IPO registrations (S-1, F-1) · Registrants
AVAX TECHNOLOGIES INC
- SEC CIK
- 1015441 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2008-02-08; 1 initial registration, 0 amendments
- Outcome
- Declared effective 2009-04-01; withdrawal requested 2009-03-26
- Industry (SIC)
- Biological Products, (No Diagnostic Substances) 2836
- Incorporated in
- DE
- Business address
- 4520 MAIN ST, STE 930, Kansas City, MO 64111
- EIN
- 13-3575874
- EDGAR entity type
- operating
- Insiders and CEO pay
- AVAX TECHNOLOGIES INC on the corporate pages
Offering terms
- Shares offered
- 250,000,000
- Listing
- OTC under the symbol AVXT.OB
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Form 5500 plan sponsor: AVAX TECHNOLOGIES INC EXACT (EIN (EXACT))
- Lobbying client: AVAX TECHNOLOGIES Fuzzy (name and state)
- SEC filer: AVAX TECHNOLOGIES INC EXACT (CIK (EXACT))
Filings 9
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2008-02-08 | S-1 | S-1 (registration) | AVAX TECHNOLOGIES INC | 0000897101-08-000276 ↗ |
| 2009-03-26 | RW | RW (withdrawal request) | AVAX TECHNOLOGIES INC | 0001144204-09-016251 ↗ |
| 2009-04-01 | EFFECT | EFFECT (declared effective) | AVAX TECHNOLOGIES INC | 9999999995-09-000797 ↗ |
| 2009-04-01 | EFFECT | EFFECT (declared effective) | AVAX TECHNOLOGIES INC | 9999999995-09-000799 ↗ |
| 2009-04-01 | EFFECT | EFFECT (declared effective) | AVAX TECHNOLOGIES INC | 9999999995-09-000800 ↗ |
| 2009-04-01 | EFFECT | EFFECT (declared effective) | AVAX TECHNOLOGIES INC | 9999999995-09-000803 ↗ |
| 2009-04-01 | EFFECT | EFFECT (declared effective) | AVAX TECHNOLOGIES INC | 9999999995-09-000816 ↗ |
| 2009-04-01 | EFFECT | EFFECT (declared effective) | AVAX TECHNOLOGIES INC | 9999999995-09-000817 ↗ |
| 2009-04-01 | EFFECT | EFFECT (declared effective) | AVAX TECHNOLOGIES INC | 9999999995-09-000819 ↗ |
Prospectus pages read 1
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2008-02-08 | S-1 | registration statement | $0.12 | 250,000,000 | $31,250,000 | OTC AVXT.OB | 0 | primary document; price line, shares headline, proceeds computed | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| DAHL ANDREW W | Director | 4 | 2006–2008 | ||
| DE CASTRO EDSON D | Director | 3 | 2006–2008 | ||
| PRENDERGAST JOHN K A | Director | 6 | 2006–2008 | ||
| SPANA CARL | Director | 4 | 2006–2008 | ||
| RAINEY RICHARD P | Director,Officer; Officer | President; President & CEO | 4 | 2006–2007 | |
| FG2 Advisors, LLC | TenPercentOwner | 2 | 2007 | ||
| FGS ADVISORS LLC | TenPercentOwner | 2 | 2007 | ||
| Firebird Global Master Fund II, Ltd. | TenPercentOwner | 2 | 2007 | ||
| FIREBIRD GLOBAL MASTER FUND LTD | TenPercentOwner | 2 | 2007 | ||
| Passin James | TenPercentOwner | 2 | 2007 | ||
| Sawikin Harvey | TenPercentOwner | 2 | 2007 | ||
| INCENTIVE HOLDING LTD | TenPercentOwner | 1 | 2007 | ||
| AVAX TECHNOLOGIES INC | Director | 3 | 2007 | ||
| Martelet Francois R. | Director; Director,Officer | President and CEO | 3 | 2007–2008 | |
| Romig Linda Mary | Officer | Principal Accounting Officer | 3 | 2008 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Lobbying client | AVAX TECHNOLOGIES | MO | Federal lobbying (LDA) | name and state |
| SEC filer | AVAX TECHNOLOGIES INC | SEC filers (EDGAR) | CIK (EXACT) | |
| Form 5500 plan sponsor | AVAX TECHNOLOGIES INC | EIN (EXACT) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Biological Products, (No Diagnostic Substances), MO first:
- Sequoia Vaccines, Inc. MO
- BioNTech SE 2M
- Immatics N.V. 2M
- CHEMOKINE THERAPEUTICS CORP A1
- Fusion Pharmaceuticals Inc. A6
- CREATIVE MEDICAL TECHNOLOGY HOLDINGS, INC. AZ
- GENETIC TECHNOLOGIES LTD C3
- MESOBLAST LTD C3
- Ablynx NV C9
- SANGAMO THERAPEUTICS, INC CA
In other datasets, the same topic (Health) in MO:
- Nonprofit: 49 XXXXY FUND (Nonprofits (IRS Form 990))
Interests: Biological Products, (No Diagnostic Substances) · Health