IPO registrations (S-1, F-1) · Registrants
Golden Minerals Co
- SEC CIK
- 1011509 · filings on EDGAR ↗
- Former names
- APEX SILVER MINES LTD (1997–2009)
- Registration
- Form S-1, first filed 1997-08-29, last 2023-10-25; 6 initial registrations, 16 amendments
- Outcome
- Final prospectus filed 2010-03-19; declared effective 2006-11-08; withdrawal requested 2025-03-06
- Industry (SIC)
- Gold and Silver Ores 1040
- Incorporated in
- DE
- Business address
- 1312 17TH ST, UNIT 2136, Denver, CO 80202
- EIN
- 84-1363747
- Ticker
- AUMN (OTC)
- EDGAR entity type
- operating
- Insiders and CEO pay
- Golden Minerals Co on the corporate pages
On this site
- Business registration: Golden Minerals Company Fuzzy (name and state)
- Form 5500 plan sponsor: GOLDEN MINERALS SERVICES CORP EXACT (EIN (EXACT))
- Form D issuer: Golden Minerals Co EXACT (CIK (EXACT))
- SEC filer: APEX SILVER MINES LTD EXACT (CIK (EXACT))
Filings 55
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1997-08-29 | S-1 | S-1 (registration) | APEX SILVER MINES LTD | 0000940180-97-000760 ↗ |
| 1997-10-09 | S-1/A | S-1/A (amendment) | APEX SILVER MINES LTD | 0000950109-97-006288 ↗ |
| 1997-10-24 | S-1/A | S-1/A (amendment) | APEX SILVER MINES LTD | 0000950109-97-006475 ↗ |
| 1997-10-27 | S-1/A | S-1/A (amendment) | APEX SILVER MINES LTD | 0000940180-97-000930 ↗ |
| 1997-11-18 | S-1/A | S-1/A (amendment) | APEX SILVER MINES LTD | 0000940180-97-001053 ↗ |
| 1997-11-18 | S-1/A | S-1/A (amendment) | APEX SILVER MINES LTD | 0000940180-97-001060 ↗ |
| 1997-11-19 | S-1/A | S-1/A (amendment) | APEX SILVER MINES LTD | 0000940180-97-001068 ↗ |
| 1997-11-25 | S-1/A | S-1/A (amendment) | APEX SILVER MINES LTD | 0000940180-97-001087 ↗ |
| 2000-03-30 | S-1 | S-1 (registration) | APEX SILVER MINES LTD | 0000940180-00-000384 ↗ |
| 2006-11-08 | EFFECT | EFFECT (declared effective) | APEX SILVER MINES LTD | 9999999995-06-002230 ↗ |
| 2006-11-22 | EFFECT | EFFECT (declared effective) | APEX SILVER MINES LTD | 9999999995-06-002447 ↗ |
| 2009-05-04 | EFFECT | EFFECT (declared effective) | Golden Minerals Co | 9999999995-09-001260 ↗ |
| 2009-05-04 | EFFECT | EFFECT (declared effective) | Golden Minerals Co | 9999999995-09-001261 ↗ |
| 2009-05-04 | EFFECT | EFFECT (declared effective) | Golden Minerals Co | 9999999995-09-001262 ↗ |
| 2009-05-04 | EFFECT | EFFECT (declared effective) | Golden Minerals Co | 9999999995-09-001263 ↗ |
| 2009-05-04 | EFFECT | EFFECT (declared effective) | Golden Minerals Co | 9999999995-09-001264 ↗ |
| 2009-05-04 | EFFECT | EFFECT (declared effective) | Golden Minerals Co | 9999999995-09-001265 ↗ |
| 2009-05-04 | EFFECT | EFFECT (declared effective) | Golden Minerals Co | 9999999995-09-001266 ↗ |
| 2009-05-04 | EFFECT | EFFECT (declared effective) | Golden Minerals Co | 9999999995-09-001286 ↗ |
| 2009-05-04 | EFFECT | EFFECT (declared effective) | Golden Minerals Co | 9999999995-09-001287 ↗ |
| 2009-05-04 | EFFECT | EFFECT (declared effective) | Golden Minerals Co | 9999999995-09-001288 ↗ |
| 2009-10-14 | S-1 | S-1 (registration) | Golden Minerals Co | 0001047469-09-008942 ↗ |
| 2009-11-16 | S-1/A | S-1/A (amendment) | Golden Minerals Co | 0001047469-09-010231 ↗ |
| 2010-01-25 | S-1/A | S-1/A (amendment) | Golden Minerals Co | 0001047469-10-000276 ↗ |
| 2010-02-10 | S-1/A | S-1/A (amendment) | Golden Minerals Co | 0001047469-10-000663 ↗ |
| 2010-02-22 | S-1/A | S-1/A (amendment) | Golden Minerals Co | 0001047469-10-001064 ↗ |
| 2010-03-12 | S-1/A | S-1/A (amendment) | Golden Minerals Co | 0001047469-10-002103 ↗ |
| 2010-03-15 | S-1/A | S-1/A (amendment) | Golden Minerals Co | 0001047469-10-002166 ↗ |
| 2010-03-18 | EFFECT | EFFECT (declared effective) | Golden Minerals Co | 9999999995-10-000765 ↗ |
| 2010-03-19 | 424B1 | 424B1 (final prospectus) | Golden Minerals Co | 0001047469-10-002442 ↗ |
| 2010-06-02 | EFFECT | EFFECT (declared effective) | Golden Minerals Co | 9999999995-10-001691 ↗ |
| 2010-08-06 | EFFECT | EFFECT (declared effective) | Golden Minerals Co | 9999999995-10-002391 ↗ |
| 2011-04-26 | EFFECT | EFFECT (declared effective) | Golden Minerals Co | 9999999995-11-001166 ↗ |
| 2011-10-14 | EFFECT | EFFECT (declared effective) | Golden Minerals Co | 9999999995-11-002960 ↗ |
| 2012-03-20 | EFFECT | EFFECT (declared effective) | Golden Minerals Co | 9999999995-12-000762 ↗ |
| 2013-07-11 | EFFECT | EFFECT (declared effective) | Golden Minerals Co | 9999999995-13-002064 ↗ |
| 2014-11-05 | EFFECT | EFFECT (declared effective) | Golden Minerals Co | 9999999995-14-003251 ↗ |
| 2014-12-19 | EFFECT | EFFECT (declared effective) | Golden Minerals Co | 9999999995-14-003764 ↗ |
| 2016-10-06 | EFFECT | EFFECT (declared effective) | Golden Minerals Co | 9999999995-16-005902 ↗ |
| 2017-09-28 | EFFECT | EFFECT (declared effective) | Golden Minerals Co | 9999999995-17-002500 ↗ |
| 2017-09-28 | EFFECT | EFFECT (declared effective) | Golden Minerals Co | 9999999995-17-002502 ↗ |
| 2018-06-07 | S-1 | S-1 (registration) | Golden Minerals Co | 0001104659-18-038847 ↗ |
| 2018-06-27 | EFFECT | EFFECT (declared effective) | Golden Minerals Co | 9999999995-18-001647 ↗ |
| 2019-12-19 | EFFECT | EFFECT (declared effective) | Golden Minerals Co | 9999999995-19-002864 ↗ |
| 2020-10-14 | EFFECT | EFFECT (declared effective) | Golden Minerals Co | 9999999995-20-002844 ↗ |
| 2020-10-19 | EFFECT | EFFECT (declared effective) | Golden Minerals Co | 9999999995-20-002908 ↗ |
| 2023-08-16 | S-1 | S-1 (registration) | Golden Minerals Co | 0001104659-23-092146 ↗ |
| 2023-09-07 | S-1 | S-1 (registration) | Golden Minerals Co | 0001104659-23-098997 ↗ |
| 2023-09-07 | S-1/A | S-1/A (amendment) | Golden Minerals Co | 0001104659-23-098998 ↗ |
| 2023-09-20 | S-1/A | S-1/A (amendment) | Golden Minerals Co | 0001104659-23-102310 ↗ |
| 2023-09-27 | EFFECT | EFFECT (declared effective) | Golden Minerals Co | 9999999995-23-002784 ↗ |
| 2023-10-25 | S-1/A | S-1/A (amendment) | Golden Minerals Co | 0001104659-23-111476 ↗ |
| 2023-11-06 | EFFECT | EFFECT (declared effective) | Golden Minerals Co | 9999999995-23-003225 ↗ |
| 2023-11-08 | 424B4 | 424B4 (final prospectus) | Golden Minerals Co | 0001104659-23-115436 ↗ |
| 2025-03-06 | RW | RW (withdrawal request) | Golden Minerals Co | 0001558370-25-002421 ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| CONGER HARRY M | Director | 14 | 2006–2008 | ||
| Edwards Alan R | Officer | Executive Vice President & COO; Exec Vice President & COO; Exec Vice President & COO | 4 | 2006–2007 | |
| HOEGH OVE | Director | 13 | 2006–2008 | ||
| MORANO KEVIN R | Director | 31 | 2006–2025 | ||
| PALMER TERRY M | Director | 31 | 2006–2024 | ||
| SMITH CHARLES B | Director | 13 | 2006–2008 | ||
| SOROS PAUL | Director | 18 | 2006–2007 | ||
| Clevenger Jeffrey G | Director; Director,Officer; Officer | Chief Executive Officer; President & CEO; President, CEO | 45 | 2006–2025 | |
| LETTES MARK A | Officer | Chief Financial Officer | 1 | 2006 | |
| HULLEY KEITH R | Director | 17 | 2006–2008 | ||
| VOGELS ROBERT P | Officer | Senior VP and CFO; Sr VP and CFO; VP, Principal Accounting Off.; VP, Principal Acct Officer; VP, Principal Acct. Officer | 38 | 2006–2022 | |
| Malys Gerald J | Officer | Senior VP & CFO; Senior VP & CFO; Senior VP-Finance & CFO; Senior VP-Finance & CFO | 8 | 2006–2008 | |
| DRAKE RODMAN L | Director | 7 | 2007–2008 | ||
| Masterton-Hume Ian | Director | 15 | 2007–2017 | ||
| Friedman Deborah J | Director; Officer | Sr VP, Gen. Coun. & Corp. Secy; Sr VP & General Counsel | 29 | 2007–2025 | |
| Danni Jerry W | Officer | Executive Vice President; Executive VP, Corp. Affairs; Senior VP, Corporate Affairs | 18 | 2008–2013 | |
| Owen Terry L | Officer | Senior VP; Senior VP and COO; Senior VP, Project Development | 6 | 2008–2010 | |
| Patrick G. G. Dear | TenPercentOwner | 2 | 2009 | ||
| POLYGON GLOBAL OPPORTUNITIES MASTER FUND | TenPercentOwner | 2 | 2009 | ||
| Polygon Investment Management LTD | TenPercentOwner | 2 | 2009 | ||
| Polygon Investment Partners GP, LLC | TenPercentOwner | 2 | 2009 | ||
| Polygon Investment Partners HK LTD | TenPercentOwner | 2 | 2009 | ||
| Polygon Investment Partners LLP | TenPercentOwner | 2 | 2009 | ||
| Polygon Investment Partners LP | TenPercentOwner | 2 | 2009 | ||
| Polygon Investments Ltd. | TenPercentOwner | 2 | 2009 | ||
| Reade E. Griffith | TenPercentOwner | 2 | 2009 | ||
| Eppler William Durand | Director | 22 | 2009–2022 | ||
| Watkins David | Director | 24 | 2009–2025 | ||
| Blakestad Robert B. | Officer | Sr VP, Explor./Chief Geologist | 16 | 2009–2011 | |
| Dubin Glenn | TenPercentOwner | 3 | 2009–2010 | ||
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | TenPercentOwner | 3 | 2009–2010 | ||
| Highbridge International LLC | TenPercentOwner | 3 | 2009–2010 | ||
| Swieca Henry | TenPercentOwner | 1 | 2009 | ||
| Buick Alan Jeffrey Jr. | TenPercentOwner | 2 | 2009 | ||
| Trishield Capital Management LLC | TenPercentOwner | 2 | 2009 | ||
| TRISHIELD DISTRESSED SECURITIES FUND LLC | TenPercentOwner | 2 | 2009 | ||
| Trishield Partners LLC | TenPercentOwner | 2 | 2009 | ||
| SENTIENT EXECUTIVE GP III, LTD | TenPercentOwner | 4 | 2010–2011 | ||
| SENTIENT GLOBAL RESOURCES FUND III, LP | Other; TenPercentOwner | 6 | 2010–2021 | ||
| SGRF III Parallel I, LP | Other; TenPercentOwner | 4 | 2010–2011 | ||
| Hochschild Mining PLC | Other; TenPercentOwner | 2 | 2010–2011 | ||
| Mason Michael Thomas | Director | 7 | 2011–2015 | ||
| Sentient Executive GP IV, Ltd | Other; TenPercentOwner | 3 | 2011–2014 | ||
| Sentient Global Resources Fund IV, L.P. | TenPercentOwner | 10 | 2011–2024 | ||
| Rehn Warren | Director,Officer; Officer | President and CEO; SVP Exloration & Geology; SVP Exploration/Chief Geol.; VP Exploration/Chief Geologist | 32 | 2012–2024 | |
| Pullar Andrew | Director | 11 | 2013–2022 | ||
| SENTIENT GP IV, LP | Other | 2 | 2013–2014 | ||
| WEEDMAN JULIE | Officer | Chief Financial Officer; Senior VP and CFO | 3 | 2022–2024 | |
| GALASSINI JOHN | Officer | Chief Operating Officer | 2 | 2022 | |
| CASTANOS PABLO | Director,Officer; Officer | Executive Vice President; President and CEO | 3 | 2023–2025 | |
| DWYER JOSEPH GEORGE | Officer | Chief Financial Officer | 1 | 2025 | |
| JIWANI ANIL SALIM | Officer | Chief Financial Officer | 2 | 2025–2026 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2023-07-12 | Golden Minerals Co | Other | Indefinite | $2,070,001 | 1 | 1 |
| 2020-05-07 | Golden Minerals Co | Other | $3,000,000 | $3,000,000 | 3 | 1 |
| 2019-07-26 | Golden Minerals Co | Other | $2,250,000 | $2,250,000 | 3 | 1 |
| 2018-08-02 | Golden Minerals Co | Other | $10,000,000 | $0 | 0 | 1 |
| 2016-05-20 | Golden Minerals Co | Other | $4,000,000 | $4,000,000 | 4 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.