IPO registrations (S-1, F-1) · Registrants
CHARLES & COLVARD LTD
- SEC CIK
- 1015155 · filings on EDGAR ↗
- Name on the registration
- C3 INC /NC/
- Former names
- C3 INC /NC/ (1997–2000)
- Registration
- Form S-1, first filed 1997-09-30, last 1997-11-13; 1 initial registration, 3 amendments
- Outcome
- Final prospectus filed 1997-11-17
- Industry (SIC)
- Jewelry, Silverware & Plated Ware 3910
- Incorporated in
- NC
- Business address
- 6325 FALLS OF NEUSE RD., STE 35-108, Raleigh, NC 27615
- EIN
- 56-1928817
- EDGAR entity type
- operating
- Insiders and CEO pay
- CHARLES & COLVARD LTD on the corporate pages
Offering terms
- Proposed price range
- $12.00–$15.00 per share (S-1/A filed 1997-11-13)
- Shares offered
- 3,000,000
- Listing
- Nasdaq under the symbol CTHR
- Lead underwriters
- Paulson Investment Company, Inc
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: CHARLES & COLVARD, LTD. Fuzzy (name and state)
- Form 5500 plan sponsor: CHARLES & COLVARD LTD EXACT (EIN (EXACT))
- Form D issuer: CHARLES & COLVARD LTD EXACT (CIK (EXACT))
- SEC filer: CHARLES & COLVARD LTD EXACT (CIK (EXACT))
- Person page: Lynn L Lane Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Neal I Goldman Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Ollin B Sykes Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,TenPercentOwner))
Filings 5
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1997-09-30 | S-1 | S-1 (registration) | C3 INC /NC/ | 0000950144-97-010545 ↗ |
| 1997-10-03 | S-1/A | S-1/A (amendment) | C3 INC /NC/ | 0000950144-97-010654 ↗ |
| 1997-11-05 | S-1/A | S-1/A (amendment) | C3 INC /NC/ | 0000950144-97-011540 ↗ |
| 1997-11-13 | S-1/A | S-1/A (amendment) | C3 INC /NC/ | 0000950144-97-012028 ↗ |
| 1997-11-17 | 424B4 | 424B4 (final prospectus) | C3 INC /NC/ | 0000950144-97-012480 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 1997-11-13 | S-1/A | registration statement | $12.00–$15.00 | 3,450,000 | - | Nasdaq CTHR | 1 | from the submission text; range, shares headline, cover names 1 | document ↗ | |
| 1997-11-17 | 424B4 | final prospectus | 3,000,000 | - | Nasdaq CTHR | 1 | from the submission text; shares headline, cover names 1 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| THOMAS ROBERT S | Director,Officer; Officer | Chief Exec Officer; Pres & Chief Exec Officer | 3 | 2006–2007 | |
| BRAUN JAMES | Officer | Chief Financial Officer | 1 | 2006 | |
| HINES EARL R | Officer | Senior VP of Manufacturing | 1 | 2006 | |
| REED DENNIS M | Officer | Pres & Chief Marketing Officer; VP of Sales & Chief Mrktg Offc | 9 | 2006–2008 | |
| RUSS FREDERICK A | Director | 10 | 2006–2009 | ||
| KENDALL LAURA C | Director | 13 | 2006–2010 | ||
| Gavales Lisa A. | Director | 4 | 2006–2007 | ||
| LANE LYNN L | Director | 4 | 2006–2009 | person page Fuzzy | |
| Sedlar Geraldine L. | Director | 3 | 2006–2007 | ||
| THORNTON GEORGE A III | Director | 1 | 2006 | ||
| Abate Steven L | Officer | Vice President - Manufacturing | 1 | 2007 | |
| Mielke Carl | Officer | Sr. Vice President of Sales | 2 | 2007 | |
| Leggett Robert A | Director | 2 | 2007 | ||
| Bird Richard A. | Director | 3 | 2008–2009 | ||
| Cattermole George R. | Director | 29 | 2008–2015 | ||
| SYKES OLLIN B | Director; Director,TenPercentOwner | 116 | 2008–2024 | person page Fuzzy | |
| Boss Neil | Officer | Principal Accting/Finance Offc | 1 | 2008 | |
| Krist Timothy L | Officer | Chief Financial Officer | 7 | 2009–2013 | |
| Lein Charles D | Director | 18 | 2009–2013 | ||
| Beasley H. Marvin | Director; Director,Officer | President and CEO | 11 | 2009–2015 | |
| McCullough Randy N | Director,Officer; Officer | President and CEO; President & CEO | 22 | 2009–2014 | |
| Pautz Thomas G | Officer | President of Wholesale; President, Wholesale Division; VP of Sales & Marketing | 5 | 2010–2013 | |
| Larkin Steve | Director; Officer | Chief Operating Officer; Chief Revenue Officer; COO | 10 | 2011–2016 | |
| Barr David B | Director | 5 | 2011–2014 | ||
| Butler Anne M | Director | 25 | 2012–2025 | ||
| Macemore Kyle | Officer | CFO | 8 | 2013–2016 | |
| GOLDMAN NEAL I | Director | 36 | 2014–2025 | person page Fuzzy | |
| Lividini Jaqui | Director | 9 | 2015–2019 | ||
| Miglucci Suzanne | Director; Director,Officer | President and CEO | 16 | 2015–2019 | |
| PETE CLINT J. | Officer | CFO; Interim CFO | 23 | 2016–2025 | |
| O'CONNELL DON | Director,Officer; Officer | Chief Operating Officer; COO; President and CEO; President & CEO | 34 | 2017–2025 | |
| CASAMENTO BENEDETTA I | Director | 13 | 2017–2023 | ||
| Bhanderi Ruten | Director | 2 | 2025 | ||
| Tu James | Director | 2 | 2025 | ||
| Ethara Capital LLC | TenPercentOwner | 1 | 2025 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2025-09-12 | CHARLES & COLVARD LTD | Retailing | $200,000 | $200,000 | 1 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | CHARLES & COLVARD, LTD. | NC | State business registries | name and state |
| Plan sponsor | CHARLES & COLVARD LTD | NC | Form 5500 (employee benefit plans) | EIN (EXACT) |
| Form D issuer | CHARLES & COLVARD LTD | NC | Form D private offerings | CIK (EXACT) |
| Patent assignee | Charles & Colvard, Ltd. | NC | Patents (USPTO) | name and state |
| SEC filer | CHARLES & COLVARD LTD | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | Charles & Colvard, Ltd. | NC | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | CHARLES & COLVARD LTD | EIN (EXACT) | ||
| Person page | Lynn L Lane | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Neal I Goldman | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Ollin B Sykes | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,TenPercentOwner) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Jewelry, Silverware & Plated Ware, NC first:
- Adamas One Corp. AZ
- Brilliant Earth Group, Inc. CA
- Bergio International, Inc. NJ
- MAO SHI JADE JEWELRY INTERNATIONAL INVESTMENT LTD. X0
Interests: Jewelry, Silverware & Plated Ware