IPO registrations (S-1, F-1) · Registrants

WILLIS LEASE FINANCE CORP

SEC CIK
1018164 · filings on EDGAR ↗
Registration
Form S-1, first filed 1997-11-10, last 2006-01-27; 2 initial registrations, 3 amendments
Outcome
Final prospectus filed 1997-12-16
Industry (SIC)
Wholesale-Machinery, Equipment & Supplies 5080
Incorporated in
DE
Business address
4700 LYONS TECHNOLOGY PARKWAY, Coconut Creek, FL 33073
EIN
68-0070656
Ticker
WLFC (Nasdaq)
EDGAR entity type
operating
Insiders and CEO pay
WILLIS LEASE FINANCE CORP on the corporate pages

Offering terms

Final price
$8.00 per share (424B4 filed 1997-12-16)
Shares sold
1,500,000
Gross proceeds
$12,000,000 before underwriting discounts and any over-allotment option
Listing
Nasdaq under the symbol WLFC
Lead underwriters
Lehman Brothers (420,000 shares)
Syndicate
Dain Bosworth Incorporated (420,000); BancAmerica Robertson Stephens (50,000); BT Alex. Brown (50,000); A.G. Edwards (50,000); EVEREN Securities, Inc (50,000); Merrill Lynch (50,000); Montgomery Securities (50,000); Prudential Securities (50,000); SBC Warburg Dillon Read Inc (50,000); Citigroup (50,000); FBR (30,000); Hoefer & Arnett Inc (30,000); Jefferies (30,000); C.L. King & Associates (30,000); Piper Sandler (30,000); Southeast Research Partners, Inc (30,000); Sutro & Co. Incorporated (30,000)

Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.

Filings 6

FiledFormWhat it isName as filedEDGAR
1997-11-10S-1S-1 (registration)WILLIS LEASE FINANCE CORP0000950149-97-002017 ↗
1997-12-11S-1/AS-1/A (amendment)WILLIS LEASE FINANCE CORP0000950149-97-002194 ↗
1997-12-16424B4424B4 (final prospectus)WILLIS LEASE FINANCE CORP0000950149-97-002219 ↗
2005-12-20S-1S-1 (registration)WILLIS LEASE FINANCE CORP0001047469-05-028469 ↗
2006-01-09S-1/AS-1/A (amendment)WILLIS LEASE FINANCE CORP0001047469-06-000238 ↗
2006-01-27S-1/AS-1/A (amendment)WILLIS LEASE FINANCE CORP0001047469-06-000970 ↗

Prospectus pages read 2

FiledFormRead asRangePriceSharesProceedsListingUnderwritersWhat was foundDocument
1997-12-11S-1/Aregistration statement$8.001,500,000$12,000,000Nasdaq WLFC1from the submission text; price sentence, shares headline, proceeds computed, cover names 1document ↗
1997-12-16424B4final prospectus$8.001,500,000$12,000,000Nasdaq WLFC18from the submission text; price sentence, shares headline, proceeds computed, underwriting table 18, cover names 1document ↗

Officers, directors and large holders Forms 3, 4 and 5

InsiderRoleTitleFilingsYearsOn this site
HICKERSON GLENN LDirector42006
NORD THOMAS COfficerSr. V.P., General Counsel, Sec; SVP, Gen. Counsel, Sec.; SVP, Gen Counsel, Secretary; SVP, Gen. Counsel, Secretary; SVP, Gen.Counsel, Secretary; SVP, General Counsel; SVP, General Counsel, Sec.; SVP,General Counsel, Sec.; SVP, General Counsel,Secretary; SVP,General Counsel, Secretary; SVP,General Counsel,Secretary; SVP, General Cousel, Sec.; SVP, Secretary, Gen. Counsel; SVP, Secretary,General Counsel592006–2013
Warwick Robert MOfficerEVP & CFO; EVP, CFO42006–2007
WILLIS CHARLES F IVDirector,Officer,TenPercentOwner; Director,TenPercentOwnerCEO; Chief Executive Officer; Executive Chairman; Predident & CEO; Pres & CEO; Pres., CEO; President and CEO; President & CEO; President, CEO; President/CEO; Prresident, CEO2902006–2026
Webber Judith MOfficer; OtherSr. VP Technical Services; Sr.V.P., Technical Services; SVP Technical Services; SVP, Technical Services562006–2015
LEROY WILLIAM MDirector82006
MACALEAVEY THOMAS EOfficerSr. V.P. Sales & Marketing; Sr. VP, Sales & Marketing; SVP, Sales and Marketing; SVP, Sales & Marketing72006–2007
LAVIEC GERARDDirector222006–2013
HUNZIKER HANS JORGDirector; Other1142006–2024
Beaumont Lee GOfficerEVP, COO; EVP, Strategy & Business Dev.162006–2008
Morris Robert TDirector762006–2020
Forsyth Bradley StewartOfficer; OtherPresident; Sr. V.P., CFO; SVP & CFO; SVP, CFO; SVP, Chief Financial Officer; SVP, SFO1012007–2016
NUNEMAKER DONALD AOfficer; OtherEVP, COO; EVP, General Manager Leasing; EVP, General Mgr Leasing; EVP, General Mgr. Leasing; EVP, Gen. Manager Leasing; EVP, Gen.Manager Leasing; EVP, Gen.Manager-Leasing; EVP, Gen. Mgr Leasing; EVP, Gen. Mgr. Leasing; EVP, Gen.Mgr-Leasing; EVP GM Leasing; EVP, GM Leasing; President1632007–2016
COON W WILLIAM JRDirector; Other332007–2015
JACOBS SYTenPercentOwner342007–2012
JACOBS ASSET MANAGEMENT, LLCTenPercentOwner322008–2012
Willis Austin ChandlerDirector; Director,Officer; Director,Officer,TenPercentOwnerChief Executive Officer; President and CEO; SVP, Corp Development; SVP, Corp. Development; SVP, Corporate Developement; SVP Corporate Development; SVP, Corporate Development1072009–2026
Crews Jesse VanOfficerEVP, Chief Operating Officer; EVP, COO72009–2011
Johnson Paul DavidOfficerSVP, Sales and Marketing; SVP, Sales & Marketing52011–2013
Poulakidas Dean MichaelOfficerEVP, GEN. COUNSEL, SECRETARY; Sr. V.P., General Counsel, Sec; SVP, Gen Counsel, Secretary; SVP, Gen. Counsel, Secretary; SVP, Gen.Counsel, Secretary; SVP, GEN. COUNSEL, SECRETARY; SVP General Counsel; SVP, General Counsel; SVP, General Counsel, Sec.; SVP, General Counsel,Secretary302013–2025
Keady Robert J.Director; Other322015–2024
Furtado Ernest J.OfficerInterim CFO12016
Hole Brian RichardOfficerPresident; PRESIDENT722016–2026
Spaulding Anthony R.Officer; OtherFormer SVP, Tech Services, CSO; SVP, Technical Services; SVP Tech Services, CSO; SVP, Tech. Services, CSO92016–2017
Flaherty Scott B.OfficerEVP, CFO; SVP, CFO942016–2026
McKeating Rae AnnDirector102020–2025
Curran BrendanDirector52024–2026
Barrington ColmDirector52024–2026
Jones Stephen FrancisDirector52025–2026
Dameron CliftonOfficerSVP, GC & Corporate Secretary82025–2026

Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.

Also on this site Fuzzy

RecordName as filedWhereDatasetMatched by
Investment adviserWILLIS ASSET FINANCE MANAGEMENT LLCFLInvestment advisers (Form ADV)same street address and ZIP code, 4700 LYONS TECHNOLOGY PKWY 33073 (FUZZY: a shared address, not proof of a shared organization)
Business registrationWillis Lease Finance CorporationFLState business registriesname and state
Business registrationWILLIS LEASE FINANCE CORPORATIONFLState business registriesname and state
Business registrationWILLIS LEASE FINANCE CORPORATIONFLState business registriesname and state
Plan sponsorWILLIS LEASE FINANCE CORPORATIONFLForm 5500 (employee benefit plans)EIN (EXACT)
Lobbying clientWILLIS LEASE FINANCE CORPORATIONFLFederal lobbying (LDA)name and state
SEC filerWILLIS LEASE FINANCE CORPSEC filers (EDGAR)CIK (EXACT)
Trademark ownerWillis Lease Finance CorporationFLTrademarks (USPTO)name and state
Form 5500 plan sponsorWILLIS LEASE FINANCE CORPORATIONEIN (EXACT)

Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.

Others with the same interests

SIC industry Wholesale-Machinery, Equipment & Supplies, FL first:

More with this interest.

In other datasets, the same topic (Retail) in FL:

Interests: Wholesale-Machinery, Equipment & Supplies · Retail