IPO registrations (S-1, F-1) · Registrants
ASTA FUNDING INC
- SEC CIK
- 1001258 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2003-06-02, last 2003-06-27; 1 initial registration, 2 amendments
- Outcome
- Final prospectus filed 2003-06-27
- Industry (SIC)
- Short-Term Business Credit Institutions 6153
- Incorporated in
- DE
- Business address
- 210 SYLVAN AVE, Englewood Cliffs, NJ 07632
- EIN
- 22-3388607
- EDGAR entity type
- operating
- Insiders and CEO pay
- ASTA FUNDING INC on the corporate pages
Offering terms
- Final price
- $20.75 per share (424B1 filed 2003-06-27)
- Shares sold
- 2,500,000 (2,100,000 by the company, 400,000 by selling holders)
- Gross proceeds
- $51,875,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol ASFI
- Lead underwriters
- Consumer receivables acquired for liquidation (26,668,000 shares)
- Syndicate
- Restricted cash, net (54,000); Furniture and equipment, net (719,000); Repossessed automobiles, net (5,000); Deferred income taxes (218,000); Other assets (385,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: ASTA FUNDING, INC. EXACT (EIN (EXACT, as the state registration reports it))
- Business registration: PRESTIGA FUNDING, LLC EXACT (EIN (EXACT, as the state registration reports it))
- Form 5500 plan sponsor: ASTA FUNDING, INC. EXACT (EIN (EXACT))
- SEC filer: ASTA FUNDING INC EXACT (CIK (EXACT))
- Person page: Robert J Michel Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
- Person page: Timothy H Bishop Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 4
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2003-06-02 | S-1 | S-1 (registration) | ASTA FUNDING INC | 0001125282-03-003698 ↗ |
| 2003-06-12 | S-1/A | S-1/A (amendment) | ASTA FUNDING INC | 0001125282-03-003847 ↗ |
| 2003-06-27 | S-1/A | S-1/A (amendment) | ASTA FUNDING INC | 0001125282-03-004037 ↗ |
| 2003-06-27 | 424B1 | 424B1 (final prospectus) | ASTA FUNDING INC | 0001125282-03-004051 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2003-06-27 | S-1/A | registration statement | $6.50 | 2,500,000 | $16,250,000 | Nasdaq ASFI | 6 | primary document; price line, shares headline, proceeds computed, underwriting table 6 | document ↗ | |
| 2003-06-27 | 424B1 | final prospectus | $20.75 | 2,500,000 | $51,875,000 | Nasdaq ASFI | 6 | primary document; price sentence, shares headline, proceeds table, underwriting table 6 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| STERN ARTHUR | Director; Director,Officer | Chairman and Executive V.P.; Chairman and Exec. VP; Chairman Emeritus and Director | 29 | 2006–2014 | |
| STERN GARY | Director,Officer; Director,Officer,TenPercentOwner | Chairman, President & CEO; Chief Executive Officer; President and CEO; President & CEO | 21 | 2006–2020 | |
| BADILLO HERMAN | Director | 11 | 2006–2012 | ||
| COHEN MITCHELL | Officer | Chief Financial Officer | 2 | 2006 | |
| FEDER JUDITH R | TenPercentOwner | 23 | 2006–2007 | ||
| GMS FAMILY INVESTORS LLC | TenPercentOwner | 4 | 2006 | ||
| CELANO ED | Director | 9 | 2006–2012 | ||
| LEIBOWITZ HARVEY | Director | 14 | 2006–2016 | ||
| Piccolo Louis A | Director | 9 | 2006–2020 | ||
| RIVERA ALAN L | Director | 4 | 2006–2008 | ||
| SLACKMAN DAVID S | Director | 11 | 2006–2020 | ||
| WILLIAMS CAMERON | Officer | Chief Operating Officer; VP - Strategic Initiatives | 2 | 2007–2009 | |
| Curtin Mary L | Officer | Chief Financial Officer; Senior Vice President | 9 | 2008–2013 | |
| Michel Robert J | Officer | Chief Financial Officer | 10 | 2009–2014 | person page Fuzzy |
| Berman Seth | Officer | General Counsel; Secretary & General Counsel | 12 | 2012–2020 | |
| STERN RICKY | Officer; Officer,TenPercentOwner | Senior Vice President | 4 | 2014–2020 | |
| AUGUST NATHANIEL H. | TenPercentOwner | 24 | 2015–2017 | ||
| MANGROVE CAPITAL | TenPercentOwner | 24 | 2015–2017 | ||
| MANGROVE PARTNERS | TenPercentOwner | 24 | 2015–2017 | ||
| Mangrove Partners Fund (Cayman), Ltd. | TenPercentOwner | 24 | 2015–2017 | ||
| Mangrove Partners Fund, L.P. | TenPercentOwner | 24 | 2015–2017 | ||
| Mangrove Partners Master Fund, Ltd. | TenPercentOwner | 24 | 2015–2017 | ||
| Foster Bruce Robert | Officer | Chief Financial Officer | 1 | 2016 | |
| Levenfus Mark | Director | 2 | 2016–2017 | ||
| Preece Patrick F | Director,Officer | CEO of Simia Capital, LLC | 1 | 2016 | |
| Bishop Timothy H. | Director | 1 | 2018 | person page Fuzzy | |
| Monteleone Michael R. | Director | 1 | 2019 | ||
| Leidenfrost Steven | Officer | Chief Financial Officer | 1 | 2020 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | ASTA FUNDING, INC. | NJ | State business registries | name and state |
| Business registration | PRESTIGA FUNDING, LLC | NJ | State business registries | EIN (EXACT, as the state registration reports it) |
| Plan sponsor | ASTA FUNDING, INC. | NJ | Form 5500 (employee benefit plans) | name and state |
| Political committee | REBUILD OUR CAPITAL SYSTEM (connected to NONE) | NJ | Campaign finance (FEC) | same street address and ZIP code, 210 SYLVAN AVE 07632 (FUZZY: a shared address, not proof of a shared organization) |
| SEC filer | ASTA FUNDING INC | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | Asta Funding, Inc. | NJ | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | ASTA FUNDING, INC. | EIN (EXACT) | ||
| Person page | Robert J Michel | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) | |
| Person page | Timothy H Bishop | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Short-Term Business Credit Institutions, NJ first:
- VELOCITY PORTFOLIO GROUP INC NJ
- ACC CONSUMER FINANCE CORP CA
- SOVEREIGN CREDIT FINANCE I INC TX
- CAPITAL FACTORS HOLDINGS INC FL
- US AUTOMOBILE ACCEPTANCE SNP IV INC OK
- ENCORE CAPITAL GROUP INC CA
- nFinanSe Inc. FL
- PRA GROUP INC VA
- ASSET ACCEPTANCE CAPITAL CORP MI
- Aleritas Capital Corp. KS
In other datasets, the same topic (Finance) in NJ:
- Form D issuer: 100-200 Murray Drive Irvine LLC (Form D private offerings)
- Lobbying client: ADP LLC (Federal lobbying (LDA))
Interests: Short-Term Business Credit Institutions · Finance