IPO registrations (S-1, F-1) · Registrants
WILLIS LEASE FINANCE CORP
- SEC CIK
- 1018164 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 1997-11-10, last 2006-01-27; 2 initial registrations, 3 amendments
- Outcome
- Final prospectus filed 1997-12-16
- Industry (SIC)
- Wholesale-Machinery, Equipment & Supplies 5080
- Incorporated in
- DE
- Business address
- 4700 LYONS TECHNOLOGY PARKWAY, Coconut Creek, FL 33073
- EIN
- 68-0070656
- Ticker
- WLFC (Nasdaq)
- EDGAR entity type
- operating
- Insiders and CEO pay
- WILLIS LEASE FINANCE CORP on the corporate pages
Offering terms
- Final price
- $8.00 per share (424B4 filed 1997-12-16)
- Shares sold
- 1,500,000
- Gross proceeds
- $12,000,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol WLFC
- Lead underwriters
- Lehman Brothers (420,000 shares)
- Syndicate
- Dain Bosworth Incorporated (420,000); BancAmerica Robertson Stephens (50,000); BT Alex. Brown (50,000); A.G. Edwards (50,000); EVEREN Securities, Inc (50,000); Merrill Lynch (50,000); Montgomery Securities (50,000); Prudential Securities (50,000); SBC Warburg Dillon Read Inc (50,000); Citigroup (50,000); FBR (30,000); Hoefer & Arnett Inc (30,000); Jefferies (30,000); C.L. King & Associates (30,000); Piper Sandler (30,000); Southeast Research Partners, Inc (30,000); Sutro & Co. Incorporated (30,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: WILLIS LEASE FINANCE CORPORATION EXACT (EIN (EXACT, as the state registration reports it))
- Business registration: Willis Lease Finance Corporation Fuzzy (name and state)
- Business registration: WILLIS LEASE FINANCE CORPORATION Fuzzy (name and state)
- Form 5500 plan sponsor: WILLIS LEASE FINANCE CORPORATION EXACT (EIN (EXACT))
- Lobbying client: WILLIS LEASE FINANCE CORPORATION Fuzzy (name and state)
- SEC filer: WILLIS LEASE FINANCE CORP EXACT (CIK (EXACT))
Filings 6
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1997-11-10 | S-1 | S-1 (registration) | WILLIS LEASE FINANCE CORP | 0000950149-97-002017 ↗ |
| 1997-12-11 | S-1/A | S-1/A (amendment) | WILLIS LEASE FINANCE CORP | 0000950149-97-002194 ↗ |
| 1997-12-16 | 424B4 | 424B4 (final prospectus) | WILLIS LEASE FINANCE CORP | 0000950149-97-002219 ↗ |
| 2005-12-20 | S-1 | S-1 (registration) | WILLIS LEASE FINANCE CORP | 0001047469-05-028469 ↗ |
| 2006-01-09 | S-1/A | S-1/A (amendment) | WILLIS LEASE FINANCE CORP | 0001047469-06-000238 ↗ |
| 2006-01-27 | S-1/A | S-1/A (amendment) | WILLIS LEASE FINANCE CORP | 0001047469-06-000970 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 1997-12-11 | S-1/A | registration statement | $8.00 | 1,500,000 | $12,000,000 | Nasdaq WLFC | 1 | from the submission text; price sentence, shares headline, proceeds computed, cover names 1 | document ↗ | |
| 1997-12-16 | 424B4 | final prospectus | $8.00 | 1,500,000 | $12,000,000 | Nasdaq WLFC | 18 | from the submission text; price sentence, shares headline, proceeds computed, underwriting table 18, cover names 1 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| HICKERSON GLENN L | Director | 4 | 2006 | ||
| NORD THOMAS C | Officer | Sr. V.P., General Counsel, Sec; SVP, Gen. Counsel, Sec.; SVP, Gen Counsel, Secretary; SVP, Gen. Counsel, Secretary; SVP, Gen.Counsel, Secretary; SVP, General Counsel; SVP, General Counsel, Sec.; SVP,General Counsel, Sec.; SVP, General Counsel,Secretary; SVP,General Counsel, Secretary; SVP,General Counsel,Secretary; SVP, General Cousel, Sec.; SVP, Secretary, Gen. Counsel; SVP, Secretary,General Counsel | 59 | 2006–2013 | |
| Warwick Robert M | Officer | EVP & CFO; EVP, CFO | 4 | 2006–2007 | |
| WILLIS CHARLES F IV | Director,Officer,TenPercentOwner; Director,TenPercentOwner | CEO; Chief Executive Officer; Executive Chairman; Predident & CEO; Pres & CEO; Pres., CEO; President and CEO; President & CEO; President, CEO; President/CEO; Prresident, CEO | 290 | 2006–2026 | |
| Webber Judith M | Officer; Other | Sr. VP Technical Services; Sr.V.P., Technical Services; SVP Technical Services; SVP, Technical Services | 56 | 2006–2015 | |
| LEROY WILLIAM M | Director | 8 | 2006 | ||
| MACALEAVEY THOMAS E | Officer | Sr. V.P. Sales & Marketing; Sr. VP, Sales & Marketing; SVP, Sales and Marketing; SVP, Sales & Marketing | 7 | 2006–2007 | |
| LAVIEC GERARD | Director | 22 | 2006–2013 | ||
| HUNZIKER HANS JORG | Director; Other | 114 | 2006–2024 | ||
| Beaumont Lee G | Officer | EVP, COO; EVP, Strategy & Business Dev. | 16 | 2006–2008 | |
| Morris Robert T | Director | 76 | 2006–2020 | ||
| Forsyth Bradley Stewart | Officer; Other | President; Sr. V.P., CFO; SVP & CFO; SVP, CFO; SVP, Chief Financial Officer; SVP, SFO | 101 | 2007–2016 | |
| NUNEMAKER DONALD A | Officer; Other | EVP, COO; EVP, General Manager Leasing; EVP, General Mgr Leasing; EVP, General Mgr. Leasing; EVP, Gen. Manager Leasing; EVP, Gen.Manager Leasing; EVP, Gen.Manager-Leasing; EVP, Gen. Mgr Leasing; EVP, Gen. Mgr. Leasing; EVP, Gen.Mgr-Leasing; EVP GM Leasing; EVP, GM Leasing; President | 163 | 2007–2016 | |
| COON W WILLIAM JR | Director; Other | 33 | 2007–2015 | ||
| JACOBS SY | TenPercentOwner | 34 | 2007–2012 | ||
| JACOBS ASSET MANAGEMENT, LLC | TenPercentOwner | 32 | 2008–2012 | ||
| Willis Austin Chandler | Director; Director,Officer; Director,Officer,TenPercentOwner | Chief Executive Officer; President and CEO; SVP, Corp Development; SVP, Corp. Development; SVP, Corporate Developement; SVP Corporate Development; SVP, Corporate Development | 107 | 2009–2026 | |
| Crews Jesse Van | Officer | EVP, Chief Operating Officer; EVP, COO | 7 | 2009–2011 | |
| Johnson Paul David | Officer | SVP, Sales and Marketing; SVP, Sales & Marketing | 5 | 2011–2013 | |
| Poulakidas Dean Michael | Officer | EVP, GEN. COUNSEL, SECRETARY; Sr. V.P., General Counsel, Sec; SVP, Gen Counsel, Secretary; SVP, Gen. Counsel, Secretary; SVP, Gen.Counsel, Secretary; SVP, GEN. COUNSEL, SECRETARY; SVP General Counsel; SVP, General Counsel; SVP, General Counsel, Sec.; SVP, General Counsel,Secretary | 30 | 2013–2025 | |
| Keady Robert J. | Director; Other | 32 | 2015–2024 | ||
| Furtado Ernest J. | Officer | Interim CFO | 1 | 2016 | |
| Hole Brian Richard | Officer | President; PRESIDENT | 72 | 2016–2026 | |
| Spaulding Anthony R. | Officer; Other | Former SVP, Tech Services, CSO; SVP, Technical Services; SVP Tech Services, CSO; SVP, Tech. Services, CSO | 9 | 2016–2017 | |
| Flaherty Scott B. | Officer | EVP, CFO; SVP, CFO | 94 | 2016–2026 | |
| McKeating Rae Ann | Director | 10 | 2020–2025 | ||
| Curran Brendan | Director | 5 | 2024–2026 | ||
| Barrington Colm | Director | 5 | 2024–2026 | ||
| Jones Stephen Francis | Director | 5 | 2025–2026 | ||
| Dameron Clifton | Officer | SVP, GC & Corporate Secretary | 8 | 2025–2026 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Investment adviser | WILLIS ASSET FINANCE MANAGEMENT LLC | FL | Investment advisers (Form ADV) | same street address and ZIP code, 4700 LYONS TECHNOLOGY PKWY 33073 (FUZZY: a shared address, not proof of a shared organization) |
| Business registration | Willis Lease Finance Corporation | FL | State business registries | name and state |
| Business registration | WILLIS LEASE FINANCE CORPORATION | FL | State business registries | name and state |
| Business registration | WILLIS LEASE FINANCE CORPORATION | FL | State business registries | name and state |
| Plan sponsor | WILLIS LEASE FINANCE CORPORATION | FL | Form 5500 (employee benefit plans) | EIN (EXACT) |
| Lobbying client | WILLIS LEASE FINANCE CORPORATION | FL | Federal lobbying (LDA) | name and state |
| SEC filer | WILLIS LEASE FINANCE CORP | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | Willis Lease Finance Corporation | FL | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | WILLIS LEASE FINANCE CORPORATION | EIN (EXACT) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Wholesale-Machinery, Equipment & Supplies, FL first:
- AerSale Corp FL
- FACT, Inc. A6
- DIRECTCHEF INC CA
- US-TQ BEVERAGE PRODUCTS INT'L, INC. CA
- INDUSTRIAL DISTRIBUTION GROUP INC GA
- INTERNATIONAL AIRLINE SUPPORT GROUP INC GA
- CASTLE BRIDGE IMPACT MEDIA INC K5
- RDO EQUIPMENT CO ND
- SMARTEC INTERNATIONAL, INC. NV
- ADVANCED PIPE FITTING TECHNOLOGIES, INC. NV
In other datasets, the same topic (Retail) in FL:
- Form D issuer: A1 Group of Florida, Inc. (Form D private offerings)
Interests: Wholesale-Machinery, Equipment & Supplies · Retail