEC INC CA
- Brightstar Corp. FL
- Image Metrics, Inc. CA
- American Telecom Services Inc CA
- Ituran Location & Control Ltd.
In other datasets, the same topic (Retail) in MD:
- Form D issuer: ACP-Offenbachers, LLC (Form D private offerings)
Interests: Wholesale-Electronic Parts & Equipment, NEC · Retail