HAROLD ALFOND FOUNDATION: Form 990PF, tax year 2010
View the entire original 990 at ProPublica ↗
- Organization
- HAROLD ALFOND FOUNDATION (EIN 22-3281672)
- Tax period
- 2010-01-01 to 2010-12-31
- Filed
- 2011-11-14
- IRS object ID
- 201123189349100317
- Schema version
- 2010v3.4
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Accounting Fees Schedule
- General Explanation Attachment
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Investments Other Schedule2
- Legal Fees Schedule
- Other Assets Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Timestamp | 2011-11-14T10:37:54-06:00 | Timestamp |
| Tax Period End Date | 2010-12-31 | TaxPeriodEndDate |
Preparer Firm PreparerFirm
Preparer Firm Business Name PreparerFirmBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ALBIN RANDALL & BENNETT | BusinessNameLine1 |
Preparer Firm US Address PreparerFirmUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 445 130 MIDDLE STREET | AddressLine1 |
| City | PORTLAND | City |
| State | ME | State |
| ZIP Code | 041120445 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnType |
| Tax Period Begin Date | 2010-01-01 | TaxPeriodBeginDate |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 223281672 | EIN |
Name Name
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | HAROLD ALFOND FOUNDATION | BusinessNameLine1 |
| Business Name Line2 | C/O DEXTER ENTERPRISES INC | BusinessNameLine2 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Control | HARO | NameControl |
| Phone | 2078287999 | Phone |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | TWO MONUMENT SQUARE | AddressLine1 |
| City | PORTLAND | City |
| State | ME | State |
| ZIP Code | 04101 | ZIPCode |
Officer Officer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | GREGORY W POWELL | Name |
| Title | TRUSTEE | Title |
| Phone | 2078287999 | Phone |
| Date Signed | 2011-10-29 | DateSigned |
| Authorize Third Party | 1 | AuthorizeThirdParty |
Preparer Preparer
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name | DANIEL P DOIRON | Name |
| Phone | 2077721981 | Phone |
| Date Prepared | 2011-10-29 | DatePrepared |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax Year | 2010 | TaxYear |
| Build TS | 2016-03-07 17:11:31Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exempt PF | X | ExemptPF |
| FMV Assets EOY | 608162930 | FMVAssetsEOY |
| Method Of Accounting Cash | X | MethodOfAccountingCash |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Received Rev And Expnss | 8981054 | ContriReceivedRevAndExpnss |
| Interest On Savings Rev And Expnss | 3830855 | InterestOnSavingsRevAndExpnss |
| Interest On Savings Net Invst Incm | 3435461 | InterestOnSavingsNetInvstIncm |
| Dividends Rev And Expnss | 1851832 | DividendsRevAndExpnss |
| Dividends Net Invst Incm | 1851832 | DividendsNetInvstIncm |
| Net Gain Sale Assets Rev And Expnss | -8319003 | NetGainSaleAssetsRevAndExpnss |
| Gross Sales Price | 188074280 | GrossSalesPrice |
| Capital Gain Net Incm Net Invst Incm | 0 | CapitalGainNetIncmNetInvstIncm |
| Other Income Rev And Expnss | 53839 | OtherIncomeRevAndExpnss |
| Other Income Net Invst Incm | 47729 | OtherIncomeNetInvstIncm |
| Total Revenue And Expenses | 6398577 | TotalRevenueAndExpenses |
| Total Net Investment Income | 5335022 | TotalNetInvestmentIncome |
| Comp Ofcr Dir Trst Rev And Expnss | 0 | CompOfcrDirTrstRevAndExpnss |
| Comp Ofcr Dir Trst Net Invst Incm | 0 | CompOfcrDirTrstNetInvstIncm |
| Comp Ofcr Dir Trst Dsbrs Chrtbl Prps | 0 | CompOfcrDirTrstDsbrsChrtblPrps |
| Legal Fees Rev And Expnss | 10876 | LegalFeesRevAndExpnss |
| Legal Fees Net Invst Incm | 0 | LegalFeesNetInvstIncm |
| Legal Fees Dsbrs Chrtbl Prps | 10876 | LegalFeesDsbrsChrtblPrps |
| Accounting Fees Rev And Expnss | 20725 | AccountingFeesRevAndExpnss |
| Accounting Fees Net Invst Incm | 8290 | AccountingFeesNetInvstIncm |
| Accounting Fees Dsbrs Chrtbl Prps | 12435 | AccountingFeesDsbrsChrtblPrps |
| Other Prof Fees Rev And Expnss | 1738576 | OtherProfFeesRevAndExpnss |
| Other Prof Fees Net Invst Incm | 1321709 | OtherProfFeesNetInvstIncm |
| Other Prof Fees Dsbrs Chrtbl Prps | 416867 | OtherProfFeesDsbrsChrtblPrps |
| Taxes Rev And Expnss | 185737 | TaxesRevAndExpnss |
| Taxes Net Invst Incm | 133737 | TaxesNetInvstIncm |
| Taxes Dsbrs Chrtbl Prps | 0 | TaxesDsbrsChrtblPrps |
| Trav Conf Meeting Rev And Expnss | 3106 | TravConfMeetingRevAndExpnss |
| Trav Conf Meeting Net Invst Incm | 0 | TravConfMeetingNetInvstIncm |
| Trav Conf Meeting Dsbrs Chrtbl Prps | 3106 | TravConfMeetingDsbrsChrtblPrps |
| Other Expenses Rev And Expnss | 459483 | OtherExpensesRevAndExpnss |
| Other Expenses Net Invst Incm | 358218 | OtherExpensesNetInvstIncm |
| Other Expenses Dsbrs Chrtbl Prps | 7160 | OtherExpensesDsbrsChrtblPrps |
| Tot Opr Expenses Rev And Expnss | 2418503 | TotOprExpensesRevAndExpnss |
| Tot Opr Expenses Net Invst Incm | 1821954 | TotOprExpensesNetInvstIncm |
| Tot Opr Expenses Dsbrs Chrtbl Prps | 450444 | TotOprExpensesDsbrsChrtblPrps |
| Contri Gifts Paid Rev And Expnss | 10269723 | ContriGiftsPaidRevAndExpnss |
| Contri Gifts Paid Dsbrs Chrtbl Prps | 10269723 | ContriGiftsPaidDsbrsChrtblPrps |
| Total Expenses Rev And Expnss | 12688226 | TotalExpensesRevAndExpnss |
| Total Expenses Net Invst Incm | 1821954 | TotalExpensesNetInvstIncm |
| Total Expenses Dsbrs Chrtbl Prps | 10720167 | TotalExpensesDsbrsChrtblPrps |
| Excess Of Revenue Over Expenses | -6289649 | ExcessOfRevenueOverExpenses |
| Net Investment Income | 3513068 | NetInvestmentIncome |
Balance Sheets BalanceSheets
| Field | Value | IRS element (for citing) |
|---|---|---|
| Savings And Temp Cash Invst BOY | 33254637 | SavingsAndTempCashInvstBOY |
| Savings And Temp Cash Invst EOY | 362727 | SavingsAndTempCashInvstEOY |
| Savings And Temp Cash Invst EOYFMV | 362727 | SavingsAndTempCashInvstEOYFMV |
| Investments Govt Oblig BOY | 27694420 | InvestmentsGovtObligBOY |
| Investments Govt Oblig EOY | 361278 | InvestmentsGovtObligEOY |
| Investments Govt Oblig EOYFMV | 10231 | InvestmentsGovtObligEOYFMV |
| Investments Corp Stock BOY | 468465833 | InvestmentsCorpStockBOY |
| Investments Corp Stock EOY | 454371960 | InvestmentsCorpStockEOY |
| Investments Corp Stock EOYFMV | 419048655 | InvestmentsCorpStockEOYFMV |
| Investments Corp Bonds BOY | 44272603 | InvestmentsCorpBondsBOY |
| Investments Corp Bonds EOY | 41988034 | InvestmentsCorpBondsEOY |
| Investments Corp Bonds EOYFMV | 43588641 | InvestmentsCorpBondsEOYFMV |
| Investments Other BOY | 70916053 | InvestmentsOtherBOY |
| Investments Other EOY | 142082760 | InvestmentsOtherEOY |
| Investments Other EOYFMV | 145144068 | InvestmentsOtherEOYFMV |
| Other Assets BOY | 5370 | OtherAssetsBOY |
| Other Assets EOY | 8608 | OtherAssetsEOY |
| Other Assets EOYFMV | 8608 | OtherAssetsEOYFMV |
| Total Assets BOY | 644608916 | TotalAssetsBOY |
| Total Assets EOY | 639175367 | TotalAssetsEOY |
| Total Assets EOYFMV | 608162930 | TotalAssetsEOYFMV |
| Deferred Revenue EOY | 856100 | DeferredRevenueEOY |
| Total Liabilities BOY | 0 | TotalLiabilitiesBOY |
| Total Liabilities EOY | 856100 | TotalLiabilitiesEOY |
| Org That Do Not Follow SFAS117 | X | OrgThatDoNotFollowSFAS117 |
| Capital Stock BOY | 644608916 | CapitalStockBOY |
| Capital Stock EOY | 638319267 | CapitalStockEOY |
| Paid In Or Capital Surplus BOY | 0 | PaidInOrCapitalSurplusBOY |
| Paid In Or Capital Surplus EOY | 0 | PaidInOrCapitalSurplusEOY |
| Retained Earnings BOY | 0 | RetainedEarningsBOY |
| Retained Earnings EOY | 0 | RetainedEarningsEOY |
| Total Net Assets BOY | 644608916 | TotalNetAssetsBOY |
| Total Net Assets EOY | 638319267 | TotalNetAssetsEOY |
| Total Liabilities Net Assets BOY | 644608916 | TotalLiabilitiesNetAssetsBOY |
| Total Liabilities Net Assets EOY | 639175367 | TotalLiabilitiesNetAssetsEOY |
Changes In Net Assets Fund Balances ChangesInNetAssetsFundBalances
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Net Assets Fund Balances BOY | 644608916 | TotalNetAssetsFundBalancesBOY |
| Excess Of Revenue Over Expenses | -6289649 | ExcessOfRevenueOverExpenses |
| Other Increases | 0 | OtherIncreases |
| Subtotal | 638319267 | Subtotal |
| Other Decreases | 0 | OtherDecreases |
| Total Net Assets Fund Balances EOY | 638319267 | TotalNetAssetsFundBalancesEOY |
Capital Gains And Losses CapitalGainsAndLosses
Capital Gains And Losses Info CapitalGainsAndLossesInfo (21 entries)
| Description Of AssetDescriptionOfAsset | Gross Sales PriceGrossSalesPrice | Cost Or Other BasisCostOrOtherBasis | Gain Or LossGainOrLoss | Gains Minus Excess Or LossesGainsMinusExcessOrLosses | Date AcquiredDateAcquired | Date SoldDateSold |
|---|---|---|---|---|---|---|
| PUBLICLY TRADED SECURITIES | 188070672 | 194415790 | -6345118 | -6345118 | ||
| ENTREPRENEURIAL VALUE FUND (EVF) K1 PASS THRU | 4140375 | 4140375 | ||||
| ENTREPRENEURIAL VALUE FUND (EVF) K1 PASS THRU | -800534 | -800534 | ||||
| EVF CAPITAL LOSS ON LIQUIDATION | -5872822 | -5872822 | ||||
| WINSTON GROWTH FUND K1 PASS THRU | 133526 | 133526 | ||||
| WINSTON GROWTH FUND K1 PASS THRU | -13590 | -13590 | ||||
| LEGACY VENTURE IV K1 PASS THRU | 8553 | 8553 | ||||
| LEGACY VENTURE IV K1 PASS THRU | 883 | 883 | ||||
| LEGACY VENTURE V K1 PASS THRU | 1095 | 1095 | ||||
| LEGACY VENTURE V K1 PASS THRU | 3466 | 3466 | ||||
| MAST DISTRESSED OPPORTUNITIES K1 PASS THRU | 135102 | 135102 | ||||
| MAST DISTRESSED OPPORTUNITIES K1 PASS THRU | 11869 | 11869 | ||||
| BLACKSTONE V AND VI K1 PASS THRU | -20882 | -20882 | ||||
| BLACKSTONE V AND VI K1 PASS THRU | 144 | 144 | ||||
| TISHMAN SPEYER K1 PASS THRU | 249392 | 249392 | ||||
| TISHMAN SPEYER K1 PASS THRU | 81146 | 81146 | ||||
| DARWIN VENTURE CAPITAL K1 PASS THRU | -44594 | -44594 | ||||
| DARWIN VENTURE CAPITAL K1 PASS THRU | 8862 | 8862 | ||||
| STATE ST US GOVT CREDIT BOND INDEX K1 PASS THRU | 846 | 846 | ||||
| STATE ST US GOVT CREDIT BOND INDEX K1 PASS THRU | 40 | 40 | ||||
| 37 SH WATERVILLE AREA INDUSTRIAL DEV CORP | 3608 | 370 | 3238 | 3238 | 2009-01-02 | 2010-12-18 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | -8319003 | CapitalGainNetIncome |
Qlfy Und Sect4940e For Reduced Tax QlfyUndSect4940eForReducedTax
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable For4942 Tax | 0 | LiableFor4942Tax |
| Qualifying Distributions Year1 | 4733489 | QualifyingDistributionsYear1 |
| Noncharitable Assets Year1 | 479318495 | NoncharitableAssetsYear1 |
| Distribution Ratio Year1 | 0.009875 | DistributionRatioYear1 |
| Qualifying Distributions Year2 | 11285532 | QualifyingDistributionsYear2 |
| Noncharitable Assets Year2 | 132974046 | NoncharitableAssetsYear2 |
| Distribution Ratio Year2 | 0.084870 | DistributionRatioYear2 |
| Qualifying Distributions Year3 | 5077042 | QualifyingDistributionsYear3 |
| Noncharitable Assets Year3 | 72784172 | NoncharitableAssetsYear3 |
| Distribution Ratio Year3 | 0.069755 | DistributionRatioYear3 |
| Qualifying Distributions Year4 | 2676944 | QualifyingDistributionsYear4 |
| Noncharitable Assets Year4 | 49804611 | NoncharitableAssetsYear4 |
| Distribution Ratio Year4 | 0.053749 | DistributionRatioYear4 |
| Qualifying Distributions Year5 | 3382940 | QualifyingDistributionsYear5 |
| Noncharitable Assets Year5 | 27530396 | NoncharitableAssetsYear5 |
| Distribution Ratio Year5 | 0.122880 | DistributionRatioYear5 |
| Total Distribution Ratio | 0.341129 | TotalDistributionRatio |
| Average Distribution Ratio | 0.068226 | AverageDistributionRatio |
| Net Noncharitable Assets | 571399621 | NetNoncharitableAssets |
| Adjusted Noncharitable Assets | 38984311 | AdjustedNoncharitableAssets |
| One Percent Net Investment Income | 35131 | OnePercentNetInvestmentIncome |
| Adj Nonchrtbl Assets And One | 39019442 | AdjNonchrtblAssetsAndOnePct |
| Qualifying Distributions | 10720167 | QualifyingDistributions |
Excise Tax Based On Investment Incm ExciseTaxBasedOnInvestmentIncm
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | 70261 | InvestmentIncomeExciseTax |
| Tax Under Section511 | 0 | TaxUnderSection511 |
| Subtotal | 70261 | Subtotal |
| Subtitle A Tax | 0 | SubtitleATax |
| Tax Based On Investment Income | 70261 | TaxBasedOnInvestmentIncome |
| Est Tax Payments And Overpayment | 77520 | EstTaxPaymentsAndOverpayment |
| Tax Paid With Extension | 48000 | TaxPaidWithExtension |
| Total Credits And Payments | 125520 | TotalCreditsAndPayments |
| Overpayment | 55259 | Overpayment |
| Amount Credited To Next Year | 55259 | AmountCreditedToNextYear |
| Amount To Be Refunded | 0 | AmountToBeRefunded |
Statements Regarding Activities StatementsRegardingActivities
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Activities | 0 | LegislativePoliticalActivities |
| More Than100 Spent | 0 | MoreThan100Spent |
| Form1120 POL Filed | 0 | Form1120POLFiled |
| Sect4955 Tax On Organization | 0 | Sect4955TaxOnOrganization |
| Sect4955 Tax On Managers | 0 | Sect4955TaxOnManagers |
| Reimbursement Of Tax | 0 | ReimbursementOfTax |
| Activities Not Prev Reported | 0 | ActivitiesNotPrevReported |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylaws |
| Unrelated Bus Income Over1000 | 1 | UnrelatedBusIncomeOver1000 |
| Form990 T Filed | 1 | Form990TFiled |
| Termination Etc | 0 | TerminationEtc |
| Requirements Of Sect508e | 1 | RequirementsOfSect508e |
| At Least5000 In Assets | 1 | AtLeast5000InAssets |
| States Filed With | ME | StatesFiledWith |
| Form990 PF Filed With AG | 1 | Form990PFFiledWithAG |
| Private Operating Foundation | 0 | PrivateOperatingFoundation |
| New Substantial Contributors | 0 | NewSubstantialContributors |
| Interest In Controlled Entity | 0 | InterestInControlledEntity |
| Applicable Insurance Contract | 0 | ApplicableInsuranceContract |
| Comply With Public Inspection Rqr | 1 | ComplyWithPublicInspectionRqr |
| Website Address | WWW.HAROLDALFONDFOUNDATION.ORG | WebsiteAddress |
| Books In Care Of Person Name | DEXTER ENTERPRISES INC | BooksInCareOfPersonName |
| Books In Care Of Phone Number | 2078287999 | BooksInCareOfPhoneNumber |
Books In Care Of US Address BooksInCareOfUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | TWO MONUMENT SQUARE | AddressLine1 |
| City | PORTLAND | City |
| State | ME | State |
| ZIP Code | 04101 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Bank | 0 | ForeignBank |
Statements Regarding Acty4720 StatementsRegardingActy4720
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exchange With Dsqfly Person | 0 | SaleOrExchangeWithDsqflyPerson |
| Borrow Or Lend With Dsqfly Person | 0 | BorrowOrLendWithDsqflyPerson |
| Furnished Goods With Dsqfly Person | 1 | FurnishedGoodsWithDsqflyPerson |
| Pay Compensation To Dsqfly Person | 1 | PayCompensationToDsqflyPerson |
| Transfer Assets To Dsqfly Person | 0 | TransferAssetsToDsqflyPerson |
| Payment To Government Offical | 0 | PaymentToGovernmentOffical |
| Acts Fail To Qualify As Exceptions | 0 | ActsFailToQualifyAsExceptions |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActs |
| Undistributed Income Prior Years | 0 | UndistributedIncomePriorYears |
| Business Holdings | 0 | BusinessHoldings |
| Jeopardy Investments | 0 | JeopardyInvestments |
| Uncorrected Jeopardy Investments | 0 | UncorrectedJeopardyInvestments |
| Influence Legislation | 0 | InfluenceLegislation |
| Influence Election | 0 | InfluenceElection |
| Grants To Individuals | 0 | GrantsToIndividuals |
| Grants To Organizations | 0 | GrantsToOrganizations |
| Noncharitable Purpose | 0 | NoncharitablePurpose |
| Rcv Funds To Pay Prsnl Bnft Contract | 0 | RcvFundsToPayPrsnlBnftContract |
| Pay Premiums Prsnl Bnft Contract | 0 | PayPremiumsPrsnlBnftContract |
| Prohibited Tax Shelter Transactn | 0 | ProhibitedTaxShelterTransactn |
Ofcr Dir Trustees Key Employee Info OfcrDirTrusteesKeyEmployeeInfo
Ofcr Dir Trustees Or Key Employee OfcrDirTrusteesOrKeyEmployee (8 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | TitleTitle | Avg Hours Per Wk Devoted To PositionAvgHoursPerWkDevotedToPosition | CompensationCompensation | Contri To Empl Benefit Plans EtcContriToEmplBenefitPlansEtc | Expense Account Other AllowancesExpenseAccountOtherAllowances |
|---|---|---|---|---|---|---|---|---|
| THEODORE ALFOND | ||||||||
| 1 CHESTNUT STREET | WESTON | MA | 02193 | TRUSTEE | 2.00 | 0 | 0 | 0 |
| WILLIAM ALFOND | ||||||||
| 14 OTIS PLACE | BOSTON | MA | 02108 | TRUSTEE | 1.00 | 0 | 0 | 0 |
| PETER ALFOND | ||||||||
| C/O DEXTER ENT TWO MONUMENT SQUARE | PORTLAND | ME | 04101 | TRUSTEE | 1.00 | 0 | 0 | 0 |
| GREGORY POWELL - SEE STATEMENT 18 | ||||||||
| C/O DEXTER ENT TWO MONUMENT SQUARE | PORTLAND | ME | 04101 | TRUSTEE | 18.00 | 0 | 0 | 0 |
| PETER LUNDER | ||||||||
| C/O DEXTER ENT TWO MONUMENT SQUARE | PORTLAND | ME | 04101 | TRUSTEE | 1.00 | 0 | 0 | 0 |
| ROBERT MARDEN | ||||||||
| C/O DEXTER ENT TWO MONUMENT SQUARE | PORTLAND | ME | 04101 | TRUSTEE | 1.00 | 0 | 0 | 0 |
| LARRY PUGH | ||||||||
| C/O DEXTER ENT TWO MONUMENT SQUARE | PORTLAND | ME | 04101 | TRUSTEE | 3.00 | 0 | 0 | 0 |
| STEVEN P AKIN | ||||||||
| C/O DEXTER ENT TWO MONUMENT SQUARE | PORTLAND | ME | 04101 | TRUSTEE | 2.00 | 0 | 0 | 0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Highest Paid Empl NONE | NONE | CompOfHighestPaidEmplNONE |
| Tot Number Of Oth Empl Paid Over50k | 0 | TotNumberOfOthEmplPaidOver50k |
Compensation Of Hghst Paid Cntrct CompensationOfHghstPaidCntrct (5 entries)
| Address Line1USAddress/AddressLine1 | CityUSAddress/City | StateUSAddress/State | ZIP CodeUSAddress/ZIPCode | Type Of ServiceTypeOfService | CompensationCompensation |
|---|---|---|---|---|---|
| DEXTER ENTERPRISES INC | |||||
| TWO MONUMENT SQUARE | PORTLAND | ME | 04101 | INVESTMENT & GRANT ADMINISTRATION | 620610 |
| HAMMOND ASSOCIATES | |||||
| PO BOX 790051 | ST LOUIS | MO | 631790051 | INVESTMENT CONSULTING | 307150 |
| DEXTER US EQUITY TE LLC | |||||
| TWO MONUMENT SQUARE | PORTLAND | ME | 04101 | INVEST PORTFOLIO DEDUCT PER K1 | 285616 |
| DEXTER INTERNATIONAL EQUITY TE LLC | |||||
| TWO MONUMENT SQUARE | PORTLAND | ME | 04101 | INVEST PORTFOLIO DEDUCT PER K1 | 134546 |
| DARWIN VENTURE CAPITAL II LP | |||||
| ONE EMBARCADERO CENTER SUITE 2240 | SAN FRANCISCO | CA | 94111 | INVEST PORTFOLIO DEDUCT PER K1 | 121606 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Number Of Cntrct Paid Over50k | 2 | TotNumberOfCntrctPaidOver50k |
Summary Of Direct Charitable Acty SummaryOfDirectCharitableActy
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | NONE | Description1 |
| Expenses1 | 0 | Expenses1 |
Sum Of Program Related Investments SumOfProgramRelatedInvestments
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | NONE | Description1 |
| Amount1 | 0 | Amount1 |
| Total | 0 | Total |
Minimum Investment Return MinimumInvestmentReturn
| Field | Value | IRS element (for citing) |
|---|---|---|
| Avg Monthly FMV Of Securities | 563341552 | AvgMonthlyFMVOfSecurities |
| Avg Monthly Cash Balances | 16759586 | AvgMonthlyCashBalances |
| FMV All Other Noncharitable Assets | 0 | FMVAllOtherNoncharitableAssets |
| Total FMV Of Unused Assets | 580101138 | TotalFMVOfUnusedAssets |
| Reduction Claimed | 0 | ReductionClaimed |
| Acquisition Indebtedness | 0 | AcquisitionIndebtedness |
| Adj Total FMV Of Unused Assets | 580101138 | AdjTotalFMVOfUnusedAssets |
| Cash Deemed Charitable | 8701517 | CashDeemedCharitable |
| Net Noncharitable Assets | 571399621 | NetNoncharitableAssets |
| Minimum Investment Return | 28569981 | MinimumInvestmentReturn |
Distributable DistributableAmount
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | 28569981 | MinimumInvestmentReturn |
| Tax Based On Investment Income | 70261 | TaxBasedOnInvestmentIncome |
| Income Tax For This Year | 6450 | IncomeTaxForThisYear |
| Total Tax | 76711 | TotalTax |
| Distributable Amount Before Adj | 28493270 | DistributableAmountBeforeAdj |
| Recoveries Qlfy Distributions | 0 | RecoveriesQlfyDistributions |
| Distributable Amount Before Ded | 28493270 | DistributableAmountBeforeDed |
| Deduction Fr Distributable | $0 | DeductionFrDistributableAmount |
| Distributable Amount As Adjusted | 28493270 | DistributableAmountAsAdjusted |
Qualifying Distributions QualifyingDistributions
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | 10720167 | ExpensesAndContributions |
| Program Related Investments Total | 0 | ProgramRelatedInvestmentsTotal |
| Qualifying Distributions | 10720167 | QualifyingDistributions |
| One Pct Sect4940e Org Net Invst Incm | 0 | OnePctSect4940eOrgNetInvstIncm |
| Adj Qualifying Distributions | 10720167 | AdjQualifyingDistributions |
Undistributed Income UndistributedIncome
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable Amount As Adjusted | 28493270 | DistributableAmountAsAdjusted |
| Undistributed Income Prior Year | 10249634 | UndistributedIncomePriorYear |
| Total For Prior Years | 0 | TotalForPriorYears |
| Total Excess Distri Carryover | 0 | TotalExcessDistriCarryover |
| Qualifying Distributions | 10720167 | QualifyingDistributions |
| Applied To Year1 | 10249634 | AppliedToYear1 |
| Applied To Prior Years | 0 | AppliedToPriorYears |
| Treated As Distri From Corpus | 0 | TreatedAsDistriFromCorpus |
| Applied To Current Year | 470533 | AppliedToCurrentYear |
| Remaining Distri From Corpus | 0 | RemainingDistriFromCorpus |
| Excess Distri Cyov App CY Corpus | 0 | ExcessDistriCyovAppCYCorpus |
| Excess Distri Cyov Applied CY | 0 | ExcessDistriCyovAppliedCY |
| Total Corpus | 0 | TotalCorpus |
| Prior Year Undistributed Income | 0 | PriorYearUndistributedIncome |
| Prior Year Deficiency Or Tax | 0 | PriorYearDeficiencyOrTax |
| Taxable Amount1 | 0 | TaxableAmount1 |
| Taxable Amount2 | 0 | TaxableAmount2 |
| Undistributed Income CY | 28022737 | UndistributedIncomeCY |
| Distri From Corpus170b1 E Or4942g3 | 0 | DistriFromCorpus170b1EOr4942g3 |
| Excess Distri Cyov From Year5 | 0 | ExcessDistriCyovFromYear5 |
| Excess Distri Cyov To Next Year | 0 | ExcessDistriCyovToNextYear |
Supplementary Information SupplementaryInformation
Appication Submission Info AppicationSubmissionInfo
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Name | REFER TO GRANT GUIDELINES AT WWWHAR | RecipientName |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | DEXTER ENTERPRISES INC TWO MONUMENT | AddressLine1 |
| Address Line2 | SQUARE | AddressLine2 |
| City | PORTLAND | City |
| State | ME | State |
| ZIP Code | 04011 | ZIPCode |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone Number | 2078287999 | RecipientPhoneNumber |
| Form And Info And Materials | REFER TO GRANT GUIDELINES AT WWW.HAROLDALFONDFOUNDATION.ORG | FormAndInfoAndMaterials |
| Submission Deadlines | REFER TO GRANT GUIDELINES AT WWW.HAROLDALFONDFOUNDATION.ORG | SubmissionDeadlines |
| Restrictions On Awards | REFER TO GRANT GUIDELINES AT WWW.HAROLDALFONDFOUNDATION.ORG | RestrictionsOnAwards |
Grant Or Contri Paid During Year GrantOrContriPaidDuringYear (37 entries)
| Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient Foundation StatusRecipientFoundationStatus | Purpose Of Grant Or ContributionPurposeOfGrantOrContribution | AmountAmount |
|---|---|---|---|---|---|---|
| ALFOND SCHOLARSHIP FOUNDATION | ||||||
| 15 MONUMENT SQUARE 4TH FLOOR | PORTLAND | ME | 04101 | 501C3-509A3 SUPPRTG | SCHOLARSHIPS | $2,414,500 |
| ALFOND SCHOLARSHIP FOUNDATION | ||||||
| 15 MONUMENT SQUARE 4TH FLOOR | PORTLAND | ME | 04101 | 501C3-509A3 SUPPRTG | OPERATING SUPPORT | $408,500 |
| AROOSTOOK TEEN LEADERSHIP CAMP | ||||||
| PO BOX 1018 | CARIBOU | ME | 04736 | PUBLIC CHARITY 501C3 | TEEN LEADERSHIP CAMP | $500 |
| CENTER FOR FURNITURE CRAFTSMANSHIP | ||||||
| 25 MILL STREET | ROCKPORT | ME | 04856 | PUBLIC CHARITY 501C3 | ENDOWMENT CAMPAIGN | $25,000 |
| THE CHILDREN'S CENTER | ||||||
| 273 CAPITOL STREET EXTENSION | AUGUSTA | ME | 04330 | PUBLIC CHARITY 501C3 | UNRESTRICTED | $1,000 |
| COLBY COLLEGE | ||||||
| 4800 MAYFLOWER HILL | WATERVILLE | ME | 04901 | PUBLIC CHARITY 501C3 | HA STADIUM | $1,500,000 |
| COLBY COLLEGE | ||||||
| 4800 MAYFLOWER HILL | WATERVILLE | ME | 04901 | PUBLIC CHARITY 501C3 | ATHLETIC ENDOWMENT | $1,400,000 |
| EDUCARE CENTRAL MAINE CO KVCAP | ||||||
| 97 WATER STREET | WATERVILLE | ME | 04901 | PUBLIC CHARITY 501C3 | HAROLD ALFOND SCHOLARSHIP | $250,000 |
| GULF OF MAINE RESEARCH INSTITUTE | ||||||
| 350 COMMERCIAL STREET | PORTLAND | ME | 04101 | 501C3-509A2 1/3 GRS | LAB VENTURE | $2,500 |
| MAINE COMPACT FOR HIGHER EDUCATION | ||||||
| 15 MONUMENT SQUARE 4TH FLOOR | PORTLAND | ME | 04101 | PUBLIC CHARITY 501C3 | UNRESTRICTED | $5,000 |
| MARGARET CHASE SMITH POLICY CENTER | ||||||
| 5784 YORK COMPLEX BLDG 4 | ORONO | ME | 04469 | PUBLIC CHARITY 501C3 | MAINE NEW LEADERSHIP PROGRAM | $1,000 |
| SENATOR GEORGE J MITCHELL SCHOLARSHIP RESEARCH INSTITUTE | ||||||
| 22 MONUMENT SQUARE SUITE 200 | PORTLAND | ME | 04101 | PUBLIC CHARITY 501C3 | INSTITUTIONAL ENDOWMENT FOR RESEARCH AND RAISING ASPIRATIONS | $300,000 |
| THE NATIONAL FOOTBALL FOUNDATION AND COLLEGE HALL OF FAME INC | ||||||
| 433 LAS COLINAS BLVD SUITE 1130 | IRVING | TX | 75039 | 501C3-509A2 1/3 GRS | RICHARD MACPHERSON COACHING FUND | $18,270 |
| THE NATIONAL FOOTBALL FOUNDATION AND COLLEGE HALL OF FAME INC | ||||||
| 433 LAS COLINAS BLVD SUITE 1130 | IRVING | TX | 75039 | 501C3-509A2 1/3 GRS | HAROLD ALFOND SCHOLARSHIP | $18,000 |
| OLD SCHOOL SQUARE INC | ||||||
| 51 N SWINTON AVENUE | DELRAY BEACH | FL | 33444 | PUBLIC CHARITY 501C3 | R.D. CHAPIN LECTURE SERIES ENDOWMENT | $25,000 |
| SUSAN CURTIS FOUNDATION | ||||||
| 1321 WASHINGTON AVE SUITE 104 | PORTLAND | ME | 04103 | PUBLIC CHARITY 501C3 | WHOLE FAMILY FINANCIAL LITERACY PROJECT | $50,000 |
| UNIVERSITY OF MAINE | ||||||
| 5747 MEMORIAL GYM | ORONO | ME | 04469 | PUBLIC CHARITY 501C3 | ALFOND HOCKEY ARENA RENOVATION | $500,000 |
| UNIVERSITY OF MAINE FOUNDATION | ||||||
| TWO ALUMNI PLACE | ORONO | ME | 04469 | PUBLIC CHARITY 501C3 | 2009 FOOTBALL CHALLENGE | $250,000 |
| UNIVERSITY OF MASSACHUSETTS | ||||||
| 308 MULLINS CENTER | AMHERST | MA | 01003 | PUBLIC CHARITY 501C3 | COACH PICKETT FOOTBALL SCHOLARSHIP | $2,000 |
| BELGRADE REGIONAL HEALTH CENTER | ||||||
| SCHOOL STREET | BELGRADE LAKES | ME | 04918 | PUBLIC CHARITY 501C3 | OPERATING SUPPORT | $15,000 |
| KENNEBEC BEHAVIORAL HEALTH | ||||||
| 67 EUSTIS PARKWAY | WATERVILLE | ME | 04901 | PUBLIC CHARITY 501C3 | ANNUAL FUND | $1,000 |
| MAINE CHILDREN'S HOME FOR LITTLE WANDERERS | ||||||
| 93 SILVER STREET | WATERVILLE | ME | 04901 | PUBLIC CHARITY 501C3 | 2010 OPERATING SUPPORT | $15,000 |
| SPECTRUM GENERATIONS | ||||||
| 38 GOLD ST | WATERVILLE | ME | 04901 | PUBLIC CHARITY 501C3 | ANNUAL FUND FOR MEALS ON WHEELS | $1,000 |
| SPECTRUM GENERATIONS | ||||||
| 38 GOLD ST | WATERVILLE | ME | 04901 | PUBLIC CHARITY 501C3 | SUKEFORTH CHALLENGE GRANT | $15,000 |
| ALFOND YOUTH CENTER | ||||||
| 126 NORTH STREET | WATERVILLE | ME | 04901 | PUBLIC CHARITY 501C3 | ENDOWMENT | $1,251,916 |
| ALFOND YOUTH CENTER | ||||||
| 126 NORTH STREET | WATERVILLE | ME | 04901 | PUBLIC CHARITY 501C3 | 2010 ANNUAL FUND CHALLENGE | $120,000 |
| ALFOND YOUTH CENTER | ||||||
| 126 NORTH STREET | WATERVILLE | ME | 04901 | PUBLIC CHARITY 501C3 | MAINTENANCE NEEDS | $247,577 |
| ALFOND YOUTH CENTER | ||||||
| 126 NORTH STREET | WATERVILLE | ME | 04901 | PUBLIC CHARITY 501C3 | CAMP TRACY | $10,000 |
| ALFOND YOUTH CENTER | ||||||
| 126 NORTH STREET | WATERVILLE | ME | 04901 | PUBLIC CHARITY 501C3 | CONSULTING PROJECT | $20,000 |
| BELGRADE LAKES ASSOCIATION | ||||||
| PO BOX 551 | BELGRADE LAKES | ME | 04918 | PUBLIC CHARITY 501C3 | DOCKS TO DOORWAYS | $300,000 |
| COASTAL MAINE BOTANICAL GARDENS | ||||||
| PO BOX 234 | BOOTHBAY | ME | 04537 | PUBLIC CHARITY 501C3 | ALFOND CHILDREN'S GARDEN | $500,000 |
| LITTLE LEAGUE BASEBALL INC | ||||||
| 75 OAKLAND STREET | WATERVILLE | ME | 04901 | PUBLIC CHARITY 501C3 | GENERAL SUPPORT | $150 |
| SUSAN CURTIS FOUNDATION | ||||||
| 1321 WASHINGTON AVE SUITE 104 | PORTLAND | ME | 04103 | PUBLIC CHARITY 501C3 | CAMPERSHIPS | $14,700 |
| UNITED STATES BIATHLON ASSOCIATION | ||||||
| 49 PINELAND DRIVE SUITE 301A | NEW GLOUCESTER | ME | 04260 | PUBLIC CHARITY 501C3 | GENERAL CAMPAIGN | $15,000 |
| UNITED WAY OF MID-MAINE INC | ||||||
| 45 ARMORY ROAD PO BOX 91 | WATERVILLE | ME | 04903 | PUBLIC CHARITY 501C3 | 2010 ANNUAL FUND | $12,500 |
| WATERVILLE OPERA HOUSE IMPROVEMENT ASSOCIATION | ||||||
| 93 MAIN STREET | WATERVILLE | ME | 04901 | 501C3-509A2 1/3 GRS | 2010 ANNUAL FUND | $15,000 |
| WATERVILLE OPERA HOUSE IMPROVEMENT ASSOCIATION | ||||||
| 93 MAIN STREET | WATERVILLE | ME | 04901 | 501C3-509A2 1/3 GRS | EXPANSION/RENOVATION PROJECT | $544,610 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Grant Or Contri Paid During Year | 10269723 | TotGrantOrContriPaidDuringYear |
Grant Or Contri Approved For Future GrantOrContriApprovedForFuture (15 entries)
| Address Line1RecipientUSAddress/AddressLine1 | CityRecipientUSAddress/City | StateRecipientUSAddress/State | ZIP CodeRecipientUSAddress/ZIPCode | Recipient Foundation StatusRecipientFoundationStatus | Purpose Of Grant Or ContributionPurposeOfGrantOrContribution | AmountAmount |
|---|---|---|---|---|---|---|
| ALFOND YOUTH CENTER | ||||||
| 126 NORTH STREET | WATERVILLE | ME | 04901 | PUBLIC CHARITY 501C3 | CONSULTING PROJECT | $30,000 |
| BELGRADE LAKES ASSOCIATION | ||||||
| PO BOX 551 | BELGRADE LAKES | ME | 04918 | PUBLIC CHARITY 501C3 | DOCKS TO DOORWAYS 2010 CHALLENGE | $450,000 |
| COLBY COLLEGE | ||||||
| 4800 MAYFLOWER HILL | WATERVILLE | ME | 04901 | PUBLIC CHARITY 501C3 | ATHLETIC ENDOWMENT | $600,000 |
| COLBY COLLEGE | ||||||
| 4800 MAYFLOWER HILL | WATERVILLE | ME | 04901 | PUBLIC CHARITY 501C3 | ART MUSEUM | $5,000,000 |
| EDUCARE CENTRAL MAINE CO KVCAP | ||||||
| 97 WATER STREET | WATERVILLE | ME | 04901 | PUBLIC CHARITY 501C3 | HAROLD ALFOND SCHOLARSHIPS | $750,000 |
| MAINEGENERAL MEDICAL CENTER | ||||||
| 157 CAPITOL STREET | AUGUSTA | ME | 04330 | PUBLIC CHARITY 501C3 | NEW REGIONAL HOSPITAL | $35,000,000 |
| THE NATIONAL FOOTBALL FOUNDATION AND COLLEGE HALL OF FAME INC | ||||||
| 433 LAS COLINAS BLVD SUITE 1130 | IRVING | TX | 75039 | 501C3-509A2 1/3 GRS | RICHARD MACPHERSON COACHING FUND | $31,730 |
| PINE TREE SOCIETY | ||||||
| PO BOX 508 | BATH | ME | 04350 | 501C3-509A2 1/3 GRS | NEW DINING HALL AT PINE TREE CAMP | $500,000 |
| ROLLINS COLLEGE | ||||||
| 100 HOLT AVENUE | WINTER PARK | FL | 327894499 | PUBLIC CHARITY 501C3 | ALFOND INN AT ROLLINS | $12,500,000 |
| UNIVERSITY OF MAINE | ||||||
| 5747 MEMORIAL GYM | ORONO | ME | 04469 | PUBLIC CHARITY 501C3 | ALFOND HOCKEY ARENA RENOVATION | $3,000,000 |
| UNIVERSITY OF MAINE | ||||||
| 5747 MEMORIAL GYM | ORONO | ME | 04469 | PUBLIC CHARITY 501C3 | MEMORIAL GYM RENOVATION | $2,000,000 |
| UNIVERSITY OF MAINE FOUNDATION | ||||||
| TWO ALUMNI PLACE | ORONO | ME | 04469 | PUBLIC CHARITY 501C3 | 2010 FOOTBALL CHALLENGE | $250,000 |
| UNIVERSITY OF NEW ENGLAND | ||||||
| 11 HILLS BEACH ROAD | BIDDEFORD | ME | 04005 | PUBLIC CHARITY 501C3 | HAROLD ALFOND ATHLETIC COMPLEX | $10,000,000 |
| WATERVILLE OPERA HOUSE IMPROVEMENT ASSOCIATION | ||||||
| 93 MAIN STREET | WATERVILLE | ME | 04901 | 501C3-509A2 1/3 GRS | EXPANSION/RENOVATION PROJECT | $1,455,390 |
| WATERVILLE OPERA HOUSE IMPROVEMENT ASSOCIATION | ||||||
| 93 MAIN STREET | WATERVILLE | ME | 04901 | 501C3-509A2 1/3 GRS | SET BUILDING SPACE | $310,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Grant Or Contri Approved Future | 71877120 | TotGrantOrContriApprovedFuture |
Analysis Income Producing Acty AnalysisIncomeProducingActy
Int On Savings And Temp Cash Invst IntOnSavingsAndTempCashInvst
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $3,830,855 | ExclusionAmount |
Dividends And Int From Sec Part VII DividendsAndIntFromSecPartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $1,851,832 | ExclusionAmount |
Other Investment Income Part VII OtherInvestmentIncomePartVII
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Code | 531120 | BusinessCode |
| Unrelated Business Income | $43,780 | UnrelatedBusinessIncomeAmount |
| Exclusion Code | 14 | ExclusionCode |
| Exclusion | $10,059 | ExclusionAmount |
Gain Sales Assets Oth Than Invntry GainSalesAssetsOthThanInvntry
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Code | 531120 | BusinessCode |
| Unrelated Business Income | -$19,532 | UnrelatedBusinessIncomeAmount |
| Exclusion Code | 18 | ExclusionCode |
| Exclusion | -$8,299,471 | ExclusionAmount |
Subtotals Part XVIA SubtotalsPartXVIA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Income | $24,248 | UnrelatedBusinessIncomeAmount |
| Exclusion | -$2,606,725 | ExclusionAmount |
| Related Or Exempt Function Income | 0 | RelatedOrExemptFunctionIncome |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Part XVIA | -2582477 | TotalPartXVIA |
Rln Of Acty To Accom Of Exempt Prps RlnOfActyToAccomOfExemptPrps
Rln Of Acty To Accom Of Exempt Prps RlnOfActyToAccomOfExemptPrps
| Field | Value | IRS element (for citing) |
|---|---|---|
| Line Number | 1 | LineNumber |
| Relationship Statement | NOT APPLICABLE | RelationshipStatement |
Trnsfr Tr Rln With Noncharitable EO TrnsfrTrRlnWithNoncharitableEO
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Noncharitable EO | 0 | TrnsfrOfCashToNoncharitableEO |
| Trnsfr Oth Assets Noncharitable EO | 0 | TrnsfrOthAssetsNoncharitableEO |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssets |
| Purchase Assets Noncharitable EO | 0 | PurchaseAssetsNoncharitableEO |
| Rental Of Facilities Etc | 0 | RentalOfFacilitiesEtc |
| Reimbursement Arrangements | 0 | ReimbursementArrangements |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuarantees |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtc |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtc |
| Relationships Noncharitable E Os | 0 | RelationshipsNoncharitableEOs |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | X | Organization501c3ExemptPF |
| General Rule | X | GeneralRule |
Contributor Info ContributorInfo (2 entries)
| Contributor NumberContributorNumber | Contributor Name IndividualContributorNameIndividual | Address Line1ContributorAddressUS/AddressLine1 | CityContributorAddressUS/City | StateContributorAddressUS/State | ZIP CodeContributorAddressUS/ZIPCode | Aggregate ContributionsAggregateContributions | Person Contribution TypePersonContributionType | Noncash Contribution TypeNoncashContributionType |
|---|---|---|---|---|---|---|---|---|
| 1 | ESTATE OF HAROLD ALFOND | 1201 GEORGE BUSH BOULEVARD | DELRAY BEACH | FL | 33483 | 2181429 | X | |
| 2 | ESTATE OF HAROLD ALFOND | 1201 GEORGE BUSH BOULEVARD | DELRAY BEACH | FL | 33483 | 6799625 | X |
Noncash Property NoncashProperty
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor Number From Part I | 2 | ContributorNumberFromPartI |
| Noncash Property Description | 50 SHS BERKSHIRE HATHAWAY INC DEL CL A | NoncashPropertyDescription |
| Fair Market Value | 6799625 | FairMarketValue |
| Date Received | 2010-10-26 | DateReceived |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees AccountingFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | TAX PREPARATION | Category |
| Amount | $20,725 | Amount |
| Net Investment Income | 8290 | NetInvestmentIncome |
| Disbursements Charitable Prps | 12435 | DisbursementsCharitablePrps |
General Explanation Attachment GeneralExplanationAttachment
General Explanation GeneralExplanation (2 entries)
| IdentifierIdentifier | Return ReferenceReturnReference | ExplanationExplanation |
|---|---|---|
| FOUNDATION TRUSTEE POWELL ADDITIONAL INFORMATION | FORM 990-PF, PART VIII | GREGORY POWELL IS AN EMPLOYEE OF DEXTER ENTERPRISES, INC. DEXTER ENTERPRISES, INC. IS COMPENSATED UNDER A MANAGEMENT CONTRACT WITH THE FOUNDATION. SEE STATEMENT 6 FOR DEXTER ENTERPRISES, INC. INFORMATION. |
| INDIVIDUAL GRANT RECIPIENTS ARE NOT APPLICABLE | FORM 990-PF, PART XV | NONE OF THE GRANT RECIPIENTS ARE INDIVIDUALS, THEREFORE DISCLOSURE OF RELATIONSHIPS TO ANY FOUNDATION MANAGER OR SUBSTANTIAL CONTRIBUTOR IS NOT APPLICABLE. |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corp Bonds InvestmentsCorpBonds
| Field | Value | IRS element (for citing) |
|---|---|---|
| Name Of Bond | DEXTER FIXED INCOME TE, LLC | NameOfBond |
| EOY Book Value | 41988034 | EOYBookValue |
| EOYFMV | 43588641 | EOYFMV |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corp Stock InvestmentsCorpStock (10 entries)
| Name Of StockNameOfStock | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|
| 2,900 SH BERKSHIRE HATHAWAY CL B | 258298 | 232319 |
| 2,959 SH BERKSHIRE HATHAWAY CL A | 399700523 | 356411550 |
| 6,616 SH TAL INTERNATIONAL GROUP INC | 49419 | 204236 |
| 709,462 SH QUANTUM CORP DIT & STORAGE | 638862 | 2639199 |
| 194,000 SH PEACE MARK HOLDINGS LMT | 210403 | 37437 |
| 20 SH FIRST HORIZON NATIONAL CORP | 187 | 236 |
| 7,789 SH BNY MELLON INTERNATIONAL FUND | 108083 | 83883 |
| 4,519 SH BNY MELLON EMERGING MARKETS FUND | 62191 | 53506 |
| DEXTER GLOBAL EQUITY TE, LLC | 9295521 | 10458791 |
| DEXTER US EQUITY TE, LCC | 44048473 | 48927498 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Securities EOY Book Value | 361278 | USGovtSecuritiesEOYBookValue |
| US Govt Securities EOYFMV | 10231 | USGovtSecuritiesEOYFMV |
| State Local Securities EOY Book Val | 0 | StateLocalSecuritiesEOYBookVal |
| State Local Securities EOYFMV | 0 | StateLocalSecuritiesEOYFMV |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOther (20 entries)
| Category Or ItemCategoryOrItem | Listed At Cost Or FMVListedAtCostOrFMV | Book ValueBookValue | EOYFMVEOYFMV |
|---|---|---|---|
| 69,571 SH PLATNUM FUND LIMITED OFF-SHORE SINGLE MANAGER | AT COST | 4402327 | 5088557 |
| 255,859 SH THE PLATINUM TAX-EXEMPT FUND LTD | AT COST | 3111645 | 3601982 |
| 263,479 SH THE OPTIMA PARTNERS FOCUS FUND | AT COST | 3220334 | 2975993 |
| MAST CREDIT OPPORTUNITIES I, LIMITED OS | AT COST | 895706 | 1094966 |
| BLACKSTONE REAL ESTATE PARTNERS V AND VI, LP | AT COST | 3824567 | 2676905 |
| DARWIN VENTURE CAPITAL FUND OF FUNDS II, LP | AT COST | 1446720 | 1743277 |
| FAIRHOLME HOLDINGS LTD. | AT COST | 0 | 0 |
| LEGACY VENTURE FUNDS | AT COST | 2026854 | 1986781 |
| OCH ZIFF CAPITAL ADVISORS | AT COST | 3372787 | 3949037 |
| SPECIAL OPPORTUNITIES FUNDS | AT COST | 3163093 | 2662186 |
| WINSTON GLOBAL FUND | AT COST | 4196451 | 4095146 |
| THE ENTREPRENEURIAL VALUE FUND | AT COST | 0 | 0 |
| WINSTON GROWTH FUND LP | AT COST | 0 | 0 |
| TISHMAN SPEYER INVESTMENTS: US REAL ESTATE VENTURE | AT COST | 1255241 | 219317 |
| TISHMAN SPEYER INVESTMENTS: INTERNATIONAL REAL ESTATE VENTURE | AT COST | 640732 | 473420 |
| TISHMAN SPEYER INVESTMENTS: INDIA REAL ESTATE VENTURE | AT COST | 560883 | 188326 |
| MAST DISTRESSED OPPORTUNITIES I, L.P. | AT COST | 0 | 228802 |
| REALTY ASSOCIATES IX | AT COST | 1648153 | 1699642 |
| DEXTER HEDGE FUNDS TE, LLC | AT COST | 66878050 | 66782324 |
| DEXTER INTERNATIONAL EQUITY TE, LLC | AT COST | 41439217 | 45677407 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFees
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | LEGAL FEES | Category |
| Amount | $10,876 | Amount |
| Net Investment Income | 0 | NetInvestmentIncome |
| Disbursements Charitable Prps | 10876 | DisbursementsCharitablePrps |
Other Assets Schedule OtherAssetsSchedule
Other Assets OtherAssets (2 entries)
| DescriptionDescription | BOY Book ValueBOYBookValue | EOY Book ValueEOYBookValue | EOYFMVEOYFMV |
|---|---|---|---|
| SPORTS MEMORABILIA COLLECTION | 5000 | 5000 | 5000 |
| 37 SH WATERVILLE AREA INDUSTRIAL DEV CORP | 370 | 3608 | 3608 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses OtherExpenses (7 entries)
| DescriptionDescription | Revenue And Expenses Per BooksRevenueAndExpensesPerBooks | Net Investment IncomeNetInvestmentIncome | Disbursements Charitable PrpsDisbursementsCharitablePrps |
|---|---|---|---|
| INVESTMENT INTEREST PASSED THRU FROM K-1S | 71050 | 71050 | 0 |
| NON DEDUCTIBLE INVESTMENT EXPENSES | 94105 | 0 | 0 |
| CHARITABLE DONATIONS PASSED THRU FROM K-1S | 5572 | 0 | 5572 |
| ORDINARY LOSS PASSED THRU FROM K-1S | 67728 | 67728 | 0 |
| BANK FEES | 2491 | 997 | 1494 |
| OTHER PORTFOLIO DEDUCTIONS PASSED THRU FROM K-1S | 218380 | 218380 | 0 |
| ADVERTISING | 157 | 63 | 94 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income OtherIncome (4 entries)
| DescriptionDescription | Revenue And Expenses Per BooksRevenueAndExpensesPerBooks | Net Investment IncomeNetInvestmentIncome | Adjusted Net IncomeAdjustedNetIncome |
|---|---|---|---|
| STATE UBIT TAX REFUNDS | 6110 | 0 | 6110 |
| ROYALTY INCOME PASS THRU FROM K-1S | 12557 | 12557 | 12557 |
| ORDINARY INCOME PASSED THRU FROM K-1S | 9966 | 9966 | 9966 |
| RENTAL INCOME PASS THRU FROM K-1S | 25206 | 25206 | 25206 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees OtherProfessionalFees (4 entries)
| CategoryCategory | AmountAmount | Net Investment IncomeNetInvestmentIncome | Disbursements Charitable PrpsDisbursementsCharitablePrps |
|---|---|---|---|
| DEXTER ENTERPRISES | $620,610 | 248244 | 372366 |
| INVESTMENT ADVISORY FEES PASSED THRU FROM K-1S | $766,315 | 766315 | 0 |
| INVESTMENT CONSULTING FEES | $307,150 | 307150 | 0 |
| CHARITABLE CONSULTING FEES | $44,501 | 0 | 44501 |
Taxes Schedule TaxesSchedule
Taxes Taxes (2 entries)
| CategoryCategory | AmountAmount | Net Investment IncomeNetInvestmentIncome | Disbursements Charitable PrpsDisbursementsCharitablePrps |
|---|---|---|---|
| FOREIGN TAXES | $133,737 | 133737 | 0 |
| NET INVESTMENT INCOME TAXES | $52,000 | 0 | 0 |
Comments