IPO registrations (S-1, F-1) · Registrants
PHOTON DYNAMICS INC
- SEC CIK
- 1002663 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2002-01-14, last 2002-01-31; 1 initial registration, 2 amendments
- Outcome
- Final prospectus filed 2002-02-01
- Industry (SIC)
- Instruments For Meas & Testing of Electricity & Elec Signals 3825
- Incorporated in
- CA
- Business address
- 5970 OPTICAL COURT, San Jose, CA 95138-1400
- EIN
- 94-3007502
- EDGAR entity type
- operating
- Insiders and CEO pay
- PHOTON DYNAMICS INC on the corporate pages
Offering terms
- Final price
- $40.14 per share (424B4 filed 2002-02-01)
- Shares sold
- 2,500,000
- Gross proceeds
- $100,350,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol PHTN
- Lead underwriters
- Merrill Lynch
- Syndicate
- CIBC World Markets; Needham & Company
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Form 5500 plan sponsor: PHOTON DYNAMICS, INC. EXACT (EIN (EXACT))
- SEC filer: PHOTON DYNAMICS INC EXACT (CIK (EXACT))
Filings 5
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2002-01-14 | S-1 | S-1 (registration) | PHOTON DYNAMICS INC | 0000912057-02-001154 ↗ |
| 2002-01-18 | S-1/A | S-1/A (amendment) | PHOTON DYNAMICS INC | 0000912057-02-001791 ↗ |
| 2002-01-31 | S-1/A | S-1/A (amendment) | PHOTON DYNAMICS INC | 0000912057-02-003569 ↗ |
| 2002-01-31 | S-1MEF | S-1MEF (added securities) | PHOTON DYNAMICS INC | 0000912057-02-003659 ↗ |
| 2002-02-01 | 424B4 | 424B4 (final prospectus) | PHOTON DYNAMICS INC | 0000912057-02-003712 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2002-01-31 | S-1/A | registration statement | $42.39 | 2,000,000 | $84,780,000 | Nasdaq PHTN | 3 | primary document; price line, shares headline, proceeds computed, cover names 3 | document ↗ | |
| 2002-02-01 | 424B4 | final prospectus | $40.14 | 2,500,000 | $100,350,000 | Nasdaq PHTN | 3 | primary document; price sentence, shares headline, proceeds table, cover names 3 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| LAMB MAUREEN L | Officer | Chief Financial Officer | 1 | 2006 | |
| Merrill Mark A | Officer | VP, Marketing | 1 | 2006 | |
| BRATHWAITE NICHOLAS | Director | 3 | 2006–2008 | ||
| CARLITZ TERRY | Director | 4 | 2006–2008 | ||
| KIM MICHAEL J | Director | 3 | 2006–2008 | ||
| THOMPSON MALCOLM | Director | 4 | 2006–2008 | ||
| WOZNIAK CURT | Director | 4 | 2006–2008 | ||
| ROGAS EDWARD JR | Director | 6 | 2006–2008 | ||
| SCHRADLE MICHAEL W | Officer | Chief Financial Officer | 2 | 2006 | |
| Gardner David Wayne | Officer | President, Salvador Imaging | 2 | 2007 | |
| Blonigan Wendell Thomas | Officer | Chief Operating Officer; VP and Chief Operating Officer | 4 | 2008 | |
| FRASER DONALD C | Director | 3 | 2008 | ||
| HAWTHORNE JEFFREY ALAN | Director,Officer | Chief Executive Officer | 2 | 2008 | |
| Moniz James P | Officer | Chief Financial Officer | 3 | 2008 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| SEC filer | PHOTON DYNAMICS INC | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | Photon Dynamics, Inc. | CA | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | PHOTON DYNAMICS, INC. | EIN (EXACT) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Instruments For Meas & Testing of Electricity & Elec Signals, CA first:
- AEHR TEST SYSTEMS CA
- ARTEST CORP CA
- COMPUTER ACCESS TECHNOLOGY CORP CA
- IXIA CA
- NEXTEST SYSTEMS CORP CA
- NPTEST INC CA
- GRESHAM WORLDWIDE, INC. CA
- ADEZA BIOMEDICAL CORP CA
- EXFO INC. A8
- DADE BEHRING HOLDINGS INC IL
In other datasets, the same topic (Technology) in CA:
- Lobbying client: 8X8, INC. (Federal lobbying (LDA))
Interests: Instruments For Meas & Testing of Electricity & Elec Signals · Technology